REG - Societe Generale SA Anglo American PLC - Form 8.3 - Anglo American PLC
23/05/2024 09:45
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RNS Number : 6542P Societe Generale SA 23 May 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: SOCIETE GENERALE SA
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 22/05/2024
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes: BHP Group Limited
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 10,464,390 0.78 1,708,370 0.13
(2) Cash-settled derivatives: 4,123,235 0.31 3,762,854 0.28
(3) Stock-settled derivatives (including options) and agreements to 350,000 0.03 1,250,000 0.09
purchase/sell:
TOTAL: 14,937,625 1.12 6,721,224 0.50
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
GBP
USD 0.54945 ordinary Purchase 45 26.66
USD 0.54945 ordinary Purchase 45 26.665
USD 0.54945 ordinary Purchase 110 26.665
USD 0.54945 ordinary Purchase 69 26.67
USD 0.54945 ordinary Purchase 359 26.84
USD 0.54945 ordinary Purchase 81 26.665
USD 0.54945 ordinary Purchase 68 26.825
USD 0.54945 ordinary Purchase 73 26.83
USD 0.54945 ordinary Purchase 4,833 26.8915
USD 0.54945 ordinary Purchase 53 25.875
USD 0.54945 ordinary Purchase 75 25.875
USD 0.54945 ordinary Purchase 133 26.31
USD 0.54945 ordinary Purchase 115 26.67
USD 0.54945 ordinary Purchase 132 26.31
USD 0.54945 ordinary Purchase 139 25.875
USD 0.54945 ordinary Purchase 138 25.875
USD 0.54945 ordinary Purchase 141 26.31
USD 0.54945 ordinary Purchase 69 26.055
USD 0.54945 ordinary Purchase 125 26.055
USD 0.54945 ordinary Purchase 135 26.31
USD 0.54945 ordinary Purchase 141 25.635
USD 0.54945 ordinary Purchase 141 25.875
USD 0.54945 ordinary Purchase 149 26.33
USD 0.54945 ordinary Purchase 158 25.68
USD 0.54945 ordinary Purchase 161 25.915
USD 0.54945 ordinary Purchase 106 26.985
USD 0.54945 ordinary Purchase 204 26.985
USD 0.54945 ordinary Purchase 204 26.985
USD 0.54945 ordinary Purchase 204 26.985
USD 0.54945 ordinary Purchase 262,908 26.625
USD 0.54945 ordinary Purchase 53 26.5
USD 0.54945 ordinary Purchase 281 26.5
USD 0.54945 ordinary Purchase 1,333 26.5
USD 0.54945 ordinary Purchase 1,333 26.5
USD 0.54945 ordinary Purchase 3,000 26.35
USD 0.54945 ordinary Sale 15 26.985
USD 0.54945 ordinary Sale 500 26.41
USD 0.54945 ordinary Sale 1 26.825
USD 0.54945 ordinary Sale 6 26.535
USD 0.54945 ordinary Sale 2,417 26.985
USD 0.54945 ordinary Sale 4,833 26.985
USD 0.54945 ordinary Sale 4,833 26.985
USD 0.54945 ordinary Sale 8 26.86
USD 0.54945 ordinary Sale 75 26.865
USD 0.54945 ordinary Sale 79 25.765
USD 0.54945 ordinary Sale 111 25.765
USD 0.54945 ordinary Sale 206 26.86
USD 0.54945 ordinary Sale 18 26.92
USD 0.54945 ordinary Sale 25 25.755
USD 0.54945 ordinary Sale 28 25.755
USD 0.54945 ordinary Sale 49 26.915
USD 0.54945 ordinary Sale 49 26.92
USD 0.54945 ordinary Sale 70 26.92
USD 0.54945 ordinary Sale 73 25.765
USD 0.54945 ordinary Sale 111 25.765
USD 0.54945 ordinary Sale 154 26.86
USD 0.54945 ordinary Sale 195 26.915
USD 0.54945 ordinary Sale 212 26.915
USD 0.54945 ordinary Sale 288 26.86
USD 0.54945 ordinary Sale 475 25.755
USD 0.54945 ordinary Sale 577 26.915
USD 0.54945 ordinary Sale 97 26.475
USD 0.54945 ordinary Sale 112 26.33
USD 0.54945 ordinary Sale 1 26.35
USD 0.54945 ordinary Sale 3 26.6
USD 0.54945 ordinary Sale 27 26.615
USD 0.54945 ordinary Sale 39 27.1
USD 0.54945 ordinary Sale 44 26.355
USD 0.54945 ordinary Sale 46 27.1
USD 0.54945 ordinary Sale 51 26.7
USD 0.54945 ordinary Sale 65 26.615
USD 0.54945 ordinary Sale 69 26.23
USD 0.54945 ordinary Sale 83 26.88
USD 0.54945 ordinary Sale 84 26.555
USD 0.54945 ordinary Sale 84 26.81
USD 0.54945 ordinary Sale 85 27.01
USD 0.54945 ordinary Sale 90 27.195
USD 0.54945 ordinary Sale 92 26.7
USD 0.54945 ordinary Sale 94 26.6
USD 0.54945 ordinary Sale 95 26.135
USD 0.54945 ordinary Sale 95 27.035
USD 0.54945 ordinary Sale 96 26.18
USD 0.54945 ordinary Sale 96 26.35
USD 0.54945 ordinary Sale 96 26.49
USD 0.54945 ordinary Sale 96 26.625
USD 0.54945 ordinary Sale 96 26.88
USD 0.54945 ordinary Sale 97 26.235
USD 0.54945 ordinary Sale 97 26.35
USD 0.54945 ordinary Sale 97 26.535
USD 0.54945 ordinary Sale 97 26.635
USD 0.54945 ordinary Sale 97 26.805
USD 0.54945 ordinary Sale 101 26.635
USD 0.54945 ordinary Sale 101 26.85
USD 0.54945 ordinary Sale 103 26.7
USD 0.54945 ordinary Sale 103 26.765
USD 0.54945 ordinary Sale 107 26.23
USD 0.54945 ordinary Sale 108 26.355
USD 0.54945 ordinary Sale 108 26.675
USD 0.54945 ordinary Sale 110 26.525
USD 0.54945 ordinary Sale 112 26.23
USD 0.54945 ordinary Sale 121 26.675
USD 0.54945 ordinary Sale 137 26.7
USD 0.54945 ordinary Sale 145 26.315
USD 0.54945 ordinary Sale 145 26.77
USD 0.54945 ordinary Sale 145 27.095
USD 0.54945 ordinary Sale 150 26.92
USD 0.54945 ordinary Sale 153 26.295
USD 0.54945 ordinary Sale 157 26.635
USD 0.54945 ordinary Sale 160 26.645
USD 0.54945 ordinary Sale 254 26.89
USD 0.54945 ordinary Sale 372 26.595
USD 0.54945 ordinary Sale 3 27.1
USD 0.54945 ordinary Sale 36 27.1
USD 0.54945 ordinary Sale 46 27.1
USD 0.54945 ordinary Sale 95 26.13
USD 0.54945 ordinary Sale 153 26.85
USD 0.54945 ordinary Sale 17 26.945
USD 0.54945 ordinary Sale 80 26.945
USD 0.54945 ordinary Sale 90 26.69
USD 0.54945 ordinary Sale 8 26.25
USD 0.54945 ordinary Sale 14 26.56
USD 0.54945 ordinary Sale 24 26.965
USD 0.54945 ordinary Sale 31 27.005
USD 0.54945 ordinary Sale 43 26.6
USD 0.54945 ordinary Sale 47 27.025
USD 0.54945 ordinary Sale 64 26.58
USD 0.54945 ordinary Sale 71 26.235
USD 0.54945 ordinary Sale 72 26.685
USD 0.54945 ordinary Sale 75 26.115
USD 0.54945 ordinary Sale 89 26.9
USD 0.54945 ordinary Sale 92 26.37
USD 0.54945 ordinary Sale 93 26.56
USD 0.54945 ordinary Sale 95 26.595
USD 0.54945 ordinary Sale 108 26.58
USD 0.54945 ordinary Sale 123 26.58
USD 0.54945 ordinary Sale 123 26.595
USD 0.54945 ordinary Sale 123 27.025
USD 0.54945 ordinary Sale 125 26.115
USD 0.54945 ordinary Sale 128 26.9
USD 0.54945 ordinary Sale 150 27.005
USD 0.54945 ordinary Sale 158 26.965
USD 0.54945 ordinary Sale 160 26.71
USD 0.54945 ordinary Sale 166 26.235
USD 0.54945 ordinary Sale 170 26.97
USD 0.54945 ordinary Sale 173 26.56
USD 0.54945 ordinary Sale 192 26.395
USD 0.54945 ordinary Sale 193 26.775
USD 0.54945 ordinary Sale 200 26.915
USD 0.54945 ordinary Sale 203 26.73
USD 0.54945 ordinary Sale 216 26.25
USD 0.54945 ordinary Sale 231 26.58
USD 0.54945 ordinary Sale 243 26.075
USD 0.54945 ordinary Sale 262 26.985
USD 0.54945 ordinary Sale 263 26.965
USD 0.54945 ordinary Sale 305 26.77
USD 0.54945 ordinary Sale 321 26.68
USD 0.54945 ordinary Sale 326 26.74
USD 0.54945 ordinary Sale 962 26.6
USD 0.54945 ordinary Sale 3,505 26.98547
USD 0.54945 ordinary Sale 10 26.985
Class of relevant security Purchase/sale Number of securities Price per unit
EUR
USD 0.54945 ordinary Sale 4,833 31.5824
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit GBP
e.g., CFD e.g., opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Increasing a short position 45 26.66
USD 0.54945 ordinary CFD Increasing a short position 45 26.665
USD 0.54945 ordinary CFD Increasing a short position 110 26.665
USD 0.54945 ordinary CFD Increasing a short position 69 26.67
USD 0.54945 ordinary CFD Increasing a short position 359 26.84
USD 0.54945 ordinary CFD Increasing a short position 81 26.665
USD 0.54945 ordinary CFD Increasing a short position 68 26.825
USD 0.54945 ordinary CFD Increasing a short position 73 26.83
USD 0.54945 ordinary CFD Increasing a long position 15 26.985
USD 0.54945 ordinary CFD Reducing a short position 500 26.41
USD 0.54945 ordinary CFD Increasing a long position 1 26.825
USD 0.54945 ordinary CFD Increasing a long position 6 26.535
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit EUR
e.g., CFD e.g., opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 480 13.94
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 10 13.94
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 66 13.94
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 15 13.94
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 935 13.96
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 220 13.94
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 71 13.94
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 23/05/2024
Contact name: Paul Jenkins
Telephone number: +44 20 7676 6969
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: SOCIETE GENERALE SA
Name of offeror/offeree in relation to whose relevant securities the Anglo American PLC
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
EUR e.g. American, European etc.
USD 0.54945 ordinary Listed call-option Sale 250,000 2000 American options 20/12/2024
USD 0.54945 ordinary Listed call-option Purchase 250,000 2000 American options 21/06/2024
USD 0.54945 ordinary Listed call-option Purchase 250,000 2480 American options 16/08/2024
USD 0.54945 ordinary Listed call-option Purchase 100,000 2800 American options 20/12/2024
USD 0.54945 ordinary Listed Put Option Sale 150,000 1700 American options 21/06/2024
USD 0.54945 ordinary Listed Put Option Purchase 100,000 2800 American options 20/12/2024
USD 0.54945 ordinary OTC Put Option Sale 500,000 15 American options 21/06/2024
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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