REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American Plc
29/04/2024 12:30
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RNS Number : 4350M UBS AG (EPT) 29 April 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited connected to
connected: UBS
(d) Date dealing undertaken: 26 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 636828 32.57906 USD 25.30415 GBP
USD 0.54945 ordinary Sell 1087690 27.10750 GBP 25.20000 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 7588 26.1169 GBP
USD 0.54945 ordinary CFD Long 141628 26.43 GBP
USD 0.54945 ordinary CFD Long 5806 25.4218 GBP
USD 0.54945 ordinary CFD Long 4064 25.36731053 GBP
USD 0.54945 ordinary CFD Long 17811 26.4420859328892 GBP
USD 0.54945 ordinary CFD Long 3300 26.8933 GBP
USD 0.54945 ordinary CFD Long 1500 26.3715034509 GBP
USD 0.54945 ordinary CFD Long 7845 26.12705607 GBP
USD 0.54945 ordinary CFD Long 21167 26.359292 GBP
USD 0.54945 ordinary CFD Long 326 26.4092077 GBP
USD 0.54945 ordinary CFD Long 18 26.79419615 GBP
USD 0.54945 ordinary CFD Long 11 26.78828724 GBP
USD 0.54945 ordinary CFD Long 1868 26.61670014 GBP
USD 0.54945 ordinary CFD Long 1789 26.71618396 GBP
USD 0.54945 ordinary CFD Long 1252 26.73145466 GBP
USD 0.54945 ordinary CFD Long 5031 26.4289428 GBP
USD 0.54945 ordinary CFD Long 1194 26.63516198 GBP
USD 0.54945 ordinary CFD Long 1136 26.78620624 GBP
USD 0.54945 ordinary CFD Long 350 26.77762885 GBP
USD 0.54945 ordinary CFD Long 817 26.76855284 GBP
USD 0.54945 ordinary CFD Long 792 26.72621942 GBP
USD 0.54945 ordinary CFD Long 751 26.62866849 GBP
USD 0.54945 ordinary CFD Long 577 26.78103877 GBP
USD 0.54945 ordinary CFD Long 440 26.69346631 GBP
USD 0.54945 ordinary CFD Long 2033 26.75152458 GBP
USD 0.54945 ordinary CFD Long 1897 26.76218988 GBP
USD 0.54945 ordinary CFD Long 435 26.61062694 GBP
USD 0.54945 ordinary CFD Long 177 26.77767122 GBP
USD 0.54945 ordinary CFD Long 174 26.75451886 GBP
USD 0.54945 ordinary CFD Long 1571 26.76729689 GBP
USD 0.54945 ordinary CFD Long 541 26.75620283 GBP
USD 0.54945 ordinary CFD Long 298 26.80574782 GBP
USD 0.54945 ordinary CFD Long 1399 26.71660277 GBP
USD 0.54945 ordinary CFD Long 1329 26.66263219 GBP
USD 0.54945 ordinary CFD Long 242 26.75518906 GBP
USD 0.54945 ordinary CFD Long 172 26.76440053 GBP
USD 0.54945 ordinary CFD Long 516 26.65434551 GBP
USD 0.54945 ordinary CFD Long 480 26.71143888 GBP
USD 0.54945 ordinary CFD Long 244 26.67046969 GBP
USD 0.54945 ordinary CFD Long 227 26.74191962 GBP
USD 0.54945 ordinary CFD Long 88 26.66895058 GBP
USD 0.54945 ordinary CFD Long 106 26.76039999 GBP
USD 0.54945 ordinary CFD Long 60 26.71207361 GBP
USD 0.54945 ordinary CFD Long 220 26.70773835 GBP
USD 0.54945 ordinary CFD Long 198 26.66337636 GBP
USD 0.54945 ordinary CFD Long 152 26.72497535 GBP
USD 0.54945 ordinary CFD Long 140 26.67293414 GBP
USD 0.54945 ordinary CFD Long 95 26.72181765 GBP
USD 0.54945 ordinary CFD Long 864 26.5078067122685 GBP
USD 0.54945 ordinary CFD Long 289 26.5081314852595 GBP
USD 0.54945 ordinary CFD Long 136 26.505625005 GBP
USD 0.54945 ordinary CFD Long 134 26.5083208928358 GBP
USD 0.54945 ordinary CFD Long 54 26.70089785 GBP
USD 0.54945 ordinary CFD Long 78 26.5084615384615 GBP
USD 0.54945 ordinary CFD Long 54 26.5103703748148 GBP
USD 0.54945 ordinary CFD Long 123 26.51 GBP
USD 0.54945 ordinary CFD Long 45 26.65138959 GBP
USD 0.54945 ordinary CFD Long 168 26.5597389 GBP
USD 0.54945 ordinary CFD Long 58 26.77850697 GBP
USD 0.54945 ordinary CFD Long 37 26.78541263 GBP
USD 0.54945 ordinary CFD Long 27 26.77253013 GBP
USD 0.54945 ordinary CFD Long 8126 26.092833036825 GBP
USD 0.54945 ordinary CFD Long 92 25.385 GBP
USD 0.54945 ordinary CFD Long 32203 26.4389464 GBP
USD 0.54945 ordinary CFD Long 8309 26.243649 GBP
USD 0.54945 ordinary CFD Long 258 26.9583720930233 GBP
USD 0.54945 ordinary CFD Long 13 26.7080769230769 GBP
USD 0.54945 ordinary CFD Long 115667 26.4513403131403 GBP
USD 0.54945 ordinary CFD Long 166433 26.6633594299207 GBP
USD 0.54945 ordinary CFD Long 1640 25.4782134146342 GBP
USD 0.54945 ordinary CFD Long 316 25.4766772151899 GBP
USD 0.54945 ordinary CFD Long 139 25.4091366906475 GBP
USD 0.54945 ordinary CFD Long 105 25.4879047619048 GBP
USD 0.54945 ordinary CFD Long 160 26.507125 GBP
USD 0.54945 ordinary CFD Long 509 26.5407269 GBP
USD 0.54945 ordinary CFD Long 402 26.53414179 GBP
USD 0.54945 ordinary CFD Long 44 25.24 GBP
USD 0.54945 ordinary CFD Long 44 25.255 GBP
USD 0.54945 ordinary CFD Long 44 25.38 GBP
USD 0.54945 ordinary CFD Long 44 25.43 GBP
USD 0.54945 ordinary CFD Long 44 25.435 GBP
USD 0.54945 ordinary CFD Long 44 25.45 GBP
USD 0.54945 ordinary CFD Long 44 25.47 GBP
USD 0.54945 ordinary CFD Long 44 25.494545 GBP
USD 0.54945 ordinary CFD Long 44 25.485 GBP
USD 0.54945 ordinary CFD Long 44 25.51 GBP
USD 0.54945 ordinary CFD Long 44 25.515 GBP
USD 0.54945 ordinary CFD Long 44 25.55 GBP
USD 0.54945 ordinary CFD Long 44 25.7 GBP
USD 0.54945 ordinary CFD Long 44 25.92 GBP
USD 0.54945 ordinary CFD Long 44 26.12 GBP
USD 0.54945 ordinary CFD Long 44 26.16 GBP
USD 0.54945 ordinary CFD Long 44 26.22 GBP
USD 0.54945 ordinary CFD Long 44 26.3 GBP
USD 0.54945 ordinary CFD Long 44 26.395 GBP
USD 0.54945 ordinary CFD Long 44 26.48 GBP
USD 0.54945 ordinary CFD Long 44 26.58 GBP
USD 0.54945 ordinary CFD Long 44 26.66 GBP
USD 0.54945 ordinary CFD Long 44 26.75 GBP
USD 0.54945 ordinary CFD Long 44 26.865 GBP
USD 0.54945 ordinary CFD Long 44 26.88 GBP
USD 0.54945 ordinary CFD Long 44 26.9 GBP
USD 0.54945 ordinary CFD Long 44 27.025 GBP
USD 0.54945 ordinary CFD Long 19 26.385 GBP
USD 0.54945 ordinary CFD Long 18 26.375 GBP
USD 0.54945 ordinary CFD Long 44 26.965 GBP
USD 0.54945 ordinary CFD Long 44 27.01 GBP
USD 0.54945 ordinary CFD Long 440 26.5 GBP
USD 0.54945 ordinary CFD Long 176 26.505 GBP
USD 0.54945 ordinary CFD Long 88 25.46 GBP
USD 0.54945 ordinary CFD Long 88 26.45 GBP
USD 0.54945 ordinary CFD Long 88 26.52 GBP
USD 0.54945 ordinary CFD Long 88 26.97 GBP
USD 0.54945 ordinary CFD Long 5 26.515 GBP
USD 0.54945 ordinary CFD Long 23006 26.428679 GBP
USD 0.54945 ordinary CFD Long 10000 26.439771 GBP
USD 0.54945 ordinary CFD Short 129 25.42 GBP
USD 0.54945 ordinary CFD Short 1065 25.52 GBP
USD 0.54945 ordinary CFD Short 667 25.525 GBP
USD 0.54945 ordinary CFD Short 614 25.3825 GBP
USD 0.54945 ordinary CFD Short 1041 25.38 GBP
USD 0.54945 ordinary CFD Short 448 25.55 GBP
USD 0.54945 ordinary CFD Short 1037 25.41 GBP
USD 0.54945 ordinary CFD Short 582 25.395 GBP
USD 0.54945 ordinary CFD Short 543 25.375 GBP
USD 0.54945 ordinary CFD Short 25818 26.431322 GBP
USD 0.54945 ordinary CFD Short 3886 25.401271 GBP
USD 0.54945 ordinary CFD Short 740 25.304149 GBP
USD 0.54945 ordinary CFD Short 944 26.415 GBP
USD 0.54945 ordinary CFD Short 454 26.4903359 GBP
USD 0.54945 ordinary CFD Short 545 26.238766 GBP
USD 0.54945 ordinary CFD Short 1728 25.345 GBP
USD 0.54945 ordinary CFD Short 30913 25.85937 GBP
USD 0.54945 ordinary CFD Short 540 25.703 GBP
USD 0.54945 ordinary CFD Short 7708 26.322 GBP
USD 0.54945 ordinary CFD Short 523 26.4352772466539 GBP
USD 0.54945 ordinary CFD Short 3300 26.56129091 GBP
USD 0.54945 ordinary CFD Short 1650 25.3734289713 GBP
USD 0.54945 ordinary CFD Short 14498 26.023 GBP
USD 0.54945 ordinary CFD Short 5000 26.43 GBP
USD 0.54945 ordinary CFD Short 80000 25.6109 GBP
USD 0.54945 ordinary CFD Short 20000 27.0819 GBP
USD 0.54945 ordinary CFD Short 931 25.47846154 GBP
USD 0.54945 ordinary CFD Short 44 25.5 GBP
USD 0.54945 ordinary CFD Short 44 25.6 GBP
USD 0.54945 ordinary CFD Short 44 25.85 GBP
USD 0.54945 ordinary CFD Short 44 25.91 GBP
USD 0.54945 ordinary CFD Short 44 25.985 GBP
USD 0.54945 ordinary CFD Short 44 26.18 GBP
USD 0.54945 ordinary CFD Short 44 26.37 GBP
USD 0.54945 ordinary CFD Short 44 26.48 GBP
USD 0.54945 ordinary CFD Short 44 26.505 GBP
USD 0.54945 ordinary CFD Short 44 26.515 GBP
USD 0.54945 ordinary CFD Short 3497 26.144845 GBP
USD 0.54945 ordinary CFD Short 2509 26.0367178130052 GBP
USD 0.54945 ordinary CFD Short 4976 25.83214329 GBP
USD 0.54945 ordinary CFD Short 28 26.71875 GBP
USD 0.54945 ordinary CFD Short 735 25.89593567 GBP
USD 0.54945 ordinary CFD Short 90 26.4713888888889 GBP
USD 0.54945 ordinary CFD Short 784 26.4352806122449 GBP
USD 0.54945 ordinary CFD Short 2500 28.038668 GBP
USD 0.54945 ordinary CFD Short 1070 25.30415 GBP
USD 0.54945 ordinary CFD Short 52 26.397019 GBP
USD 0.54945 ordinary CFD Short 6143 26.3572761709198 GBP
USD 0.54945 ordinary CFD Short 870 26.4337816111724 GBP
USD 0.54945 ordinary CFD Short 21194 26.11113877 GBP
USD 0.54945 ordinary CFD Short 59252 27.01898263 GBP
USD 0.54945 ordinary CFD Short 7000 26.36872641 GBP
USD 0.54945 ordinary CFD Short 44 26.54 GBP
USD 0.54945 ordinary CFD Short 44 26.575 GBP
USD 0.54945 ordinary CFD Short 44 26.76 GBP
USD 0.54945 ordinary CFD Short 44 26.905 GBP
USD 0.54945 ordinary CFD Short 44 26.995 GBP
USD 0.54945 ordinary CFD Short 44 27.01 GBP
USD 0.54945 ordinary CFD Short 44 27.085 GBP
USD 0.54945 ordinary CFD Short 88 25.397841 GBP
USD 0.54945 ordinary CFD Short 26 26.555 GBP
USD 0.54945 ordinary CFD Short 23 27.04 GBP
USD 0.54945 ordinary CFD Short 1 26.52 GBP
USD 0.54945 ordinary CFD Short 88 25.39 GBP
USD 0.54945 ordinary CFD Short 88 25.46 GBP
USD 0.54945 ordinary CFD Short 88 26.95 GBP
USD 0.54945 ordinary CFD Short 44 25.455 GBP
USD 0.54945 ordinary CFD Short 44 25.485 GBP
USD 0.54945 ordinary CFD Short 26291 25.500566 GBP
USD 0.54945 ordinary CFD Short 477 25.385 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 29 April 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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