REG - Societe Generale SA Anglo American PLC - Form 8.3 - Anglo American PLC

Anglo AmericanAnnouncement

22/05/2024 09:15

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RNS Number : 4586P  Societe Generale SA  22 May 2024

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Full name of discloser:                                                      SOCIETE GENERALE SA
 (b) Owner or controller of interests and short positions disclosed, if
 different from 1(a):

      The naming of nominee or vehicle companies is insufficient.  For a
 trust, the trustee(s), settlor and beneficiaries must be named.
 (c) Name of offeror/offeree in relation to whose relevant securities this form   Anglo American plc
 relates:

      Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an offeror/offeree, state this
 and specify identity of offeror/offeree:
 (e) Date position held/dealing undertaken:                                       21/05/2024

      For an opening position disclosure, state the latest practicable date
 prior to the disclosure
 (f)  In addition to the company in 1(c) above, is the discloser making           Yes: BHP Group Limited
 disclosures in respect of any other party to the offer?

      If it is a cash offer or possible cash offer, state "N/A"

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)

 

 Class of relevant security:                                            USD 0.54945 ordinary
                                                                        Interests           Short positions

                                                                        Number      %       Number     %
 (1)  Relevant securities owned and/or controlled:                      10,232,514  0.77    1,717,877  0.13
 (2)  Cash-settled derivatives:                                         4,123,213   0.31    3,764,301  0.28

 (3)  Stock-settled derivatives (including options) and agreements to   350,000     0.03    1,250,000  0.09
 purchase/sell:
 TOTAL:                                                                 14,705,727  1.10    6,732,178  0.50

 

 

 

 

 

 

 

 

 

All interests and all short positions should be disclosed.

 

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors'
and other employee options)

 

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchase/sale  Number of securities  Price per unit

                                                                  GBP
 USD 0.54945 ordinary        Purchase       3                     26.87
 USD 0.54945 ordinary        Purchase       10,000                26.88915
 USD 0.54945 ordinary        Purchase       3,220                 26.72941
 USD 0.54945 ordinary        Purchase       25                    26.87
 USD 0.54945 ordinary        Purchase       12                    26.83
 USD 0.54945 ordinary        Purchase       12                    26.87
 USD 0.54945 ordinary        Purchase       49                    26.86423
 USD 0.54945 ordinary        Purchase       3,220                 26.72941
 USD 0.54945 ordinary        Purchase       3                     26.86866
 USD 0.54945 ordinary        Purchase       2,087                 26.87
 USD 0.54945 ordinary        Purchase       625                   26.87
 USD 0.54945 ordinary        Purchase       1,205                 26.87
 USD 0.54945 ordinary        Purchase       9                     26.525
 USD 0.54945 ordinary        Purchase       9                     26.6193
 USD 0.54945 ordinary        Purchase       858                   26.9532
 USD 0.54945 ordinary        Purchase       4,454                 26.87
 USD 0.54945 ordinary        Purchase       74                    26.87
 USD 0.54945 ordinary        Purchase       156                   26.87107
 USD 0.54945 ordinary        Purchase       84                    26.87134
 USD 0.54945 ordinary        Purchase       9                     26.855
 USD 0.54945 ordinary        Purchase       603                   26.53049
 USD 0.54945 ordinary        Purchase       532                   26.87
 USD 0.54945 ordinary        Purchase       603                   26.87
 USD 0.54945 ordinary        Purchase       532                   26.87
 USD 0.54945 ordinary        Purchase       236                   26.84358
 USD 0.54945 ordinary        Purchase       7,250                 26.86
 USD 0.54945 ordinary        Purchase       112                   26.61
 USD 0.54945 ordinary        Purchase       162                   26.83
 USD 0.54945 ordinary        Purchase       243                   26.83682
 USD 0.54945 ordinary        Purchase       6,624                 26.86866
 USD 0.54945 ordinary        Purchase       1,081                 26.86893
 USD 0.54945 ordinary        Purchase       276                   26.86893
 USD 0.54945 ordinary        Purchase       149                   26.86893
 USD 0.54945 ordinary        Purchase       16                    26.87
 USD 0.54945 ordinary        Purchase       18                    26.87
 USD 0.54945 ordinary        Purchase       47                    26.87
 USD 0.54945 ordinary        Purchase       56                    26.87
 USD 0.54945 ordinary        Purchase       91                    26.87
 USD 0.54945 ordinary        Purchase       129                   26.87
 USD 0.54945 ordinary        Purchase       193                   26.87
 USD 0.54945 ordinary        Purchase       213                   26.87
 USD 0.54945 ordinary        Purchase       242                   26.87
 USD 0.54945 ordinary        Purchase       276                   26.87
 USD 0.54945 ordinary        Purchase       276                   26.87
 USD 0.54945 ordinary        Purchase       276                   26.87
 USD 0.54945 ordinary        Purchase       276                   26.87
 USD 0.54945 ordinary        Purchase       276                   26.87
 USD 0.54945 ordinary        Purchase       276                   26.87
 USD 0.54945 ordinary        Purchase       276                   26.87
 USD 0.54945 ordinary        Purchase       276                   26.87
 USD 0.54945 ordinary        Purchase       310                   26.87
 USD 0.54945 ordinary        Purchase       441                   26.87
 USD 0.54945 ordinary        Purchase       441                   26.87134
 USD 0.54945 ordinary        Purchase       10                    26.87
 USD 0.54945 ordinary        Purchase       1,843,317             26.555
 USD 0.54945 ordinary        Purchase       128                   26.87
 USD 0.54945 ordinary        Purchase       56                    26.87
 USD 0.54945 ordinary        Purchase       2,200                 26.87
 USD 0.54945 ordinary        Purchase       208                   26.87
 USD 0.54945 ordinary        Purchase       17                    26.8
 USD 0.54945 ordinary        Purchase       19                    26.8
 USD 0.54945 ordinary        Purchase       40                    26.8
 USD 0.54945 ordinary        Purchase       673                   26.87
 USD 0.54945 ordinary        Purchase       3,044                 26.87107
 USD 0.54945 ordinary        Purchase       1,568                 26.87134
 USD 0.54945 ordinary        Purchase       24                    26.8
 USD 0.54945 ordinary        Purchase       33                    26.8
 USD 0.54945 ordinary        Purchase       237                   26.87
 USD 0.54945 ordinary        Purchase       87                    26.8
 USD 0.54945 ordinary        Purchase       3,044                 26.87
 Class of relevant security  Purchase/sale  Number of securities  Price per unit

                                                                  EUR
 USD 0.54945 ordinary        Purchase       883                   31.1
 Class of relevant security  Purchase/sale  Number of securities  Price per unit

                                                                  GBP
 USD 0.54945 ordinary        Sale           3                     26.86866
 USD 0.54945 ordinary        Sale           3                     26.87
 USD 0.54945 ordinary        Sale           3,220                 26.72941
 USD 0.54945 ordinary        Sale           49                    26.86423
 USD 0.54945 ordinary        Sale           10,000                26.88915
 USD 0.54945 ordinary        Sale           10,000                26.88915
 USD 0.54945 ordinary        Sale           625                   26.87
 USD 0.54945 ordinary        Sale           1,205                 26.87
 USD 0.54945 ordinary        Sale           2,087                 26.87
 USD 0.54945 ordinary        Sale           9                     26.855
 USD 0.54945 ordinary        Sale           9                     26.525
 USD 0.54945 ordinary        Sale           1,208                 26.87
 USD 0.54945 ordinary        Sale           2,417                 26.87
 USD 0.54945 ordinary        Sale           48,335                26.54
 USD 0.54945 ordinary        Sale           673                   26.87
 USD 0.54945 ordinary        Sale           7,250                 26.86
 USD 0.54945 ordinary        Sale           532                   26.87
 USD 0.54945 ordinary        Sale           1,081                 26.86893
 USD 0.54945 ordinary        Sale           603                   26.87
 USD 0.54945 ordinary        Sale           603                   26.53049
 USD 0.54945 ordinary        Sale           532                   26.87
 USD 0.54945 ordinary        Sale           243                   26.83682
 USD 0.54945 ordinary        Sale           88                    26.535
 USD 0.54945 ordinary        Sale           101                   26.78
 USD 0.54945 ordinary        Sale           7                     26.56
 USD 0.54945 ordinary        Sale           23                    26.63
 USD 0.54945 ordinary        Sale           27                    26.755
 USD 0.54945 ordinary        Sale           32                    26.63
 USD 0.54945 ordinary        Sale           34                    26.555
 USD 0.54945 ordinary        Sale           35                    26.655
 USD 0.54945 ordinary        Sale           43                    26.845
 USD 0.54945 ordinary        Sale           50                    26.63
 USD 0.54945 ordinary        Sale           66                    26.555
 USD 0.54945 ordinary        Sale           75                    26.655
 USD 0.54945 ordinary        Sale           80                    26.56
 USD 0.54945 ordinary        Sale           83                    26.555
 USD 0.54945 ordinary        Sale           88                    26.75
 USD 0.54945 ordinary        Sale           89                    26.57
 USD 0.54945 ordinary        Sale           91                    26.56
 USD 0.54945 ordinary        Sale           92                    26.8
 USD 0.54945 ordinary        Sale           94                    26.745
 USD 0.54945 ordinary        Sale           111                   26.805
 USD 0.54945 ordinary        Sale           114                   26.755
 USD 0.54945 ordinary        Sale           119                   26.63
 USD 0.54945 ordinary        Sale           145                   26.59
 USD 0.54945 ordinary        Sale           190                   26.56
 USD 0.54945 ordinary        Sale           195                   26.55
 USD 0.54945 ordinary        Sale           195                   26.63
 USD 0.54945 ordinary        Sale           201                   26.87
 USD 0.54945 ordinary        Sale           201                   26.935
 USD 0.54945 ordinary        Sale           241                   26.555
 USD 0.54945 ordinary        Sale           300                   26.595
 USD 0.54945 ordinary        Sale           400                   26.6
 USD 0.54945 ordinary        Sale           17                    26.63
 USD 0.54945 ordinary        Sale           66                    26.635
 USD 0.54945 ordinary        Sale           15                    26.575
 USD 0.54945 ordinary        Sale           54                    26.635
 USD 0.54945 ordinary        Sale           70                    26.635
 USD 0.54945 ordinary        Sale           108                   26.635
 USD 0.54945 ordinary        Sale           124                   26.57
 USD 0.54945 ordinary        Sale           124                   26.62
 USD 0.54945 ordinary        Sale           124                   26.62
 USD 0.54945 ordinary        Sale           124                   26.635
 USD 0.54945 ordinary        Sale           124                   26.64
 USD 0.54945 ordinary        Sale           124                   26.835
 USD 0.54945 ordinary        Sale           147                   26.575
 USD 0.54945 ordinary        Sale           166                   26.835
 USD 0.54945 ordinary        Sale           330                   26.655
 USD 0.54945 ordinary        Sale           387                   26.87
 USD 0.54945 ordinary        Sale           236                   26.84358
 USD 0.54945 ordinary        Sale           441                   26.87134
 USD 0.54945 ordinary        Sale           156                   26.87107
 USD 0.54945 ordinary        Sale           3,044                 26.87107
 USD 0.54945 ordinary        Sale           1,568                 26.87134
 USD 0.54945 ordinary        Sale           84                    26.87134
 USD 0.54945 ordinary        Sale           6,801                 26.87072
 USD 0.54945 ordinary        Sale           6,624                 26.86866
 USD 0.54945 ordinary        Sale           858                   26.9532
 USD 0.54945 ordinary        Sale           9                     26.6193
 USD 0.54945 ordinary        Sale           355,674               26.555
 USD 0.54945 ordinary        Sale           237                   26.87
 USD 0.54945 ordinary        Sale           33                    26.8
 USD 0.54945 ordinary        Sale           24                    26.8
 USD 0.54945 ordinary        Sale           87                    26.8
 USD 0.54945 ordinary        Sale           3,044                 26.87
 USD 0.54945 ordinary        Sale           74                    26.87
 USD 0.54945 ordinary        Sale           4,454                 26.87
 USD 0.54945 ordinary        Sale           208                   26.87
 USD 0.54945 ordinary        Sale           40                    26.8
 USD 0.54945 ordinary        Sale           19                    26.8
 USD 0.54945 ordinary        Sale           56                    26.87
 USD 0.54945 ordinary        Sale           17                    26.8
 USD 0.54945 ordinary        Sale           2,200                 26.87
 USD 0.54945 ordinary        Sale           128                   26.87
 USD 0.54945 ordinary        Sale           276                   26.86893
 USD 0.54945 ordinary        Sale           149                   26.86893
 Class of relevant security  Purchase/sale  Number of securities  Price per unit

                                                                  EUR
 USD 0.54945 ordinary        Sale           33                    31.47

 

(b)        Cash-settled derivative transactions

 

 Class of relevant security  Product description  Nature of dealing                                                               Number of reference securities  Price per unit GBP

                             e.g., CFD            e.g., opening/closing a long/short position, increasing/reducing a long/short
                                                  position
 USD 0.54945 ordinary        CFD                  Reducing a Short position                                                       10,000                          26.88915
 USD 0.54945 ordinary        CFD                  Increasing a Short position                                                     3,220                           26.72941
 USD 0.54945 ordinary        CFD                  Reducing a long position                                                        49                              26.86423
 USD 0.54945 ordinary        CFD                  Increasing a Short position                                                     25                              26.87
 USD 0.54945 ordinary        CFD                  Increasing a Short position                                                     12                              26.83
 USD 0.54945 ordinary        CFD                  Increasing a Short position                                                     12                              26.87
 USD 0.54945 ordinary        CFD                  Reducing a Short position                                                       49                              26.86423
 USD 0.54945 ordinary        CFD                  Increasing a Short position                                                     10,000                          26.88915
 USD 0.54945 ordinary        CFD                  Reducing a Short position                                                       10,000                          26.88915
 USD 0.54945 ordinary        CFD                  Increasing a Short position                                                     3,220                           26.72941
 USD 0.54945 ordinary        CFD                  Reducing a Short position                                                       3,220                           26.72941

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the person
 making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"

 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 None

 

(c)        Attachments

 

 Is a Supplemental Form 8 (Open Positions) attached?  YES

 

 

 Date of disclosure:  22/05/2024
 Contact name:        Paul Jenkins
 Telephone number:    +44 20 7676 6969

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

 

 

 

 

 

 

 

 

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

 Full name of person making disclosure:                                SOCIETE GENERALE SA
 Name of offeror/offeree in relation to whose relevant securities the  Anglo American PLC
 disclosure relates:

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 

 Class of relevant security  Product description e.g. call option  Written or purchased  Number of securities to which option or derivative relates  Exercise price per unit  Type                           Expiry date

                                                                                                                                                     EUR                      e.g. American, European etc.
 USD 0.54945 ordinary        Listed call-option                    Sale                  250,000                                                     2000                     American options               20/12/2024
 USD 0.54945 ordinary        Listed call-option                    Purchase              250,000                                                     2000                     American options               21/06/2024
 USD 0.54945 ordinary        Listed call-option                    Purchase              250,000                                                     2480                     American options               16/08/2024
 USD 0.54945 ordinary        Listed call-option                    Purchase              100,000                                                     2800                     American options               20/12/2024
 USD 0.54945 ordinary        Listed Put Option                     Sale                  150,000                                                     1700                     American options               21/06/2024
 USD 0.54945 ordinary        Listed Put Option                     Purchase              100,000                                                     2800                     American options               20/12/2024
 USD 0.54945 ordinary        OTC Put Option                        Sale                  500,000                                                     15                       American options               21/06/2024

 

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

 

 Full details should be given so that the nature of the interest or position
 can be fully understood:

 

It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .

 

 

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