REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American Plc
15/05/2024 11:45
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RNS Number : 5638O UBS AG (EPT) 15 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Bhp Group Limited connected to UBS
connected:
(d) Date dealing undertaken: 14 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES, Anglo American
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 1763717 27.71865 25.98000 GBP
GBP
USD 0.54945 ordinary Sell 1709141 27.71865 25.96500 GBP
GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 1 26.847852 GBP
USD 0.54945 ordinary CFD Long 22490 26.195 GBP
USD 0.54945 ordinary CFD Long 800 26.9298879664 GBP
USD 0.54945 ordinary CFD Long 3486 26.4136 GBP
USD 0.54945 ordinary CFD Long 102143 26.82 GBP
USD 0.54945 ordinary CFD Long 15752 26.88609721 GBP
USD 0.54945 ordinary CFD Long 30000 26.1923 GBP
USD 0.54945 ordinary CFD Long 44 26.11 GBP
USD 0.54945 ordinary CFD Long 44 26.135 GBP
USD 0.54945 ordinary CFD Long 44 26.205 GBP
USD 0.54945 ordinary CFD Long 44 26.22 GBP
USD 0.54945 ordinary CFD Long 44 26.28 GBP
USD 0.54945 ordinary CFD Long 44 26.33 GBP
USD 0.54945 ordinary CFD Long 364 26.355 GBP
USD 0.54945 ordinary CFD Long 44 26.365 GBP
USD 0.54945 ordinary CFD Long 44 26.395 GBP
USD 0.54945 ordinary CFD Long 44 26.45 GBP
USD 0.54945 ordinary CFD Long 44 26.52 GBP
USD 0.54945 ordinary CFD Long 521 26.6 GBP
USD 0.54945 ordinary CFD Long 219 26.63 GBP
USD 0.54945 ordinary CFD Long 44 26.74 GBP
USD 0.54945 ordinary CFD Long 44 26.745 GBP
USD 0.54945 ordinary CFD Long 44 27.04 GBP
USD 0.54945 ordinary CFD Long 44 27.06 GBP
USD 0.54945 ordinary CFD Long 44 27.14 GBP
USD 0.54945 ordinary CFD Long 42 26.345 GBP
USD 0.54945 ordinary CFD Long 41 26.085 GBP
USD 0.54945 ordinary CFD Long 26 26.865 GBP
USD 0.54945 ordinary CFD Long 75106 26.2862827847698 GBP
USD 0.54945 ordinary CFD Long 1462 26.288997946539 GBP
USD 0.54945 ordinary CFD Long 775 26.08907097 GBP
USD 0.54945 ordinary CFD Long 40 26.19975 GBP
USD 0.54945 ordinary CFD Long 4271 26.5043879965769 GBP
USD 0.54945 ordinary CFD Long 293 27.130846 GBP
USD 0.54945 ordinary CFD Long 171 27.092886 GBP
USD 0.54945 ordinary CFD Long 28 27.068503 GBP
USD 0.54945 ordinary CFD Long 17 27.1553960258824 GBP
USD 0.54945 ordinary CFD Long 10 27.026689 GBP
USD 0.54945 ordinary CFD Long 102 27.115277 GBP
USD 0.54945 ordinary CFD Long 15220 26.3707689969001 GBP
USD 0.54945 ordinary CFD Long 15110 26.3562829982998 GBP
USD 0.54945 ordinary CFD Long 1501 26.5085639964024 GBP
USD 0.54945 ordinary CFD Long 44973 609.67076312 ZAR
USD 0.54945 ordinary CFD Long 88 26.13653409 GBP
USD 0.54945 ordinary CFD Long 236 26.16 GBP
USD 0.54945 ordinary CFD Long 176 26.36 GBP
USD 0.54945 ordinary CFD Long 343 26.34 GBP
USD 0.54945 ordinary CFD Long 88 26.86 GBP
USD 0.54945 ordinary CFD Long 44 26.035 GBP
USD 0.54945 ordinary CFD Long 44 26.095 GBP
USD 0.54945 ordinary CFD Long 44 26.1 GBP
USD 0.54945 ordinary CFD Long 1791 26.17 GBP
USD 0.54945 ordinary CFD Long 1242 26.5 GBP
USD 0.54945 ordinary CFD Long 937 26.314192 GBP
USD 0.54945 ordinary CFD Long 2700 27.33555556 GBP
USD 0.54945 ordinary CFD Long 44823 610.21958637 ZAR
USD 0.54945 ordinary CFD Long 150 605.085 ZAR
USD 0.54945 ordinary CFD Long 1156 26.4225 GBP
USD 0.54945 ordinary CFD Long 193 26.42 GBP
USD 0.54945 ordinary CFD Long 297 26.32 GBP
USD 0.54945 ordinary CFD Long 47 26.305 GBP
USD 0.54945 ordinary CFD Long 636 26.625 GBP
USD 0.54945 ordinary CFD Long 472 26.735 GBP
USD 0.54945 ordinary CFD Long 124 26.705 GBP
USD 0.54945 ordinary CFD Long 111 27.45 GBP
USD 0.54945 ordinary CFD Long 564 27.410009 GBP
USD 0.54945 ordinary CFD Long 1527 27.185 GBP
USD 0.54945 ordinary CFD Long 170 27.145 GBP
USD 0.54945 ordinary CFD Long 169 27.16 GBP
USD 0.54945 ordinary CFD Long 752 27.21 GBP
USD 0.54945 ordinary CFD Long 376 27.19 GBP
USD 0.54945 ordinary CFD Long 34430 26.800864 GBP
USD 0.54945 ordinary CFD Long 125 26.595 GBP
USD 0.54945 ordinary CFD Long 299 26.6025 GBP
USD 0.54945 ordinary CFD Short 44 26.505 GBP
USD 0.54945 ordinary CFD Short 44 26.51 GBP
USD 0.54945 ordinary CFD Short 44 26.545 GBP
USD 0.54945 ordinary CFD Short 44 26.575 GBP
USD 0.54945 ordinary CFD Short 44 26.59 GBP
USD 0.54945 ordinary CFD Short 44 26.615 GBP
USD 0.54945 ordinary CFD Short 44 26.7 GBP
USD 0.54945 ordinary CFD Short 44 26.815 GBP
USD 0.54945 ordinary CFD Short 44 26.85 GBP
USD 0.54945 ordinary CFD Short 44 27.02 GBP
USD 0.54945 ordinary CFD Short 44 27.215 GBP
USD 0.54945 ordinary CFD Short 456 25.98 GBP
USD 0.54945 ordinary CFD Short 12713 26.6319779 GBP
USD 0.54945 ordinary CFD Short 44973 609.67076312 ZAR
USD 0.54945 ordinary CFD Short 10 26.1475 GBP
USD 0.54945 ordinary CFD Short 815 26.19 GBP
USD 0.54945 ordinary CFD Short 923 26.3 GBP
USD 0.54945 ordinary CFD Short 409 26.31 GBP
USD 0.54945 ordinary CFD Short 421 26.555 GBP
USD 0.54945 ordinary CFD Short 808 26.558144 GBP
USD 0.54945 ordinary CFD Short 808 26.56 GBP
USD 0.54945 ordinary CFD Short 880 26.418324 GBP
USD 0.54945 ordinary CFD Short 745 26.345 GBP
USD 0.54945 ordinary CFD Short 720 26.35 GBP
USD 0.54945 ordinary CFD Short 1920 26.305 GBP
USD 0.54945 ordinary CFD Short 221 26.6175 GBP
USD 0.54945 ordinary CFD Short 1770 26.21 GBP
USD 0.54945 ordinary CFD Short 1864 26.145 GBP
USD 0.54945 ordinary CFD Short 376 26.755 GBP
USD 0.54945 ordinary CFD Short 1072 26.74 GBP
USD 0.54945 ordinary CFD Short 799 26.465 GBP
USD 0.54945 ordinary CFD Short 1878 26.47 GBP
USD 0.54945 ordinary CFD Short 267 26.645 GBP
USD 0.54945 ordinary CFD Short 755 26.455 GBP
USD 0.54945 ordinary CFD Short 365 26.525 GBP
USD 0.54945 ordinary CFD Short 756 26.534127 GBP
USD 0.54945 ordinary CFD Short 55717 26.383748 GBP
USD 0.54945 ordinary CFD Short 907 26.005 GBP
USD 0.54945 ordinary CFD Short 8300 26.4497830651 GBP
USD 0.54945 ordinary CFD Short 41752 26.2434991714193 GBP
USD 0.54945 ordinary CFD Short 3527 26.6936745126283 GBP
USD 0.54945 ordinary CFD Short 11730 26.4774541779292 GBP
USD 0.54945 ordinary CFD Short 849 26.154087 GBP
USD 0.54945 ordinary CFD Short 24150 26.27843727 GBP
USD 0.54945 ordinary CFD Short 13948 26.2929 GBP
USD 0.54945 ordinary CFD Short 384 26.1960478 GBP
USD 0.54945 ordinary CFD Short 41603 26.25937037 GBP
USD 0.54945 ordinary CFD Short 29038 26.27761874 GBP
USD 0.54945 ordinary CFD Short 7256 26.23692324 GBP
USD 0.54945 ordinary CFD Short 4354 26.23802331 GBP
USD 0.54945 ordinary CFD Short 33716 27.0463 GBP
USD 0.54945 ordinary CFD Short 2326 26.32684867 GBP
USD 0.54945 ordinary CFD Short 125829 26.195 GBP
USD 0.54945 ordinary CFD Short 37 26.77 GBP
USD 0.54945 ordinary CFD Short 8267 26.3961183017902 GBP
USD 0.54945 ordinary CFD Short 213 26.53260564 GBP
USD 0.54945 ordinary CFD Short 6791 26.1991032219128 GBP
USD 0.54945 ordinary CFD Short 563 26.5836634110124 GBP
USD 0.54945 ordinary CFD Short 31875 26.18112445 GBP
USD 0.54945 ordinary CFD Short 21894 26.299405 GBP
USD 0.54945 ordinary CFD Short 21552 26.2545515 GBP
USD 0.54945 ordinary CFD Short 1266 26.1673696711137 GBP
USD 0.54945 ordinary CFD Short 4453 26.3843790731192 GBP
USD 0.54945 ordinary CFD Short 17 26.32675006 GBP
USD 0.54945 ordinary CFD Short 531 26.3838560044068 GBP
USD 0.54945 ordinary CFD Short 44823 610.21958637 ZAR
USD 0.54945 ordinary CFD Short 150 605.085 ZAR
USD 0.54945 ordinary CFD Short 1265 26.4146001935178 GBP
USD 0.54945 ordinary CFD Short 88 26.11 GBP
USD 0.54945 ordinary CFD Short 88 26.4 GBP
USD 0.54945 ordinary CFD Short 88 26.71 GBP
USD 0.54945 ordinary CFD Short 44 25.995 GBP
USD 0.54945 ordinary CFD Short 44 26.105 GBP
USD 0.54945 ordinary CFD Short 44 26.165 GBP
USD 0.54945 ordinary CFD Short 44 26.185 GBP
USD 0.54945 ordinary CFD Short 44 26.215 GBP
USD 0.54945 ordinary CFD Short 44 26.225 GBP
USD 0.54945 ordinary CFD Short 44 26.24 GBP
USD 0.54945 ordinary CFD Short 118 26.370678 GBP
USD 0.54945 ordinary CFD Short 44 26.255 GBP
USD 0.54945 ordinary CFD Short 44 26.315 GBP
USD 0.54945 ordinary CFD Short 44 26.32 GBP
USD 0.54945 ordinary CFD Short 44 26.325 GBP
USD 0.54945 ordinary CFD Short 44 26.355 GBP
USD 0.54945 ordinary CFD Short 44 26.385 GBP
USD 0.54945 ordinary CFD Short 44 26.41 GBP
USD 0.54945 ordinary CFD Short 44 26.415 GBP
USD 0.54945 ordinary CFD Short 44 26.46 GBP
USD 0.54945 ordinary CFD Short 44 26.48 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.54945 ordinary Call Purchasing 125000 27.0 GBP American 20 September 2024 2.425 GBP
USD 0.54945 ordinary Put Purchasing 125000 27.0 GBP American 20 September 2024 2.425 GBP
USD 0.54945 ordinary Call Selling 125000 27.0 GBP American 20 September 2024 2.425 GBP
USD 0.54945 ordinary Put Selling 125000 27.0 GBP American 20 September 2024 2.425 GBP
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 15 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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