REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American Plc
14/05/2024 11:45
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RNS Number : 3772O UBS AG (EPT) 14 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited connected to UBS
connected:
(d) Date dealing undertaken: 13 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 1218131 28.09000 27.07000 GBP
GBP
USD 0.54945 ordinary Sell 955254 28.01000 GBP 26.98000 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 65712 27.07 GBP
USD 0.54945 ordinary CFD Long 8145 27.60446654 GBP
USD 0.54945 ordinary CFD Long 2345 27.5766226 GBP
USD 0.54945 ordinary CFD Long 20000 27.3454155 GBP
USD 0.54945 ordinary CFD Long 19 27.528232 GBP
USD 0.54945 ordinary CFD Long 8 27.514884 GBP
USD 0.54945 ordinary CFD Long 155 27.51501 GBP
USD 0.54945 ordinary CFD Long 1 27.525229 GBP
USD 0.54945 ordinary CFD Long 44 27.425 GBP
USD 0.54945 ordinary CFD Long 44 27.445 GBP
USD 0.54945 ordinary CFD Long 44 27.465 GBP
USD 0.54945 ordinary CFD Long 44 27.495 GBP
USD 0.54945 ordinary CFD Long 44 27.5 GBP
USD 0.54945 ordinary CFD Long 44 27.61 GBP
USD 0.54945 ordinary CFD Long 44 27.62 GBP
USD 0.54945 ordinary CFD Long 500 27.765 GBP
USD 0.54945 ordinary CFD Long 44 27.82 GBP
USD 0.54945 ordinary CFD Long 44 27.995 GBP
USD 0.54945 ordinary CFD Long 37 27.75 GBP
USD 0.54945 ordinary CFD Long 34 27.235 GBP
USD 0.54945 ordinary CFD Long 161 27.36 GBP
USD 0.54945 ordinary CFD Long 175 27.81285233 GBP
USD 0.54945 ordinary CFD Long 144 27.829236 GBP
USD 0.54945 ordinary CFD Long 88 27.33 GBP
USD 0.54945 ordinary CFD Long 266 27.645 GBP
USD 0.54945 ordinary CFD Long 44 26.985 GBP
USD 0.54945 ordinary CFD Long 44 27.125 GBP
USD 0.54945 ordinary CFD Long 44 27.395 GBP
USD 0.54945 ordinary CFD Long 752 27.56 GBP
USD 0.54945 ordinary CFD Long 6228 27.6464677650209 GBP
USD 0.54945 ordinary CFD Long 6473 27.13236785 GBP
USD 0.54945 ordinary CFD Long 3164 27.598802 GBP
USD 0.54945 ordinary CFD Long 269 27.0689172 GBP
USD 0.54945 ordinary CFD Long 9364 27.5651 GBP
USD 0.54945 ordinary CFD Long 652 27.5675 GBP
USD 0.54945 ordinary CFD Long 224 27.72 GBP
USD 0.54945 ordinary CFD Long 424 27.745 GBP
USD 0.54945 ordinary CFD Long 10736 27.705345 GBP
USD 0.54945 ordinary CFD Long 151 27.64 GBP
USD 0.54945 ordinary CFD Long 743 27.488647 GBP
USD 0.54945 ordinary CFD Long 36000 27.53355153 GBP
USD 0.54945 ordinary CFD Long 14554 27.36208745 GBP
USD 0.54945 ordinary CFD Long 1243 27.4436689969027 GBP
USD 0.54945 ordinary CFD Long 877 27.465217001699 GBP
USD 0.54945 ordinary CFD Long 2877 27.395478 GBP
USD 0.54945 ordinary CFD Long 732 27.069486 GBP
USD 0.54945 ordinary CFD Long 252 27.470937 GBP
USD 0.54945 ordinary CFD Long 228 27.490385 GBP
USD 0.54945 ordinary CFD Long 151 27.4687178301325 GBP
USD 0.54945 ordinary CFD Long 68 27.405408 GBP
USD 0.54945 ordinary CFD Long 19 27.651972 GBP
USD 0.54945 ordinary CFD Long 350 27.1962386495714 GBP
USD 0.54945 ordinary CFD Long 174 27.8575 GBP
USD 0.54945 ordinary CFD Long 166 27.7717168674699 GBP
USD 0.54945 ordinary CFD Long 578 27.84586568 GBP
USD 0.54945 ordinary CFD Long 1085 27.7485898590323 GBP
USD 0.54945 ordinary CFD Long 240 27.5275 GBP
USD 0.54945 ordinary CFD Long 150 27.515 GBP
USD 0.54945 ordinary CFD Long 352 27.5875 GBP
USD 0.54945 ordinary CFD Long 258 27.58 GBP
USD 0.54945 ordinary CFD Short 1155 27.662777 GBP
USD 0.54945 ordinary CFD Short 197817 27.07 GBP
USD 0.54945 ordinary CFD Short 87172 27.36811 GBP
USD 0.54945 ordinary CFD Short 1150 27.71568696 GBP
USD 0.54945 ordinary CFD Short 20000 27.433799 GBP
USD 0.54945 ordinary CFD Short 6050 27.6255273419 GBP
USD 0.54945 ordinary CFD Short 13 27.86403262 GBP
USD 0.54945 ordinary CFD Short 21 28.09 GBP
USD 0.54945 ordinary CFD Short 449 27.524254 GBP
USD 0.54945 ordinary CFD Short 40 27.22725 GBP
USD 0.54945 ordinary CFD Short 44 27.185 GBP
USD 0.54945 ordinary CFD Short 44 27.5 GBP
USD 0.54945 ordinary CFD Short 44 27.705 GBP
USD 0.54945 ordinary CFD Short 44 27.74 GBP
USD 0.54945 ordinary CFD Short 44 27.8 GBP
USD 0.54945 ordinary CFD Short 44 27.83 GBP
USD 0.54945 ordinary CFD Short 44 27.835 GBP
USD 0.54945 ordinary CFD Short 44 27.87 GBP
USD 0.54945 ordinary CFD Short 44 27.875 GBP
USD 0.54945 ordinary CFD Short 44 27.885 GBP
USD 0.54945 ordinary CFD Short 7818 27.5244144942722 GBP
USD 0.54945 ordinary CFD Short 644 27.81164208 GBP
USD 0.54945 ordinary CFD Short 4792 27.1571974124687 GBP
USD 0.54945 ordinary CFD Short 78443 27.1567525431447 GBP
USD 0.54945 ordinary CFD Short 234 27.857521 GBP
USD 0.54945 ordinary CFD Short 44442 27.206389 GBP
USD 0.54945 ordinary CFD Short 36000 27.97583333 GBP
USD 0.54945 ordinary CFD Short 8177 27.56525625 GBP
USD 0.54945 ordinary CFD Short 20985 27.48689542 GBP
USD 0.54945 ordinary CFD Short 26861 27.0769396147381 GBP
USD 0.54945 ordinary CFD Short 1304 27.19034893 GBP
USD 0.54945 ordinary CFD Short 37 27.1671621621622 GBP
USD 0.54945 ordinary CFD Short 928 27.2447952613362 GBP
USD 0.54945 ordinary CFD Short 220 27.6398636363636 GBP
USD 0.54945 ordinary CFD Short 8228 27.5821208073748 GBP
USD 0.54945 ordinary CFD Short 14600 27.723033 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 14 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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