REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American plc
26/04/2024 12:15
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RNS Number : 2469M UBS AG (EPT) 26 April 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited connected to UBS
connected:
(d) Date dealing undertaken: 25 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
0.54945 Ordinary Buy 7997934 25.78501 GBP 24.34963 GBP
0.54945 Ordinary Sell 4053695 25.78501 GBP 21.37469 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
0.54945 Ordinary CFD Long 12653 25.1512716372046 GBP
0.54945 Ordinary CFD Long 40930 25.17032696 GBP
0.54945 Ordinary CFD Long 57155 25.4797800716405 GBP
0.54945 Ordinary CFD Long 11033 24.9955519821653 GBP
0.54945 Ordinary CFD Long 10 25.1434 GBP
0.54945 Ordinary CFD Long 323 25.32817625 GBP
0.54945 Ordinary CFD Long 238 25.26197213 GBP
0.54945 Ordinary CFD Long 193 25.32982153 GBP
0.54945 Ordinary CFD Long 397 24.9439431 GBP
0.54945 Ordinary CFD Long 146 25.007358719452 GBP
0.54945 Ordinary CFD Long 146 25.19575197 GBP
0.54945 Ordinary CFD Long 145961 25.6 GBP
0.54945 Ordinary CFD Long 520 25.123183 GBP
0.54945 Ordinary CFD Long 2814 21.37469332 GBP
0.54945 Ordinary CFD Long 166362 24.880063 GBP
0.54945 Ordinary CFD Long 5808 24.9151 GBP
0.54945 Ordinary CFD Long 368 24.90627717 GBP
0.54945 Ordinary CFD Long 16007 24.99625031 GBP
0.54945 Ordinary CFD Long 25772 24.83995302 GBP
0.54945 Ordinary CFD Long 14565 31.52637769 USD
0.54945 Ordinary CFD Long 1950 24.9704331299 GBP
0.54945 Ordinary CFD Long 44 25.04 GBP
0.54945 Ordinary CFD Long 44 24.965 GBP
0.54945 Ordinary CFD Long 44 25.08 GBP
0.54945 Ordinary CFD Long 309 24.545 GBP
0.54945 Ordinary CFD Long 28 25.455 GBP
0.54945 Ordinary CFD Long 28 24.61 GBP
0.54945 Ordinary CFD Long 27 25.65 GBP
0.54945 Ordinary CFD Long 12 25.065 GBP
0.54945 Ordinary CFD Long 8 24.755 GBP
0.54945 Ordinary CFD Long 113 24.9740708 GBP
0.54945 Ordinary CFD Long 51 25.389608 GBP
0.54945 Ordinary CFD Long 4065 25.0 GBP
0.54945 Ordinary CFD Long 6309 24.9 GBP
0.54945 Ordinary CFD Long 306 24.99 GBP
0.54945 Ordinary CFD Long 391 25.05 GBP
0.54945 Ordinary CFD Long 1217 24.995 GBP
0.54945 Ordinary CFD Long 3574 24.95 GBP
0.54945 Ordinary CFD Long 220 24.87 GBP
0.54945 Ordinary CFD Long 220 25.035 GBP
0.54945 Ordinary CFD Long 176 24.89 GBP
0.54945 Ordinary CFD Long 561 24.985 GBP
0.54945 Ordinary CFD Long 3006 24.98 GBP
0.54945 Ordinary CFD Long 44 24.975 GBP
0.54945 Ordinary CFD Long 401 24.945 GBP
0.54945 Ordinary CFD Long 44 25.06 GBP
0.54945 Ordinary CFD Long 44 25.725 GBP
0.54945 Ordinary CFD Long 44 24.94 GBP
0.54945 Ordinary CFD Long 855 24.93 GBP
0.54945 Ordinary CFD Long 44 24.915 GBP
0.54945 Ordinary CFD Long 1307 24.885 GBP
0.54945 Ordinary CFD Long 44 24.865 GBP
0.54945 Ordinary CFD Long 44 25.61 GBP
0.54945 Ordinary CFD Long 6784 24.85 GBP
0.54945 Ordinary CFD Long 44 24.84 GBP
0.54945 Ordinary CFD Long 44 24.81 GBP
0.54945 Ordinary CFD Long 44 24.8 GBP
0.54945 Ordinary CFD Long 13692 25.0234830557669 GBP
0.54945 Ordinary CFD Long 3688 24.9279277407646 GBP
0.54945 Ordinary CFD Long 6421 25.60115247 GBP
0.54945 Ordinary CFD Long 3575 24.8913678318266 GBP
0.54945 Ordinary CFD Long 20027 25.28410523 GBP
0.54945 Ordinary CFD Long 144600 25.4084703319502 GBP
0.54945 Ordinary CFD Long 5679 24.9541230849023 GBP
0.54945 Ordinary CFD Long 2084 24.9074280221833 GBP
0.54945 Ordinary CFD Long 52349 24.9932968633594 GBP
0.54945 Ordinary CFD Long 10000 24.935528 GBP
0.54945 Ordinary CFD Long 30058 24.9484465 GBP
0.54945 Ordinary CFD Long 32414 25.01 GBP
0.54945 Ordinary CFD Long 235 24.9770953 GBP
0.54945 Ordinary CFD Long 102 25.03 GBP
0.54945 Ordinary CFD Long 93 24.535 GBP
0.54945 Ordinary CFD Long 88 25.73 GBP
0.54945 Ordinary CFD Long 88 25.045 GBP
0.54945 Ordinary CFD Long 88 25.025 GBP
0.54945 Ordinary CFD Long 88 25.015 GBP
0.54945 Ordinary CFD Long 10101 24.97 GBP
0.54945 Ordinary CFD Long 10456 24.925 GBP
0.54945 Ordinary CFD Long 4358 24.91 GBP
0.54945 Ordinary CFD Long 3016 24.895 GBP
0.54945 Ordinary CFD Long 4208 24.88 GBP
0.54945 Ordinary CFD Long 88 24.86 GBP
0.54945 Ordinary CFD Long 88 24.82 GBP
0.54945 Ordinary CFD Long 88 24.815 GBP
0.54945 Ordinary CFD Long 88 24.775 GBP
0.54945 Ordinary CFD Long 88 24.625 GBP
0.54945 Ordinary CFD Long 348 24.6 GBP
0.54945 Ordinary CFD Long 88 24.55 GBP
0.54945 Ordinary CFD Long 849 24.905 GBP
0.54945 Ordinary CFD Long 63 25.005 GBP
0.54945 Ordinary CFD Long 44 25.075 GBP
0.54945 Ordinary CFD Long 44 25.745 GBP
0.54945 Ordinary CFD Long 44 25.735 GBP
0.54945 Ordinary CFD Long 1406 24.795 GBP
0.54945 Ordinary CFD Long 44 25.47 GBP
0.54945 Ordinary CFD Long 44 24.79 GBP
0.54945 Ordinary CFD Long 44 24.785 GBP
0.54945 Ordinary CFD Long 44 25.055 GBP
0.54945 Ordinary CFD Long 44 24.77 GBP
0.54945 Ordinary CFD Long 44 24.76 GBP
0.54945 Ordinary CFD Long 44 24.75 GBP
0.54945 Ordinary CFD Long 44 24.73 GBP
0.54945 Ordinary CFD Long 44 24.71 GBP
0.54945 Ordinary CFD Long 44 24.705 GBP
0.54945 Ordinary CFD Long 44 24.68 GBP
0.54945 Ordinary CFD Long 44 24.645 GBP
0.54945 Ordinary CFD Long 294 24.555 GBP
0.54945 Ordinary CFD Long 44 24.51 GBP
0.54945 Ordinary CFD Long 44 25.465 GBP
0.54945 Ordinary CFD Long 44 25.44 GBP
0.54945 Ordinary CFD Long 376 24.935 GBP
0.54945 Ordinary CFD Long 1064 24.350136 GBP
0.54945 Ordinary CFD Long 500 24.9875 GBP
0.54945 Ordinary CFD Long 1064 24.350075 GBP
0.54945 Ordinary CFD Long 1064 24.35 GBP
0.54945 Ordinary CFD Long 608 24.27 GBP
0.54945 Ordinary CFD Long 4633 24.25 GBP
0.54945 Ordinary CFD Long 123 24.28 GBP
0.54945 Ordinary CFD Long 103 24.275 GBP
0.54945 Ordinary CFD Long 411 24.285 GBP
0.54945 Ordinary CFD Long 5720 24.3 GBP
0.54945 Ordinary CFD Long 1552 24.305 GBP
0.54945 Ordinary CFD Long 477 24.635 GBP
0.54945 Ordinary CFD Long 1740 25.598718 GBP
0.54945 Ordinary CFD Long 11701 25.59872 GBP
0.54945 Ordinary CFD Long 3566 24.92 GBP
0.54945 Ordinary CFD Long 93007 24.9963589837324 GBP
0.54945 Ordinary CFD Long 21015 24.9127608850821 GBP
0.54945 Ordinary CFD Long 11653 24.8862189993993 GBP
0.54945 Ordinary CFD Long 10322 24.8665384615385 GBP
0.54945 Ordinary CFD Long 5460 24.8930384615385 GBP
0.54945 Ordinary CFD Long 13051 24.90627232 GBP
0.54945 Ordinary CFD Long 516 24.8930426356589 GBP
0.54945 Ordinary CFD Long 8782 24.9963584604874 GBP
0.54945 Ordinary CFD Long 1985 24.9127607052897 GBP
0.54945 Ordinary CFD Long 1100 24.8862181818182 GBP
0.54945 Ordinary CFD Long 973 24.8665364850976 GBP
0.54945 Ordinary CFD Long 22973 24.993297893179 GBP
0.54945 Ordinary CFD Long 6581 24.90627108 GBP
0.54945 Ordinary CFD Long 500 24.78 GBP
0.54945 Ordinary CFD Long 174 24.665 GBP
0.54945 Ordinary CFD Long 500 24.59 GBP
0.54945 Ordinary CFD Long 262 24.595 GBP
0.54945 Ordinary CFD Long 500 24.52 GBP
0.54945 Ordinary CFD Long 70 24.805 GBP
0.54945 Ordinary CFD Long 1370 25.440288 GBP
0.54945 Ordinary CFD Long 98 25.3975 GBP
0.54945 Ordinary CFD Long 116 25.6525 GBP
0.54945 Ordinary CFD Long 1107 25.675 GBP
0.54945 Ordinary CFD Long 189077 24.713879 GBP
0.54945 Ordinary CFD Long 260 24.9975 GBP
0.54945 Ordinary CFD Long 1778 24.96 GBP
0.54945 Ordinary CFD Long 394 25.4975 GBP
0.54945 Ordinary CFD Long 1159 25.7 GBP
0.54945 Ordinary CFD Short 5 24.64 GBP
0.54945 Ordinary CFD Short 5 24.625 GBP
0.54945 Ordinary CFD Short 922 24.905 GBP
0.54945 Ordinary CFD Short 1432 24.885 GBP
0.54945 Ordinary CFD Short 1000 24.43288 GBP
0.54945 Ordinary CFD Short 46 24.975 GBP
0.54945 Ordinary CFD Short 2 24.9875 GBP
0.54945 Ordinary CFD Short 2788 24.86 GBP
0.54945 Ordinary CFD Short 2121 24.6 GBP
0.54945 Ordinary CFD Short 1617 24.92 GBP
0.54945 Ordinary CFD Short 8220 24.895 GBP
0.54945 Ordinary CFD Short 4935 24.9 GBP
0.54945 Ordinary CFD Short 2764 24.94 GBP
0.54945 Ordinary CFD Short 2249 24.99 GBP
0.54945 Ordinary CFD Short 1560 24.96 GBP
0.54945 Ordinary CFD Short 1926 25.02 GBP
0.54945 Ordinary CFD Short 71 24.87 GBP
0.54945 Ordinary CFD Short 56 24.88 GBP
0.54945 Ordinary CFD Short 500 25.025 GBP
0.54945 Ordinary CFD Short 2272 24.995 GBP
0.54945 Ordinary CFD Short 10145 24.89 GBP
0.54945 Ordinary CFD Short 3958 25.03 GBP
0.54945 Ordinary CFD Short 1540 25.04 GBP
0.54945 Ordinary CFD Short 6489 25.0 GBP
0.54945 Ordinary CFD Short 543 25.045 GBP
0.54945 Ordinary CFD Short 1018 25.035 GBP
0.54945 Ordinary CFD Short 1000 24.805 GBP
0.54945 Ordinary CFD Short 2718 25.005 GBP
0.54945 Ordinary CFD Short 3578 25.01 GBP
0.54945 Ordinary CFD Short 2708 24.93 GBP
0.54945 Ordinary CFD Short 1598 25.065 GBP
0.54945 Ordinary CFD Short 6562 24.785 GBP
0.54945 Ordinary CFD Short 1839 25.75 GBP
0.54945 Ordinary CFD Short 446 25.575 GBP
0.54945 Ordinary CFD Short 3571 25.07 GBP
0.54945 Ordinary CFD Short 1841 25.015 GBP
0.54945 Ordinary CFD Short 2273 24.915 GBP
0.54945 Ordinary CFD Short 724 25.5575 GBP
0.54945 Ordinary CFD Short 362 25.565 GBP
0.54945 Ordinary CFD Short 262 25.59 GBP
0.54945 Ordinary CFD Short 110 25.545 GBP
0.54945 Ordinary CFD Short 110 25.5425 GBP
0.54945 Ordinary CFD Short 54 25.52 GBP
0.54945 Ordinary CFD Short 178 25.5175 GBP
0.54945 Ordinary CFD Short 322 24.927391 GBP
0.54945 Ordinary CFD Short 125 25.0375 GBP
0.54945 Ordinary CFD Short 1207 25.08 GBP
0.54945 Ordinary CFD Short 798 24.935 GBP
0.54945 Ordinary CFD Short 2589 24.95 GBP
0.54945 Ordinary CFD Short 74 25.078716 GBP
0.54945 Ordinary CFD Short 57 25.53 GBP
0.54945 Ordinary CFD Short 114 25.525 GBP
0.54945 Ordinary CFD Short 190 25.74 GBP
0.54945 Ordinary CFD Short 253563 24.982178 GBP
0.54945 Ordinary CFD Short 5911 24.91 GBP
0.54945 Ordinary CFD Short 889 25.125 GBP
0.54945 Ordinary CFD Short 1122 25.075 GBP
0.54945 Ordinary CFD Short 1517 25.06 GBP
0.54945 Ordinary CFD Short 2484 24.955 GBP
0.54945 Ordinary CFD Short 1001 24.9175 GBP
0.54945 Ordinary CFD Short 1110 25.105 GBP
0.54945 Ordinary CFD Short 1343 25.11 GBP
0.54945 Ordinary CFD Short 544 25.735 GBP
0.54945 Ordinary CFD Short 231 25.755 GBP
0.54945 Ordinary CFD Short 118 25.765 GBP
0.54945 Ordinary CFD Short 313 25.05 GBP
0.54945 Ordinary CFD Short 352 25.0075 GBP
0.54945 Ordinary CFD Short 3215 24.998311 GBP
0.54945 Ordinary CFD Short 1552 24.498209 GBP
0.54945 Ordinary CFD Short 201 24.645 GBP
0.54945 Ordinary CFD Short 270 24.68 GBP
0.54945 Ordinary CFD Short 380 24.765 GBP
0.54945 Ordinary CFD Short 484 25.055 GBP
0.54945 Ordinary CFD Short 536 25.099729 GBP
0.54945 Ordinary CFD Short 290 24.8775 GBP
0.54945 Ordinary CFD Short 22967 24.8847345103845 GBP
0.54945 Ordinary CFD Short 466 25.6038412017167 GBP
0.54945 Ordinary CFD Short 241837 25.591176 GBP
0.54945 Ordinary CFD Short 52336 24.8847345517426 GBP
0.54945 Ordinary CFD Short 25000 25.02872 GBP
0.54945 Ordinary CFD Short 3790 25.6038390501319 GBP
0.54945 Ordinary CFD Short 2750 24.40818182 GBP
0.54945 Ordinary CFD Short 35676 24.35 GBP
0.54945 Ordinary CFD Short 50468 25.1877651 GBP
0.54945 Ordinary CFD Short 5000 24.71668958 GBP
0.54945 Ordinary CFD Short 31945 24.99502116 GBP
0.54945 Ordinary CFD Short 16257 24.7811560043999 GBP
0.54945 Ordinary CFD Short 16162 24.7741720027998 GBP
0.54945 Ordinary CFD Short 14181 24.8772560044003 GBP
0.54945 Ordinary CFD Short 44 24.945 GBP
0.54945 Ordinary CFD Short 44 24.855 GBP
0.54945 Ordinary CFD Short 44 24.85 GBP
0.54945 Ordinary CFD Short 44 24.83 GBP
0.54945 Ordinary CFD Short 44 24.79 GBP
0.54945 Ordinary CFD Short 44 24.755 GBP
0.54945 Ordinary CFD Short 44 24.75 GBP
0.54945 Ordinary CFD Short 44 24.695 GBP
0.54945 Ordinary CFD Short 44 24.69 GBP
0.54945 Ordinary CFD Short 44 24.61 GBP
0.54945 Ordinary CFD Short 44 24.605 GBP
0.54945 Ordinary CFD Short 44 24.56 GBP
0.54945 Ordinary CFD Short 44 24.545 GBP
0.54945 Ordinary CFD Short 44 25.78 GBP
0.54945 Ordinary CFD Short 44 25.77 GBP
0.54945 Ordinary CFD Short 44 25.69 GBP
0.54945 Ordinary CFD Short 38815 25.6 GBP
0.54945 Ordinary CFD Short 44 25.55 GBP
0.54945 Ordinary CFD Short 44 25.415 GBP
0.54945 Ordinary CFD Short 44 25.325 GBP
0.54945 Ordinary CFD Short 44 25.185 GBP
0.54945 Ordinary CFD Short 2161 24.91500231 GBP
0.54945 Ordinary CFD Short 108 25.59388889 GBP
0.54945 Ordinary CFD Short 107 24.98514 GBP
0.54945 Ordinary CFD Short 62 24.76532258 GBP
0.54945 Ordinary CFD Short 88 24.98 GBP
0.54945 Ordinary CFD Short 88 24.97 GBP
0.54945 Ordinary CFD Short 87 24.595 GBP
0.54945 Ordinary CFD Short 14697 25.2722535211268 GBP
0.54945 Ordinary CFD Short 42 24.965 GBP
0.54945 Ordinary CFD Short 28 25.18 GBP
0.54945 Ordinary CFD Short 27 25.58 GBP
0.54945 Ordinary CFD Short 39239 25.4291796465328 GBP
0.54945 Ordinary CFD Short 7061 25.092241183372 GBP
0.54945 Ordinary CFD Short 69886 25.210619 GBP
0.54945 Ordinary CFD Short 10619 25.2722535078633 GBP
0.54945 Ordinary CFD Short 514 24.55389718 GBP
0.54945 Ordinary CFD Short 255 25.00921569 GBP
0.54945 Ordinary CFD Short 297859 24.95039797 GBP
0.54945 Ordinary CFD Short 1023 24.87975318 GBP
0.54945 Ordinary CFD Short 3002209 31.435921 USD
0.54945 Ordinary CFD Short 962851 24.87093918 GBP
0.54945 Ordinary CFD Short 1258 24.56745444 GBP
0.54945 Ordinary CFD Short 5808 24.5545 GBP
0.54945 Ordinary CFD Short 80000 25.0377 GBP
0.54945 Ordinary CFD Short 18400 24.6971508547 GBP
0.54945 Ordinary CFD Short 150000 25.1644124 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 26 April 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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