REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American plc
13/05/2024 10:30
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RNS Number : 1647O UBS AG (EPT) 13 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited connected to UBS
connected:
(d) Date dealing undertaken: 10 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 604504 27.99517 GBP 26.73601 GBP
USD 0.54945 ordinary Sell 2167232 27.98000 GBP 26.73542 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 271637 27.735 GBP
USD 0.54945 ordinary CFD Long 300000 27.6 GBP
USD 0.54945 ordinary CFD Long 300 27.8050005 GBP
USD 0.54945 ordinary CFD Long 1293123 27.844151 GBP
USD 0.54945 ordinary CFD Long 25000 27.88884 GBP
USD 0.54945 ordinary CFD Long 1901 27.815 GBP
USD 0.54945 ordinary CFD Long 728 27.853571 GBP
USD 0.54945 ordinary CFD Long 1603 27.85 GBP
USD 0.54945 ordinary CFD Long 1017 27.835 GBP
USD 0.54945 ordinary CFD Long 693 27.795653 GBP
USD 0.54945 ordinary CFD Long 371 27.776092 GBP
USD 0.54945 ordinary CFD Long 5300 642.06890755 ZAR
USD 0.54945 ordinary CFD Long 2489 642.185 ZAR
USD 0.54945 ordinary CFD Long 38 27.865168 GBP
USD 0.54945 ordinary CFD Long 868 27.734473 GBP
USD 0.54945 ordinary CFD Long 775 27.83772 GBP
USD 0.54945 ordinary CFD Long 79 27.820128 GBP
USD 0.54945 ordinary CFD Long 52 27.843171 GBP
USD 0.54945 ordinary CFD Long 44 27.798567 GBP
USD 0.54945 ordinary CFD Long 24 27.804435 GBP
USD 0.54945 ordinary CFD Long 6 27.772062 GBP
USD 0.54945 ordinary CFD Long 10 27.809705 GBP
USD 0.54945 ordinary CFD Long 7789 642.07159841 ZAR
USD 0.54945 ordinary CFD Long 186 27.79795699 GBP
USD 0.54945 ordinary CFD Long 299 27.76098662 GBP
USD 0.54945 ordinary CFD Long 333 27.754054054054 GBP
USD 0.54945 ordinary CFD Long 2391 27.84505628 GBP
USD 0.54945 ordinary CFD Long 1052 27.8158388777376 GBP
USD 0.54945 ordinary CFD Long 20745 27.7378218846768 GBP
USD 0.54945 ordinary CFD Long 421 27.7338906 GBP
USD 0.54945 ordinary CFD Long 15237 27.8047 GBP
USD 0.54945 ordinary CFD Long 420 27.8023 GBP
USD 0.54945 ordinary CFD Long 1843 27.8 GBP
USD 0.54945 ordinary CFD Long 141 27.595 GBP
USD 0.54945 ordinary CFD Long 40531 27.837658 GBP
USD 0.54945 ordinary CFD Long 628 27.8575 GBP
USD 0.54945 ordinary CFD Long 511 27.905 GBP
USD 0.54945 ordinary CFD Long 451 27.8675 GBP
USD 0.54945 ordinary CFD Long 327 27.86 GBP
USD 0.54945 ordinary CFD Long 428 27.81 GBP
USD 0.54945 ordinary CFD Long 801 27.8025 GBP
USD 0.54945 ordinary CFD Long 351 27.83 GBP
USD 0.54945 ordinary CFD Long 4050 27.82 GBP
USD 0.54945 ordinary CFD Long 63 27.895 GBP
USD 0.54945 ordinary CFD Long 12 27.914167 GBP
USD 0.54945 ordinary CFD Long 88 27.84 GBP
USD 0.54945 ordinary CFD Long 88 27.98 GBP
USD 0.54945 ordinary CFD Long 44 27.695 GBP
USD 0.54945 ordinary CFD Long 44 27.73 GBP
USD 0.54945 ordinary CFD Long 44 27.765 GBP
USD 0.54945 ordinary CFD Long 44 27.785 GBP
USD 0.54945 ordinary CFD Long 44 27.825 GBP
USD 0.54945 ordinary CFD Long 44 27.845 GBP
USD 0.54945 ordinary CFD Long 44 27.885 GBP
USD 0.54945 ordinary CFD Long 942 27.78578025 GBP
USD 0.54945 ordinary CFD Long 3289 27.7780738821709 GBP
USD 0.54945 ordinary CFD Long 232 27.76 GBP
USD 0.54945 ordinary CFD Long 1282 27.7985335407956 GBP
USD 0.54945 ordinary CFD Long 11324 27.75224192 GBP
USD 0.54945 ordinary CFD Long 14087 27.801204 GBP
USD 0.54945 ordinary CFD Short 19764 27.8514 GBP
USD 0.54945 ordinary CFD Short 29277 27.735 GBP
USD 0.54945 ordinary CFD Short 30000 27.7943 GBP
USD 0.54945 ordinary CFD Short 25000 27.85366 GBP
USD 0.54945 ordinary CFD Short 3247 27.8354943034185 GBP
USD 0.54945 ordinary CFD Short 8790 27.8274571930546 GBP
USD 0.54945 ordinary CFD Short 30000 27.8139 GBP
USD 0.54945 ordinary CFD Short 10 27.815 GBP
USD 0.54945 ordinary CFD Short 44 27.915 GBP
USD 0.54945 ordinary CFD Short 44 27.905 GBP
USD 0.54945 ordinary CFD Short 7789 642.07159841 ZAR
USD 0.54945 ordinary CFD Short 879 27.7874890011035 GBP
USD 0.54945 ordinary CFD Short 44 27.88 GBP
USD 0.54945 ordinary CFD Short 5300 642.06890755 ZAR
USD 0.54945 ordinary CFD Short 2489 642.185 ZAR
USD 0.54945 ordinary CFD Short 216 27.86331923 GBP
USD 0.54945 ordinary CFD Short 44 27.855 GBP
USD 0.54945 ordinary CFD Short 11353 27.805 GBP
USD 0.54945 ordinary CFD Short 250 27.763959812 GBP
USD 0.54945 ordinary CFD Short 4888 27.8666151814321 GBP
USD 0.54945 ordinary CFD Short 44 27.81 GBP
USD 0.54945 ordinary CFD Short 72 27.82 GBP
USD 0.54945 ordinary CFD Short 676 27.84520729 GBP
USD 0.54945 ordinary CFD Short 80 27.89 GBP
USD 0.54945 ordinary CFD Short 132 27.845 GBP
USD 0.54945 ordinary CFD Short 332 27.802711 GBP
USD 0.54945 ordinary CFD Short 351 27.73534669 GBP
USD 0.54945 ordinary CFD Short 300000 27.6 GBP
USD 0.54945 ordinary CFD Short 6700 27.832187 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 13 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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