REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American Plc
02/05/2024 11:45
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RNS Number : 0253N UBS AG (EPT) 02 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited connected to UBS
connected:
(d) Date dealing undertaken: 01 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES, BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 210164 26.83500 GBP 21.40849 GBP
USD 0.54945 ordinary Sell 234282 26.82500 GBP 21.40849
GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 126 26.555 GBP
USD 0.54945 ordinary CFD Long 13473 26.34873488 GBP
USD 0.54945 ordinary CFD Long 174 26.5985057471264 GBP
USD 0.54945 ordinary CFD Long 44 26.71 GBP
USD 0.54945 ordinary CFD Long 44 26.705 GBP
USD 0.54945 ordinary CFD Long 44 26.695 GBP
USD 0.54945 ordinary CFD Long 44 26.62 GBP
USD 0.54945 ordinary CFD Long 44 26.57 GBP
USD 0.54945 ordinary CFD Long 44 26.495 GBP
USD 0.54945 ordinary CFD Long 44 26.335 GBP
USD 0.54945 ordinary CFD Long 44 26.28 GBP
USD 0.54945 ordinary CFD Long 6935 26.345 GBP
USD 0.54945 ordinary CFD Long 167 26.473653 GBP
USD 0.54945 ordinary CFD Long 700 26.7709212763 GBP
USD 0.54945 ordinary CFD Long 1 26.3635499 GBP
USD 0.54945 ordinary CFD Long 7984 26.609743549742 GBP
USD 0.54945 ordinary CFD Long 13059 26.38504342 GBP
USD 0.54945 ordinary CFD Long 13323 26.54964051 GBP
USD 0.54945 ordinary CFD Long 22777 26.61991389 GBP
USD 0.54945 ordinary CFD Long 4886 26.67021598 GBP
USD 0.54945 ordinary CFD Long 229 26.66580786 GBP
USD 0.54945 ordinary CFD Long 504 26.426438489623 GBP
USD 0.54945 ordinary CFD Long 1232 26.409017855901 GBP
USD 0.54945 ordinary CFD Short 5734 26.4161675941193 GBP
USD 0.54945 ordinary CFD Short 243 26.4980246937449 GBP
USD 0.54945 ordinary CFD Short 11060 26.3828702537179 GBP
USD 0.54945 ordinary CFD Short 4050 26.40201976 GBP
USD 0.54945 ordinary CFD Short 39087 33.03906933 USD
USD 0.54945 ordinary CFD Short 44 26.23 GBP
USD 0.54945 ordinary CFD Short 44 26.285 GBP
USD 0.54945 ordinary CFD Short 5372 26.345 GBP
USD 0.54945 ordinary CFD Short 12346 26.4496661002 GBP
USD 0.54945 ordinary CFD Short 5195 26.4618 GBP
USD 0.54945 ordinary CFD Short 145 26.34398447 GBP
USD 0.54945 ordinary CFD Short 44 26.775 GBP
USD 0.54945 ordinary CFD Short 44 26.53 GBP
USD 0.54945 ordinary CFD Short 61 26.346393 GBP
USD 0.54945 ordinary CFD Short 44 26.61 GBP
USD 0.54945 ordinary CFD Short 450 26.6405888233 GBP
USD 0.54945 ordinary CFD Short 96 26.571042 GBP
USD 0.54945 ordinary CFD Short 1681 26.436304 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 02 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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