REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American plc
17/05/2024 11:30
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RNS Number : 9320O UBS AG (EPT) 17 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited connected to UBS
connected:
(d) Date dealing undertaken: 16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 961,060 26.35766 GBP 26.01876 GBP
USD 0.54945 ordinary Sell 620,838 26.48965 GBP 26.03000 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 6031 26.2261 GBP
USD 0.54945 ordinary CFD Long 2779 26.2889484 GBP
USD 0.54945 ordinary CFD Long 44 26.205 GBP
USD 0.54945 ordinary CFD Long 44 26.22 GBP
USD 0.54945 ordinary CFD Long 44 26.245 GBP
USD 0.54945 ordinary CFD Long 44 26.255 GBP
USD 0.54945 ordinary CFD Long 44 26.265 GBP
USD 0.54945 ordinary CFD Long 44 26.275 GBP
USD 0.54945 ordinary CFD Long 5 26.16 GBP
USD 0.54945 ordinary CFD Long 88 26.235 GBP
USD 0.54945 ordinary CFD Long 66 26.204545 GBP
USD 0.54945 ordinary CFD Long 300 26.28 GBP
USD 0.54945 ordinary CFD Long 18754 26.2899933347563 GBP
USD 0.54945 ordinary CFD Long 1000 26.08272 GBP
USD 0.54945 ordinary CFD Long 3960 26.29 GBP
USD 0.54945 ordinary CFD Long 34 26.229265 GBP
USD 0.54945 ordinary CFD Long 2175 26.203802 GBP
USD 0.54945 ordinary CFD Long 485 26.260351 GBP
USD 0.54945 ordinary CFD Long 33034 604.6554901 ZAR
USD 0.54945 ordinary CFD Long 4 26.270008 GBP
USD 0.54945 ordinary CFD Long 10 26.276112 GBP
USD 0.54945 ordinary CFD Long 53 26.283879 GBP
USD 0.54945 ordinary CFD Long 1247 26.258412 GBP
USD 0.54945 ordinary CFD Long 301 26.261807 GBP
USD 0.54945 ordinary CFD Long 804 26.2895 GBP
USD 0.54945 ordinary CFD Long 322 26.261133 GBP
USD 0.54945 ordinary CFD Long 21 26.307782 GBP
USD 0.54945 ordinary CFD Long 203 26.24112 GBP
USD 0.54945 ordinary CFD Long 11 26.2625754818182 GBP
USD 0.54945 ordinary CFD Long 17767 26.2473050004998 GBP
USD 0.54945 ordinary CFD Long 12458 26.287371 GBP
USD 0.54945 ordinary CFD Long 36450 604.37307874 ZAR
USD 0.54945 ordinary CFD Long 44 26.03 GBP
USD 0.54945 ordinary CFD Short 153156 26.18762824 GBP
USD 0.54945 ordinary CFD Short 33034 604.6554901 ZAR
USD 0.54945 ordinary CFD Short 90130 26.29186503 GBP
USD 0.54945 ordinary CFD Short 45000 26.24628199 GBP
USD 0.54945 ordinary CFD Short 12497 26.29 GBP
USD 0.54945 ordinary CFD Short 30155 26.059845 GBP
USD 0.54945 ordinary CFD Short 44 26.285 GBP
USD 0.54945 ordinary CFD Short 44 26.325 GBP
USD 0.54945 ordinary CFD Short 607 26.28 GBP
USD 0.54945 ordinary CFD Short 88 26.255 GBP
USD 0.54945 ordinary CFD Short 52 26.14 GBP
USD 0.54945 ordinary CFD Short 44 26.155 GBP
USD 0.54945 ordinary CFD Short 609 26.16 GBP
USD 0.54945 ordinary CFD Short 44 26.215 GBP
USD 0.54945 ordinary CFD Short 44 26.235 GBP
USD 0.54945 ordinary CFD Short 44 26.25 GBP
USD 0.54945 ordinary CFD Short 44 26.27 GBP
USD 0.54945 ordinary CFD Short 15 26.210667 GBP
USD 0.54945 ordinary CFD Short 81 26.2633950617284 GBP
USD 0.54945 ordinary CFD Short 164 26.197560977561 GBP
USD 0.54945 ordinary CFD Short 8894 26.20619322 GBP
USD 0.54945 ordinary CFD Short 133 26.17783835 GBP
USD 0.54945 ordinary CFD Short 28669 26.28520327 GBP
USD 0.54945 ordinary CFD Short 2299 26.25192527 GBP
USD 0.54945 ordinary CFD Short 3797 26.2358954416566 GBP
USD 0.54945 ordinary CFD Short 2350 26.2131170202553 GBP
USD 0.54945 ordinary CFD Short 11161 26.23887921 GBP
USD 0.54945 ordinary CFD Short 1804 26.2181097535754 GBP
USD 0.54945 ordinary CFD Short 2761 26.2221142719377 GBP
USD 0.54945 ordinary CFD Short 456 26.165 GBP
USD 0.54945 ordinary CFD Short 258 26.225 GBP
USD 0.54945 ordinary CFD Short 25633 26.255879 GBP
USD 0.54945 ordinary CFD Short 375 26.13 GBP
USD 0.54945 ordinary CFD Short 236 26.15 GBP
USD 0.54945 ordinary CFD Short 36450 604.37307874 ZAR
USD 0.54945 ordinary CFD Short 19236 26.25598253 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 17 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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