REG - Societe Generale SA Anglo American PLC - Form 8.3 - Anglo American plc
17/05/2024 09:45
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RNS Number : 9107O Societe Generale SA 17 May 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: SOCIETE GENERALE SA
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 16/05/2024
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes: BHP Group Limited
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 10,470,719 0.78 1,705,841 0.13
(2) Cash-settled derivatives: 4,123,206 0.31 3,849,003 0.29
(3) Stock-settled derivatives (including options) and agreements to 350,000 0.03 1,400,000 0.10
purchase/sell:
TOTAL: 14,943,925 1.12 6,954,844 0.52
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
GBP
USD 0.54945 ordinary Purchase 2,419 26.29
USD 0.54945 ordinary Purchase 4,837 26.29
USD 0.54945 ordinary Purchase 4,837 26.29
USD 0.54945 ordinary Purchase 272 26.27
USD 0.54945 ordinary Purchase 9 26.3
USD 0.54945 ordinary Purchase 139 26.3
USD 0.54945 ordinary Purchase 76 26.27
USD 0.54945 ordinary Purchase 180 26.275
USD 0.54945 ordinary Purchase 202 26.29
USD 0.54945 ordinary Purchase 246 26.29
USD 0.54945 ordinary Purchase 263 26.27
USD 0.54945 ordinary Purchase 271 26.27
USD 0.54945 ordinary Purchase 254 26.28871
USD 0.54945 ordinary Purchase 1,404,964 26.48
USD 0.54945 ordinary Purchase 699 26.29
Class of relevant security Purchase/sale Number of securities Price per unit
GBP
USD 0.54945 ordinary Sale 36,119 26.21997
USD 0.54945 ordinary Sale 20,295 26.21797
USD 0.54945 ordinary Sale 13,037 26.21616
USD 0.54945 ordinary Sale 15,557 26.28895
USD 0.54945 ordinary Sale 5,709 26.28895
USD 0.54945 ordinary Sale 4,837 26.29
USD 0.54945 ordinary Sale 9,674 26.29
USD 0.54945 ordinary Sale 39 26.235
USD 0.54945 ordinary Sale 51 26.235
USD 0.54945 ordinary Sale 86 26.25
USD 0.54945 ordinary Sale 97 26.165
USD 0.54945 ordinary Sale 102 26.29
USD 0.54945 ordinary Sale 125 26.295
USD 0.54945 ordinary Sale 1 26.245
USD 0.54945 ordinary Sale 5 26.19
USD 0.54945 ordinary Sale 11 26.23
USD 0.54945 ordinary Sale 15 26.31
USD 0.54945 ordinary Sale 25 26.155
USD 0.54945 ordinary Sale 35 26.135
USD 0.54945 ordinary Sale 36 26.19
USD 0.54945 ordinary Sale 51 26.19
USD 0.54945 ordinary Sale 53 26.19
USD 0.54945 ordinary Sale 56 26.245
USD 0.54945 ordinary Sale 61 26.135
USD 0.54945 ordinary Sale 75 26.245
USD 0.54945 ordinary Sale 82 26.31
USD 0.54945 ordinary Sale 85 26.24
USD 0.54945 ordinary Sale 90 26.135
USD 0.54945 ordinary Sale 92 26.23
USD 0.54945 ordinary Sale 94 26.28
USD 0.54945 ordinary Sale 97 26.145
USD 0.54945 ordinary Sale 97 26.17
USD 0.54945 ordinary Sale 99 26.21
USD 0.54945 ordinary Sale 103 26.085
USD 0.54945 ordinary Sale 105 26.295
USD 0.54945 ordinary Sale 107 26.29
USD 0.54945 ordinary Sale 108 26.045
USD 0.54945 ordinary Sale 118 26.215
USD 0.54945 ordinary Sale 118 26.255
USD 0.54945 ordinary Sale 120 26.235
USD 0.54945 ordinary Sale 124 26.155
USD 0.54945 ordinary Sale 144 26.245
USD 0.54945 ordinary Sale 180 26.285
USD 0.54945 ordinary Sale 774 26.265
USD 0.54945 ordinary Sale 62 26.29
USD 0.54945 ordinary Sale 256 26.29
USD 0.54945 ordinary Sale 318 26.29
USD 0.54945 ordinary Sale 364 26.29
USD 0.54945 ordinary Sale 364 26.29
USD 0.54945 ordinary Sale 364 26.29
USD 0.54945 ordinary Sale 364 26.29
USD 0.54945 ordinary Sale 364 26.29
USD 0.54945 ordinary Sale 364 26.29
USD 0.54945 ordinary Sale 364 26.29
USD 0.54945 ordinary Sale 364 26.29
USD 0.54945 ordinary Sale 364 26.29
USD 0.54945 ordinary Sale 364 26.29
USD 0.54945 ordinary Sale 364 26.29
USD 0.54945 ordinary Sale 400 26.29
USD 0.54945 ordinary Sale 889 26.29
USD 0.54945 ordinary Sale 913 26.29
USD 0.54945 ordinary Sale 1,866 26.29
USD 0.54945 ordinary Sale 5,353 26.29
USD 0.54945 ordinary Sale 6,993 26.29
USD 0.54945 ordinary Sale 10,207 26.29
USD 0.54945 ordinary Sale 699 26.29
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit GBP
e.g., CFD e.g., opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Reducing a short position 36,119 26.21997
USD 0.54945 ordinary CFD Reducing a short position 20,295 26.21797
USD 0.54945 ordinary CFD Reducing a short position 13,037 26.21616
USD 0.54945 ordinary CFD Reducing a short position 15,557 26.28895
USD 0.54945 ordinary CFD Reducing a short position 5,709 26.28895
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit EUR
e.g., CFD e.g., opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Reducing a short position 110 14.42
USD 0.54945 ordinary CFD Reducing a short position 300 10.4
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 17/05/2024
Contact name: Paul Jenkins
Telephone number: +44 20 7676 6969
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: SOCIETE GENERALE SA
Name of offeror/offeree in relation to whose relevant securities the Anglo American PLC
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
EUR e.g. American, European etc.
USD 0.54945 ordinary Listed call-option Sale 250,000 2000 American options 20/12/2024
USD 0.54945 ordinary Listed call-option Purchase 250,000 2000 American options 21/06/2024
USD 0.54945 ordinary Listed call-option Purchase 250,000 2480 American options 16/08/2024
USD 0.54945 ordinary Listed call-option Purchase 100,000 2800 American options 20/12/2024
USD 0.54945 ordinary Listed Put Option Sale 150,000 2200 American options 07/05/2024
USD 0.54945 ordinary Listed Put Option Sale 150,000 1700 American options 21/06/2024
USD 0.54945 ordinary Listed Put Option Purchase 100,000 2800 American options 20/12/2024
USD 0.54945 ordinary OTC Put Option Sale 500,000 15 American options 21/06/2024
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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