REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American Plc
20/05/2024 12:00
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RNS Number : 1246P UBS AG (EPT) 20 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited connected to UBS
connected:
(d) Date dealing undertaken: 17 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES, BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 487842 27.02424 26.09750 GBP
GBP
USD 0.54945 ordinary Sell 589658 27.02424 26.09500 GBP
GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 8136 26.6919 GBP
USD 0.54945 ordinary CFD Long 3000 26.8132119636 GBP
USD 0.54945 ordinary CFD Long 27850 26.775 GBP
USD 0.54945 ordinary CFD Long 1078 26.77499962 GBP
USD 0.54945 ordinary CFD Long 76 26.21 GBP
USD 0.54945 ordinary CFD Long 3531 26.554939 GBP
USD 0.54945 ordinary CFD Long 2740 621.33 ZAR
USD 0.54945 ordinary CFD Long 6827 619.51108393 ZAR
USD 0.54945 ordinary CFD Long 111440 26.29 GBP
USD 0.54945 ordinary CFD Long 274 26.123364 GBP
USD 0.54945 ordinary CFD Long 185 26.128226 GBP
USD 0.54945 ordinary CFD Long 110 26.15403845 GBP
USD 0.54945 ordinary CFD Long 39 26.116923 GBP
USD 0.54945 ordinary CFD Long 34 26.127534 GBP
USD 0.54945 ordinary CFD Long 18 26.13072 GBP
USD 0.54945 ordinary CFD Long 14699 26.69867025 GBP
USD 0.54945 ordinary CFD Long 13151 616.10946848 ZAR
USD 0.54945 ordinary CFD Long 88 26.295 GBP
USD 0.54945 ordinary CFD Long 88 26.33 GBP
USD 0.54945 ordinary CFD Long 88 26.75 GBP
USD 0.54945 ordinary CFD Long 578 26.52278707 GBP
USD 0.54945 ordinary CFD Long 2660 26.55682048 GBP
USD 0.54945 ordinary CFD Long 1156 26.54998335 GBP
USD 0.54945 ordinary CFD Long 260 26.21212101 GBP
USD 0.54945 ordinary CFD Long 32 26.773929 GBP
USD 0.54945 ordinary CFD Long 465 26.777978 GBP
USD 0.54945 ordinary CFD Long 44 26.35 GBP
USD 0.54945 ordinary CFD Long 44 26.37 GBP
USD 0.54945 ordinary CFD Long 44 26.405 GBP
USD 0.54945 ordinary CFD Long 44 26.425 GBP
USD 0.54945 ordinary CFD Long 44 26.49 GBP
USD 0.54945 ordinary CFD Long 44 26.56 GBP
USD 0.54945 ordinary CFD Long 44 26.68 GBP
USD 0.54945 ordinary CFD Long 44 26.73 GBP
USD 0.54945 ordinary CFD Long 44 26.825 GBP
USD 0.54945 ordinary CFD Long 44 26.905 GBP
USD 0.54945 ordinary CFD Long 42 26.98 GBP
USD 0.54945 ordinary CFD Long 39 26.53 GBP
USD 0.54945 ordinary CFD Long 329 26.31416413 GBP
USD 0.54945 ordinary CFD Long 258 26.31445736 GBP
USD 0.54945 ordinary CFD Long 2047 26.94990474 GBP
USD 0.54945 ordinary CFD Long 350 26.7601285716571 GBP
USD 0.54945 ordinary CFD Long 11749 26.714098 GBP
USD 0.54945 ordinary CFD Long 400 26.258525 GBP
USD 0.54945 ordinary CFD Long 1982 26.654472755888 GBP
USD 0.54945 ordinary CFD Long 1265 26.7003320132806 GBP
USD 0.54945 ordinary CFD Long 2550 26.79237059 GBP
USD 0.54945 ordinary CFD Long 29093 26.7750522462448 GBP
USD 0.54945 ordinary CFD Long 1324 26.5268542300604 GBP
USD 0.54945 ordinary CFD Long 836 26.7030472520096 GBP
USD 0.54945 ordinary CFD Short 1474 26.325 GBP
USD 0.54945 ordinary CFD Short 1656 26.355 GBP
USD 0.54945 ordinary CFD Short 158 26.362468 GBP
USD 0.54945 ordinary CFD Short 677 26.323028 GBP
USD 0.54945 ordinary CFD Short 300 26.36 GBP
USD 0.54945 ordinary CFD Short 140 26.225 GBP
USD 0.54945 ordinary CFD Short 920 26.295 GBP
USD 0.54945 ordinary CFD Short 44 26.665 GBP
USD 0.54945 ordinary CFD Short 44 26.81 GBP
USD 0.54945 ordinary CFD Short 44 26.83 GBP
USD 0.54945 ordinary CFD Short 44 26.85 GBP
USD 0.54945 ordinary CFD Short 44 26.88 GBP
USD 0.54945 ordinary CFD Short 44 26.9 GBP
USD 0.54945 ordinary CFD Short 44 26.97 GBP
USD 0.54945 ordinary CFD Short 314 26.32 GBP
USD 0.54945 ordinary CFD Short 79 26.77533469 GBP
USD 0.54945 ordinary CFD Short 14 26.880714 GBP
USD 0.54945 ordinary CFD Short 73557 26.7205160928533 GBP
USD 0.54945 ordinary CFD Short 3328 26.3618765014453 GBP
USD 0.54945 ordinary CFD Short 1885 26.5732501178992 GBP
USD 0.54945 ordinary CFD Short 96 26.865 GBP
USD 0.54945 ordinary CFD Short 504 26.3716469232738 GBP
USD 0.54945 ordinary CFD Short 3176 26.47832651 GBP
USD 0.54945 ordinary CFD Short 110 26.626909 GBP
USD 0.54945 ordinary CFD Short 111590 26.29 GBP
USD 0.54945 ordinary CFD Short 687 26.6487807918923 GBP
USD 0.54945 ordinary CFD Short 441 26.266361 GBP
USD 0.54945 ordinary CFD Short 188 26.265 GBP
USD 0.54945 ordinary CFD Short 154 26.26 GBP
USD 0.54945 ordinary CFD Short 577 26.23 GBP
USD 0.54945 ordinary CFD Short 503 26.285 GBP
USD 0.54945 ordinary CFD Short 440 26.2725 GBP
USD 0.54945 ordinary CFD Short 1218 26.45 GBP
USD 0.54945 ordinary CFD Short 46956 26.315131 GBP
USD 0.54945 ordinary CFD Short 411 26.31 GBP
USD 0.54945 ordinary CFD Short 210 26.315 GBP
USD 0.54945 ordinary CFD Short 450 26.33 GBP
USD 0.54945 ordinary CFD Short 194 26.305 GBP
USD 0.54945 ordinary CFD Short 129 26.365 GBP
USD 0.54945 ordinary CFD Short 13151 616.10946848 ZAR
USD 0.54945 ordinary CFD Short 285 26.6141930007017 GBP
USD 0.54945 ordinary CFD Short 2740 621.33 ZAR
USD 0.54945 ordinary CFD Short 6827 619.51108393 ZAR
USD 0.54945 ordinary CFD Short 636 26.12 GBP
USD 0.54945 ordinary CFD Short 44 26.255 GBP
USD 0.54945 ordinary CFD Short 44 26.28 GBP
USD 0.54945 ordinary CFD Short 141 26.28057097 GBP
USD 0.54945 ordinary CFD Short 2382 26.27769551 GBP
USD 0.54945 ordinary CFD Short 2131 26.28712368 GBP
USD 0.54945 ordinary CFD Short 4254 26.63551775 GBP
USD 0.54945 ordinary CFD Short 658 26.42 GBP
USD 0.54945 ordinary CFD Short 235 26.34 GBP
USD 0.54945 ordinary CFD Short 394 26.4 GBP
USD 0.54945 ordinary CFD Short 260 26.235 GBP
USD 0.54945 ordinary CFD Short 65 26.41 GBP
USD 0.54945 ordinary CFD Short 914 26.405 GBP
USD 0.54945 ordinary CFD Short 4479 26.3 GBP
USD 0.54945 ordinary CFD Short 547 26.125 GBP
USD 0.54945 ordinary CFD Short 165 26.13 GBP
USD 0.54945 ordinary CFD Short 513 26.143869 GBP
USD 0.54945 ordinary CFD Short 159 26.17 GBP
USD 0.54945 ordinary CFD Short 300 26.135 GBP
USD 0.54945 ordinary CFD Short 383 26.149386 GBP
USD 0.54945 ordinary CFD Short 369 26.22 GBP
USD 0.54945 ordinary CFD Short 213 26.35 GBP
USD 0.54945 ordinary CFD Short 129 26.3525 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 20 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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