REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American plc Amendment
10/05/2024 11:45
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RNS Number : 0059O UBS AG (EPT) 10 May 2024
This announcement replaces the previous RNS announcement 8258N released at
11:56 on the 9(th) May 2024. Amendments to sections 2a and 2b. All other
information remains unchanged.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 07 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 952067 27.65500 GBP 26.60000 GBP
USD 0.54945 ordinary Sell 561563 27.54500 GBP 26.57500 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 6085 26.8533 GBP
USD 0.54945 ordinary CFD Long 10000 27.19767813 GBP
USD 0.54945 ordinary CFD Long 876 26.8 GBP
USD 0.54945 ordinary CFD Long 3061492 27.125 GBP
USD 0.54945 ordinary CFD Long 29677 26.80546301 GBP
USD 0.54945 ordinary CFD Long 16311 26.79667432 GBP
USD 0.54945 ordinary CFD Long 251 26.877092 GBP
USD 0.54945 ordinary CFD Long 188 26.96038108 GBP
USD 0.54945 ordinary CFD Long 57 26.84596491 GBP
USD 0.54945 ordinary CFD Long 5247 26.8082513831961 GBP
USD 0.54945 ordinary CFD Long 125 26.9132 GBP
USD 0.54945 ordinary CFD Long 3113 26.7990681586444 GBP
USD 0.54945 ordinary CFD Long 56 26.764241 GBP
USD 0.54945 ordinary CFD Long 783 26.8497701158621 GBP
USD 0.54945 ordinary CFD Long 37971 26.981258 GBP
USD 0.54945 ordinary CFD Long 540 26.885 GBP
USD 0.54945 ordinary CFD Long 583 27.205 GBP
USD 0.54945 ordinary CFD Long 137 27.185 GBP
USD 0.54945 ordinary CFD Long 1418 26.955 GBP
USD 0.54945 ordinary CFD Long 554 26.951291 GBP
USD 0.54945 ordinary CFD Long 353 26.97 GBP
USD 0.54945 ordinary CFD Long 713 26.96 GBP
USD 0.54945 ordinary CFD Long 517 26.945 GBP
USD 0.54945 ordinary CFD Long 596 26.79 GBP
USD 0.54945 ordinary CFD Long 563 26.725 GBP
USD 0.54945 ordinary CFD Long 262 26.80666 GBP
USD 0.54945 ordinary CFD Long 1344 26.785 GBP
USD 0.54945 ordinary CFD Long 176 26.928011 GBP
USD 0.54945 ordinary CFD Long 279 26.920054 GBP
USD 0.54945 ordinary CFD Long 1144 26.916167 GBP
USD 0.54945 ordinary CFD Long 199 27.096683 GBP
USD 0.54945 ordinary CFD Long 239 27.075356 GBP
USD 0.54945 ordinary CFD Long 221 27.055 GBP
USD 0.54945 ordinary CFD Long 761 26.962503 GBP
USD 0.54945 ordinary CFD Long 248 27.03 GBP
USD 0.54945 ordinary CFD Long 568 26.995 GBP
USD 0.54945 ordinary CFD Long 605 27.005 GBP
USD 0.54945 ordinary CFD Long 121 27.047521 GBP
USD 0.54945 ordinary CFD Long 472 27.04 GBP
USD 0.54945 ordinary CFD Long 838 26.975 GBP
USD 0.54945 ordinary CFD Long 568 26.99 GBP
USD 0.54945 ordinary CFD Long 517 26.9825 GBP
USD 0.54945 ordinary CFD Long 188 27.035 GBP
USD 0.54945 ordinary CFD Long 241 27.0525 GBP
USD 0.54945 ordinary CFD Long 299 27.052492 GBP
USD 0.54945 ordinary CFD Long 36 26.777083 GBP
USD 0.54945 ordinary CFD Short 18219 26.8 GBP
USD 0.54945 ordinary CFD Short 139385 26.698343 GBP
USD 0.54945 ordinary CFD Short 5768 26.738085 GBP
USD 0.54945 ordinary CFD Short 5000 26.973285 GBP
USD 0.54945 ordinary CFD Short 4771 27.1178269973004 GBP
USD 0.54945 ordinary CFD Short 1582 26.7995678 GBP
USD 0.54945 ordinary CFD Short 3 26.795 GBP
USD 0.54945 ordinary CFD Short 2593 26.8013459281141 GBP
USD 0.54945 ordinary CFD Short 7100 26.9059757 GBP
USD 0.54945 ordinary CFD Short 3271 26.79690079 GBP
USD 0.54945 ordinary CFD Short 3988 26.782859 GBP
USD 0.54945 ordinary CFD Short 4346 26.82744604 GBP
USD 0.54945 ordinary CFD Short 3945 26.83227757 GBP
USD 0.54945 ordinary CFD Short 35656 26.8035033373062 GBP
USD 0.54945 ordinary CFD Short 2650 26.8443547150189 GBP
USD 0.54945 ordinary CFD Short 302 26.8098841025497 GBP
USD 0.54945 ordinary CFD Short 14100 27.411 GBP
USD 0.54945 ordinary CFD Short 5553 26.791407 GBP
USD 0.54945 ordinary CFD Short 38930 26.8607507747 GBP
USD 0.54945 ordinary CFD Short 4348 26.85175943 GBP
USD 0.54945 ordinary CFD Short 66081 33.6415582 USD
USD 0.54945 ordinary CFD Short 3061492 27.125 GBP
USD 0.54945 ordinary CFD Short 10000 27.1677 GBP
USD 0.54945 ordinary CFD Short 14396 27.22500 GBP
USD 0.54945 ordinary CFD Long 552 27.19500 GBP
USD 0.54945 ordinary CFD Short 10000 27.1677 GBP
USD 0.54945 ordinary CFD Long 10000 27.1663 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 10 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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