REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American Plc
16/05/2024 12:00
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RNS Number : 7504O UBS AG (EPT) 16 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 15 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader Yes, BHP Group
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 656779 30.76000 EUR 25.92750 GBP
USD 0.54945 ordinary Sell 561800 26.48000 GBP 25.92000 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 44 26.415 GBP
USD 0.54945 ordinary CFD Long 27 25.95 GBP
USD 0.54945 ordinary CFD Long 23 26.235 GBP
USD 0.54945 ordinary CFD Long 44 26.43 GBP
USD 0.54945 ordinary CFD Long 869 26.284525 GBP
USD 0.54945 ordinary CFD Long 44 26.005 GBP
USD 0.54945 ordinary CFD Long 44 26.09 GBP
USD 0.54945 ordinary CFD Long 44 26.15 GBP
USD 0.54945 ordinary CFD Long 44 26.18 GBP
USD 0.54945 ordinary CFD Long 44 26.185 GBP
USD 0.54945 ordinary CFD Long 44 26.19 GBP
USD 0.54945 ordinary CFD Long 1178 26.23 GBP
USD 0.54945 ordinary CFD Long 76784 26.25 GBP
USD 0.54945 ordinary CFD Long 44 26.265 GBP
USD 0.54945 ordinary CFD Long 44 26.335 GBP
USD 0.54945 ordinary CFD Long 44 26.34 GBP
USD 0.54945 ordinary CFD Long 44 26.39 GBP
USD 0.54945 ordinary CFD Long 3724 26.152558405188 GBP
USD 0.54945 ordinary CFD Long 1900 26.1897131565474 GBP
USD 0.54945 ordinary CFD Long 3678 26.2101131066205 GBP
USD 0.54945 ordinary CFD Long 642 26.2401869129907 GBP
USD 0.54945 ordinary CFD Long 8384 26.24895 GBP
USD 0.54945 ordinary CFD Long 1216 26.21837028 GBP
USD 0.54945 ordinary CFD Long 2929023 26.48 GBP
USD 0.54945 ordinary CFD Long 44 26.405 GBP
USD 0.54945 ordinary CFD Long 2746 26.206265 GBP
USD 0.54945 ordinary CFD Long 42872 607.07271179 ZAR
USD 0.54945 ordinary CFD Long 118 26.269371 GBP
USD 0.54945 ordinary CFD Long 996 26.353911 GBP
USD 0.54945 ordinary CFD Long 267 26.303264 GBP
USD 0.54945 ordinary CFD Long 256 26.363654 GBP
USD 0.54945 ordinary CFD Long 53 26.3274162324528 GBP
USD 0.54945 ordinary CFD Long 8 26.389736 GBP
USD 0.54945 ordinary CFD Long 8 25.987401 GBP
USD 0.54945 ordinary CFD Long 35872 606.77041592 ZAR
USD 0.54945 ordinary CFD Long 100 26.025 GBP
USD 0.54945 ordinary CFD Long 305 26.275 GBP
USD 0.54945 ordinary CFD Long 560 26.10808 GBP
USD 0.54945 ordinary CFD Long 2558 26.105 GBP
USD 0.54945 ordinary CFD Long 189 26.065 GBP
USD 0.54945 ordinary CFD Long 473 26.11 GBP
USD 0.54945 ordinary CFD Long 186 26.3 GBP
USD 0.54945 ordinary CFD Long 9670 26.188316 GBP
USD 0.54945 ordinary CFD Short 42 26.4 GBP
USD 0.54945 ordinary CFD Short 10565 26.224956 GBP
USD 0.54945 ordinary CFD Short 275 26.17301818 GBP
USD 0.54945 ordinary CFD Short 448 26.242132 GBP
USD 0.54945 ordinary CFD Short 44 26.01 GBP
USD 0.54945 ordinary CFD Short 44 26.21 GBP
USD 0.54945 ordinary CFD Short 44 26.23 GBP
USD 0.54945 ordinary CFD Short 44 26.275 GBP
USD 0.54945 ordinary CFD Short 44 26.3 GBP
USD 0.54945 ordinary CFD Short 44 26.305 GBP
USD 0.54945 ordinary CFD Short 44 26.31 GBP
USD 0.54945 ordinary CFD Short 54 26.375 GBP
USD 0.54945 ordinary CFD Short 44 26.405 GBP
USD 0.54945 ordinary CFD Short 44 26.425 GBP
USD 0.54945 ordinary CFD Short 4236 26.25 GBP
USD 0.54945 ordinary CFD Short 576 26.2899826374653 GBP
USD 0.54945 ordinary CFD Short 7300 26.2710928050479 GBP
USD 0.54945 ordinary CFD Short 1142 26.1995621694396 GBP
USD 0.54945 ordinary CFD Short 555 26.20937388 GBP
USD 0.54945 ordinary CFD Short 13911 26.190469 GBP
USD 0.54945 ordinary CFD Short 2584 26.14811146 GBP
USD 0.54945 ordinary CFD Short 1174 26.09971465 GBP
USD 0.54945 ordinary CFD Short 7220 26.1827451531053 GBP
USD 0.54945 ordinary CFD Short 12253 26.1775314146723 GBP
USD 0.54945 ordinary CFD Short 4725 26.16834709 GBP
USD 0.54945 ordinary CFD Short 2973 26.1364497151665 GBP
USD 0.54945 ordinary CFD Short 15800 26.239046 GBP
USD 0.54945 ordinary CFD Short 10302 26.21852334 GBP
USD 0.54945 ordinary CFD Short 2744 26.35420638 GBP
USD 0.54945 ordinary CFD Short 1744 26.26635321 GBP
USD 0.54945 ordinary CFD Short 91000 26.22059276 GBP
USD 0.54945 ordinary CFD Short 468 26.249615 GBP
USD 0.54945 ordinary CFD Short 2929023 26.48 GBP
USD 0.54945 ordinary CFD Short 8750 26.3998930321 GBP
USD 0.54945 ordinary CFD Short 730 26.44280822 GBP
USD 0.54945 ordinary CFD Short 35872 606.77041592 ZAR
USD 0.54945 ordinary CFD Short 42872 607.07271179 ZAR
USD 0.54945 ordinary CFD Short 1080 26.1759584284722 GBP
USD 0.54945 ordinary CFD Short 10 26.258 GBP
USD 0.54945 ordinary CFD Short 10 26.335 GBP
USD 0.54945 ordinary CFD Short 779 26.2 GBP
USD 0.54945 ordinary CFD Short 332 26.325 GBP
USD 0.54945 ordinary CFD Short 54 26.235 GBP
USD 0.54945 ordinary CFD Short 368 26.18 GBP
USD 0.54945 ordinary CFD Short 167 26.32 GBP
USD 0.54945 ordinary CFD Short 373 26.300402 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 16 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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