REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American Plc
09/05/2024 12:00
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RNS Number : 8195N UBS AG (EPT) 09 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited connected to UBS
connected:
(d) Date dealing undertaken: 08 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES, BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 232208 26.79250 GBP 26.48000 GBP
USD 0.54945 ordinary Sell 665407 27.22500 GBP 26.48000 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 1023 26.570875 GBP
USD 0.54945 ordinary CFD Long 75432 26.54 GBP
USD 0.54945 ordinary CFD Long 1153 27.41084128 GBP
USD 0.54945 ordinary CFD Long 44 26.68 GBP
USD 0.54945 ordinary CFD Long 44 26.685 GBP
USD 0.54945 ordinary CFD Long 11 26.66 GBP
USD 0.54945 ordinary CFD Long 7 26.555 GBP
USD 0.54945 ordinary CFD Long 23 26.744348 GBP
USD 0.54945 ordinary CFD Long 1830 26.6272650248853 GBP
USD 0.54945 ordinary CFD Long 17033 26.5746950017519 GBP
USD 0.54945 ordinary CFD Long 8426 26.53834797 GBP
USD 0.54945 ordinary CFD Long 134 26.700448 GBP
USD 0.54945 ordinary CFD Long 800 26.672775 GBP
USD 0.54945 ordinary CFD Long 608 26.6552631549342 GBP
USD 0.54945 ordinary CFD Long 199 26.67567839 GBP
USD 0.54945 ordinary CFD Long 813 26.5389384 GBP
USD 0.54945 ordinary CFD Long 632 26.60712454 GBP
USD 0.54945 ordinary CFD Long 2179 26.565063 GBP
USD 0.54945 ordinary CFD Long 126 26.561327 GBP
USD 0.54945 ordinary CFD Long 1348 26.539496 GBP
USD 0.54945 ordinary CFD Long 650 26.57303302 GBP
USD 0.54945 ordinary CFD Long 379 26.575737 GBP
USD 0.54945 ordinary CFD Long 215 26.572826 GBP
USD 0.54945 ordinary CFD Long 127 26.571644 GBP
USD 0.54945 ordinary CFD Long 115 26.553238 GBP
USD 0.54945 ordinary CFD Long 647 26.590363 GBP
USD 0.54945 ordinary CFD Long 288 26.53 GBP
USD 0.54945 ordinary CFD Long 643 26.69 GBP
USD 0.54945 ordinary CFD Long 290 26.5375 GBP
USD 0.54945 ordinary CFD Long 261 26.545 GBP
USD 0.54945 ordinary CFD Long 417 26.56 GBP
USD 0.54945 ordinary CFD Long 42832 26.557506 GBP
USD 0.54945 ordinary CFD Long 688 26.565 GBP
USD 0.54945 ordinary CFD Long 408 26.52 GBP
USD 0.54945 ordinary CFD Long 2707578 26.73 GBP
USD 0.54945 ordinary CFD Long 55095 26.5340814 GBP
USD 0.54945 ordinary CFD Long 10000 27.1677 GBP
USD 0.54945 ordinary CFD Long 44 26.5 GBP
USD 0.54945 ordinary CFD Long 44 26.595 GBP
USD 0.54945 ordinary CFD Long 44 26.665 GBP
USD 0.54945 ordinary CFD Short 44758 26.54 GBP
USD 0.54945 ordinary CFD Short 10000 27.1663 GBP
USD 0.54945 ordinary CFD Short 36 26.575 GBP
USD 0.54945 ordinary CFD Short 403 26.598834 GBP
USD 0.54945 ordinary CFD Short 263 26.61638783 GBP
USD 0.54945 ordinary CFD Short 1093 26.6323925020311 GBP
USD 0.54945 ordinary CFD Short 675 26.563674073037 GBP
USD 0.54945 ordinary CFD Short 12979 26.5782626707504 GBP
USD 0.54945 ordinary CFD Short 568 26.55963909 GBP
USD 0.54945 ordinary CFD Short 3826 26.541793 GBP
USD 0.54945 ordinary CFD Short 3103 26.5477014664132 GBP
USD 0.54945 ordinary CFD Short 1214 26.54196458 GBP
USD 0.54945 ordinary CFD Short 1429 26.539641966494 GBP
USD 0.54945 ordinary CFD Short 3562 26.57076502 GBP
USD 0.54945 ordinary CFD Short 254 26.56128937 GBP
USD 0.54945 ordinary CFD Short 11245 26.5911727453268 GBP
USD 0.54945 ordinary CFD Short 14200 26.614081 GBP
USD 0.54945 ordinary CFD Short 25759 26.553209 GBP
USD 0.54945 ordinary CFD Short 11441 26.5874 GBP
USD 0.54945 ordinary CFD Short 811 26.5501600039951 GBP
USD 0.54945 ordinary CFD Short 28 26.5475 GBP
USD 0.54945 ordinary CFD Short 44 26.5 GBP
USD 0.54945 ordinary CFD Short 544 26.515 GBP
USD 0.54945 ordinary CFD Short 44 26.53 GBP
USD 0.54945 ordinary CFD Short 44 26.56 GBP
USD 0.54945 ordinary CFD Short 44 26.59 GBP
USD 0.54945 ordinary CFD Short 44 26.6 GBP
USD 0.54945 ordinary CFD Short 44 26.72 GBP
USD 0.54945 ordinary CFD Short 10 26.605 GBP
USD 0.54945 ordinary CFD Short 7493 26.524093 GBP
USD 0.54945 ordinary CFD Short 1124 26.52 GBP
USD 0.54945 ordinary CFD Short 4282576 26.73 GBP
USD 0.54945 ordinary CFD Short 400 26.7306308107 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 09 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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