REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American Plc
30/04/2024 11:30
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RNS Number : 6207M UBS AG (EPT) 30 April 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited connected to UBS
connected:
(d) Date dealing undertaken: 29 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES, BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 1098099 27.50137 21.40848 GBP
GBP
USD 0.54945 ordinary Sell 1011364 27.50000 21.40859 GBP
GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 22297 27.06273 GBP
USD 0.54945 ordinary CFD Long 451 633.536388 ZAR
USD 0.54945 ordinary CFD Long 12 629.717022 ZAR
USD 0.54945 ordinary CFD Long 5000 27.173838 GBP
USD 0.54945 ordinary CFD Long 800 27.0756877064 GBP
USD 0.54945 ordinary CFD Long 1032 26.99865 GBP
USD 0.54945 ordinary CFD Long 9570 27.498625 GBP
USD 0.54945 ordinary CFD Long 1876 26.9423400852878 GBP
USD 0.54945 ordinary CFD Long 1500 27.0 GBP
USD 0.54945 ordinary CFD Long 854 27.00097775 GBP
USD 0.54945 ordinary CFD Long 2054 27.1871129544499 GBP
USD 0.54945 ordinary CFD Long 1004 26.801145 GBP
USD 0.54945 ordinary CFD Long 1105 26.88828054 GBP
USD 0.54945 ordinary CFD Long 12308 27.338666 GBP
USD 0.54945 ordinary CFD Long 6850 27.4989 GBP
USD 0.54945 ordinary CFD Long 284 27.17481746 GBP
USD 0.54945 ordinary CFD Long 26748 27.1764579958001 GBP
USD 0.54945 ordinary CFD Long 44 26.785 GBP
USD 0.54945 ordinary CFD Long 44 26.825 GBP
USD 0.54945 ordinary CFD Long 44 26.85 GBP
USD 0.54945 ordinary CFD Long 44 27.355 GBP
USD 0.54945 ordinary CFD Long 44 27.39 GBP
USD 0.54945 ordinary CFD Long 22 27.41 GBP
USD 0.54945 ordinary CFD Long 17 26.875 GBP
USD 0.54945 ordinary CFD Long 88 26.99 GBP
USD 0.54945 ordinary CFD Long 44 26.935 GBP
USD 0.54945 ordinary CFD Long 44 26.955 GBP
USD 0.54945 ordinary CFD Long 44 26.97 GBP
USD 0.54945 ordinary CFD Long 44 27.21 GBP
USD 0.54945 ordinary CFD Long 44 27.26 GBP
USD 0.54945 ordinary CFD Long 44 27.275 GBP
USD 0.54945 ordinary CFD Long 44 27.28 GBP
USD 0.54945 ordinary CFD Long 44 27.325 GBP
USD 0.54945 ordinary CFD Long 44 27.35 GBP
USD 0.54945 ordinary CFD Long 15442 27.47985947 GBP
USD 0.54945 ordinary CFD Long 17360 27.3072610142771 GBP
USD 0.54945 ordinary CFD Long 223 27.5 GBP
USD 0.54945 ordinary CFD Long 10712 27.229729 GBP
USD 0.54945 ordinary CFD Long 19599 27.32544862 GBP
USD 0.54945 ordinary CFD Long 6573 26.8656279432223 GBP
USD 0.54945 ordinary CFD Long 5523 26.9462524536339 GBP
USD 0.54945 ordinary CFD Long 30556 27.3930822097133 GBP
USD 0.54945 ordinary CFD Long 34784 27.1373252069917 GBP
USD 0.54945 ordinary CFD Long 683 27.4980819912152 GBP
USD 0.54945 ordinary CFD Long 1141 27.3913847502191 GBP
USD 0.54945 ordinary CFD Long 15 26.915 GBP
USD 0.54945 ordinary CFD Long 11895 26.801146 GBP
USD 0.54945 ordinary CFD Long 13105 26.88827776 GBP
USD 0.54945 ordinary CFD Long 1778 27.187539 GBP
USD 0.54945 ordinary CFD Long 250 27.04810239 GBP
USD 0.54945 ordinary CFD Long 25 27.260563 GBP
USD 0.54945 ordinary CFD Long 20 27.158504 GBP
USD 0.54945 ordinary CFD Long 9 27.11688 GBP
USD 0.54945 ordinary CFD Long 14 27.243451 GBP
USD 0.54945 ordinary CFD Long 11 27.068165 GBP
USD 0.54945 ordinary CFD Long 5 26.998465 GBP
USD 0.54945 ordinary CFD Long 48 27.207753 GBP
USD 0.54945 ordinary CFD Short 683 27.14316252 GBP
USD 0.54945 ordinary CFD Short 166714 27.5 GBP
USD 0.54945 ordinary CFD Short 2903 26.37604203 GBP
USD 0.54945 ordinary CFD Short 100405 33.7812618 USD
USD 0.54945 ordinary CFD Short 40000 27.0773 GBP
USD 0.54945 ordinary CFD Short 794 26.75 GBP
USD 0.54945 ordinary CFD Short 1341 27.501375 GBP
USD 0.54945 ordinary CFD Short 2060 34.2578058252427 USD
USD 0.54945 ordinary CFD Short 1753 27.0618739351169 GBP
USD 0.54945 ordinary CFD Short 13587 27.4286619567587 GBP
USD 0.54945 ordinary CFD Short 6564 27.09384826 GBP
USD 0.54945 ordinary CFD Short 8205 27.1560049343327 GBP
USD 0.54945 ordinary CFD Short 681 26.9601358324523 GBP
USD 0.54945 ordinary CFD Short 4305 27.341898 GBP
USD 0.54945 ordinary CFD Short 64 27.164414 GBP
USD 0.54945 ordinary CFD Short 14200 26.974124 GBP
USD 0.54945 ordinary CFD Short 24 26.86091499 GBP
USD 0.54945 ordinary CFD Short 108 26.882688 GBP
USD 0.54945 ordinary CFD Short 27787 27.1943972 GBP
USD 0.54945 ordinary CFD Short 12 629.717 ZAR
USD 0.54945 ordinary CFD Short 451 633.5364 ZAR
USD 0.54945 ordinary CFD Short 52 27.3830983 GBP
USD 0.54945 ordinary CFD Short 325 26.979246 GBP
USD 0.54945 ordinary CFD Short 44 26.855 GBP
USD 0.54945 ordinary CFD Short 44 26.86 GBP
USD 0.54945 ordinary CFD Short 44 26.9 GBP
USD 0.54945 ordinary CFD Short 44 26.935 GBP
USD 0.54945 ordinary CFD Short 44 26.95 GBP
USD 0.54945 ordinary CFD Short 44 27.03 GBP
USD 0.54945 ordinary CFD Short 772 27.083316 GBP
USD 0.54945 ordinary CFD Short 44 27.32 GBP
USD 0.54945 ordinary CFD Short 44 27.06 GBP
USD 0.54945 ordinary CFD Short 44 27.33 GBP
USD 0.54945 ordinary CFD Short 44 27.38 GBP
USD 0.54945 ordinary CFD Short 44 27.42 GBP
USD 0.54945 ordinary CFD Short 44 27.465 GBP
USD 0.54945 ordinary CFD Short 4431 27.0314951481313 GBP
USD 0.54945 ordinary CFD Short 1648 27.1545358014927 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 30 April 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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