REG - Societe Generale SA Anglo American PLC - Form 8.3 - Anglo American PLC
29/05/2024 10:15
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RNS Number : 2657Q Societe Generale SA 29 May 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: SOCIETE GENERALE SA
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 28/05/2024
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes: BHP Group Limited
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: USD 0.54945 ordinary
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 9,006,891 0.67 1,824,243 0.14
(2) Cash-settled derivatives: 4,120,524 0.31 3,758,966 0.28
(3) Stock-settled derivatives (including options) and agreements to 350,000 0.03 1,250,000 0.09
purchase/sell:
TOTAL: 13,477,415 1.01 6,833,209 0.51
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
GBP
USD 0.54945 ordinary Purchase 2,776 25.58767
USD 0.54945 ordinary Purchase 2 25.65
USD 0.54945 ordinary Purchase 7 25.775
USD 0.54945 ordinary Purchase 1 25.605
USD 0.54945 ordinary Purchase 2 25.585
USD 0.54945 ordinary Purchase 13 25.58
USD 0.54945 ordinary Purchase 14 25.6025
USD 0.54945 ordinary Purchase 15 25.645
USD 0.54945 ordinary Purchase 161 25.58
USD 0.54945 ordinary Purchase 3 25.635
USD 0.54945 ordinary Purchase 3 25.635
USD 0.54945 ordinary Purchase 4,814 25.58
USD 0.54945 ordinary Purchase 4,814 25.58
USD 0.54945 ordinary Purchase 103 25.925
USD 0.54945 ordinary Purchase 122 25.75
USD 0.54945 ordinary Purchase 141 25.735
USD 0.54945 ordinary Purchase 36 25.795
USD 0.54945 ordinary Purchase 50 25.795
USD 0.54945 ordinary Purchase 57 25.745
USD 0.54945 ordinary Purchase 110 25.795
USD 0.54945 ordinary Purchase 130 25.795
USD 0.54945 ordinary Purchase 340 25.795
USD 0.54945 ordinary Purchase 530 25.745
USD 0.54945 ordinary Purchase 3 25.63
USD 0.54945 ordinary Purchase 19 25.975
USD 0.54945 ordinary Purchase 50 25.63
USD 0.54945 ordinary Purchase 60 25.97
USD 0.54945 ordinary Purchase 78 26.005
USD 0.54945 ordinary Purchase 81 26.005
USD 0.54945 ordinary Purchase 86 25.92
USD 0.54945 ordinary Purchase 90 25.65
USD 0.54945 ordinary Purchase 90 26.01
USD 0.54945 ordinary Purchase 96 25.95
USD 0.54945 ordinary Purchase 96 25.95
USD 0.54945 ordinary Purchase 100 25.595
USD 0.54945 ordinary Purchase 101 25.92
USD 0.54945 ordinary Purchase 101 25.945
USD 0.54945 ordinary Purchase 101 25.945
USD 0.54945 ordinary Purchase 101 26.035
USD 0.54945 ordinary Purchase 106 25.98
USD 0.54945 ordinary Purchase 112 26
USD 0.54945 ordinary Purchase 117 26.04
USD 0.54945 ordinary Purchase 128 25.63
USD 0.54945 ordinary Purchase 163 25.64
USD 0.54945 ordinary Purchase 165 25.97
USD 0.54945 ordinary Purchase 174 25.975
USD 0.54945 ordinary Purchase 193 25.97
USD 0.54945 ordinary Purchase 201 25.96
USD 0.54945 ordinary Purchase 201 25.96
USD 0.54945 ordinary Purchase 201 25.96
USD 0.54945 ordinary Purchase 201 25.96
USD 0.54945 ordinary Purchase 201 25.96
USD 0.54945 ordinary Purchase 201 25.96
USD 0.54945 ordinary Purchase 201 26.02
USD 0.54945 ordinary Purchase 235 25.97
USD 0.54945 ordinary Purchase 293 25.65
USD 0.54945 ordinary Purchase 37 25.61
USD 0.54945 ordinary Purchase 100 25.62
USD 0.54945 ordinary Purchase 100 26.035
USD 0.54945 ordinary Purchase 101 26.005
USD 0.54945 ordinary Purchase 153 25.61
USD 0.54945 ordinary Purchase 184 25.63
USD 0.54945 ordinary Purchase 83 25.92
USD 0.54945 ordinary Purchase 84 25.62
USD 0.54945 ordinary Purchase 96 25.885
USD 0.54945 ordinary Purchase 11 25.965
USD 0.54945 ordinary Purchase 12 25.915
USD 0.54945 ordinary Purchase 13 26.175
USD 0.54945 ordinary Purchase 32 25.91
USD 0.54945 ordinary Purchase 35 25.96
USD 0.54945 ordinary Purchase 42 25.965
USD 0.54945 ordinary Purchase 43 25.945
USD 0.54945 ordinary Purchase 44 25.94
USD 0.54945 ordinary Purchase 46 25.945
USD 0.54945 ordinary Purchase 58 25.96
USD 0.54945 ordinary Purchase 60 26.175
USD 0.54945 ordinary Purchase 71 25.965
USD 0.54945 ordinary Purchase 71 25.975
USD 0.54945 ordinary Purchase 76 25.955
USD 0.54945 ordinary Purchase 90 26.175
USD 0.54945 ordinary Purchase 91 25.925
USD 0.54945 ordinary Purchase 93 25.925
USD 0.54945 ordinary Purchase 101 26.005
USD 0.54945 ordinary Purchase 103 25.97
USD 0.54945 ordinary Purchase 109 26.01
USD 0.54945 ordinary Purchase 121 25.96
USD 0.54945 ordinary Purchase 125 25.955
USD 0.54945 ordinary Purchase 126 25.94
USD 0.54945 ordinary Purchase 126 25.945
USD 0.54945 ordinary Purchase 126 25.965
USD 0.54945 ordinary Purchase 126 25.965
USD 0.54945 ordinary Purchase 131 26.01
USD 0.54945 ordinary Purchase 142 26.005
USD 0.54945 ordinary Purchase 160 25.91
USD 0.54945 ordinary Purchase 170 25.95
USD 0.54945 ordinary Purchase 198 26.27
USD 0.54945 ordinary Purchase 238 25.925
USD 0.54945 ordinary Purchase 238 25.975
USD 0.54945 ordinary Purchase 255 25.95
USD 0.54945 ordinary Purchase 307 25.6
USD 0.54945 ordinary Purchase 500 25.95
USD 0.54945 ordinary Purchase 506 25.89
USD 0.54945 ordinary Purchase 616 25.96
Class of relevant security Purchase/sale Number of securities Price per unit
EUR
USD 0.54945 ordinary Purchase 300 30.6
USD 0.54945 ordinary Purchase 200 30.5
USD 0.54945 ordinary Purchase 2 30.2
USD 0.54945 ordinary Purchase 165 30.1
Class of relevant security Purchase/sale Number of securities Price per unit
GBP
USD 0.54945 ordinary Sale 1,117 25.57898
USD 0.54945 ordinary Sale 50 26.185
USD 0.54945 ordinary Sale 132 26.185
USD 0.54945 ordinary Sale 208 26.33
USD 0.54945 ordinary Sale 273 26.33
USD 0.54945 ordinary Sale 299 26.185
USD 0.54945 ordinary Sale 481 26.33
USD 0.54945 ordinary Sale 1,204 25.58
USD 0.54945 ordinary Sale 6 25.65
USD 0.54945 ordinary Sale 16 25.68
USD 0.54945 ordinary Sale 88 25.59
USD 0.54945 ordinary Sale 89 25.635
USD 0.54945 ordinary Sale 92 25.94
USD 0.54945 ordinary Sale 95 26.195
USD 0.54945 ordinary Sale 97 25.645
USD 0.54945 ordinary Sale 97 25.68
USD 0.54945 ordinary Sale 108 26.05
USD 0.54945 ordinary Sale 120 25.94
USD 0.54945 ordinary Sale 139 25.68
USD 0.54945 ordinary Sale 100 26.05
USD 0.54945 ordinary Sale 76 25.65
USD 0.54945 ordinary Sale 90 25.65
USD 0.54945 ordinary Sale 165 25.86
USD 0.54945 ordinary Sale 166 25.655
USD 0.54945 ordinary Sale 166 25.675
USD 0.54945 ordinary Sale 166 25.68
USD 0.54945 ordinary Sale 166 25.685
USD 0.54945 ordinary Sale 38 25.58
USD 0.54945 ordinary Sale 104 25.58
USD 0.54945 ordinary Sale 116 25.58
USD 0.54945 ordinary Sale 154 25.58
USD 0.54945 ordinary Sale 154 25.58
USD 0.54945 ordinary Sale 154 25.58
USD 0.54945 ordinary Sale 154 25.58
USD 0.54945 ordinary Sale 154 25.58
USD 0.54945 ordinary Sale 176 25.58
USD 0.54945 ordinary Sale 176 25.58
USD 0.54945 ordinary Sale 176 25.58
USD 0.54945 ordinary Sale 176 25.58
USD 0.54945 ordinary Sale 176 25.58
USD 0.54945 ordinary Sale 176 25.58
USD 0.54945 ordinary Sale 176 25.58
USD 0.54945 ordinary Sale 176 25.58
USD 0.54945 ordinary Sale 176 25.58
USD 0.54945 ordinary Sale 176 25.58
USD 0.54945 ordinary Sale 176 25.58
USD 0.54945 ordinary Sale 321 25.58
USD 0.54945 ordinary Sale 810 25.58
USD 0.54945 ordinary Sale 2,025 25.58
USD 0.54945 ordinary Sale 2,320 25.58
USD 0.54945 ordinary Sale 4,047 25.58
USD 0.54945 ordinary Sale 4,439 25.58
USD 0.54945 ordinary Sale 13,009 25.58
USD 0.54945 ordinary Sale 28,009 25.58
USD 0.54945 ordinary Sale 161 25.58
USD 0.54945 ordinary Sale 70 25.58
Class of relevant security Purchase/sale Number of securities Price per unit
EUR
USD 0.54945 ordinary Sale 35 30.02
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit GBP
e.g., CFD e.g., opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Reducing a long position 2,776 25.58767
USD 0.54945 ordinary CFD Reducing a long position 2 25.65
USD 0.54945 ordinary CFD Increasing a short position 7 25.775
USD 0.54945 ordinary CFD Reducing a long position 1 25.605
USD 0.54945 ordinary CFD Reducing a long position 2 25.585
USD 0.54945 ordinary CFD Reducing a long position 13 25.58
USD 0.54945 ordinary CFD Reducing a short position 1,117 25.57898
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit EUR
e.g., CFD e.g., opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 95 13.89
USD 0.54945 ordinary Listed Call Warrant Reducing a short position 90 13.5
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 29/05/2024
Contact name: Paul Jenkins
Telephone number: +44 20 7676 6969
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: SOCIETE GENERALE SA
Name of offeror/offeree in relation to whose relevant securities the Anglo American PLC
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
EUR e.g. American, European etc.
USD 0.54945 ordinary Listed call-option Sale 250,000 2000 American options 20/12/2024
USD 0.54945 ordinary Listed call-option Purchase 250,000 2000 American options 21/06/2024
USD 0.54945 ordinary Listed call-option Purchase 250,000 2480 American options 16/08/2024
USD 0.54945 ordinary Listed call-option Purchase 100,000 2800 American options 20/12/2024
USD 0.54945 ordinary Listed Put Option Sale 150,000 1700 American options 21/06/2024
USD 0.54945 ordinary Listed Put Option Purchase 100,000 2800 American options 20/12/2024
USD 0.54945 ordinary OTC Put Option Sale 500,000 15 American options 21/06/2024
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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