REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American Plc
21/05/2024 11:45
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RNS Number : 3027P UBS AG (EPT) 21 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited connected to UBS
connected:
(d) Date dealing undertaken: 20 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES, BHP Group
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 274040 27.09500 26.16050 GBP
GBP
USD 0.54945 ordinary Sell 226379 27.04713 GBP 21.75000 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 44 26.385 GBP
USD 0.54945 ordinary CFD Long 1453 27.04713008 GBP
USD 0.54945 ordinary CFD Long 44 26.445 GBP
USD 0.54945 ordinary CFD Long 44 26.465 GBP
USD 0.54945 ordinary CFD Long 44 26.485 GBP
USD 0.54945 ordinary CFD Long 44 26.505 GBP
USD 0.54945 ordinary CFD Long 44 26.56 GBP
USD 0.54945 ordinary CFD Long 44 26.59 GBP
USD 0.54945 ordinary CFD Long 44 26.795 GBP
USD 0.54945 ordinary CFD Long 44 26.85 GBP
USD 0.54945 ordinary CFD Long 44 26.905 GBP
USD 0.54945 ordinary CFD Long 44 26.91 GBP
USD 0.54945 ordinary CFD Long 44 26.99 GBP
USD 0.54945 ordinary CFD Long 44 27.005 GBP
USD 0.54945 ordinary CFD Long 41 26.86 GBP
USD 0.54945 ordinary CFD Long 39 26.77 GBP
USD 0.54945 ordinary CFD Long 442 26.845 GBP
USD 0.54945 ordinary CFD Long 25 26.405 GBP
USD 0.54945 ordinary CFD Long 16 26.62 GBP
USD 0.54945 ordinary CFD Long 9060 26.805628035287 GBP
USD 0.54945 ordinary CFD Long 53930 26.7940755613299 GBP
USD 0.54945 ordinary CFD Long 19529 26.81136684 GBP
USD 0.54945 ordinary CFD Long 12766 26.777488 GBP
USD 0.54945 ordinary CFD Long 50 26.695 GBP
USD 0.54945 ordinary CFD Long 2030 26.530952 GBP
USD 0.54945 ordinary CFD Long 450 26.9737561268 GBP
USD 0.54945 ordinary CFD Long 298 26.7963929992953 GBP
USD 0.54945 ordinary CFD Long 88 26.48 GBP
USD 0.54945 ordinary CFD Long 88 26.785 GBP
USD 0.54945 ordinary CFD Long 88 26.895 GBP
USD 0.54945 ordinary CFD Long 1039 26.8488787264293 GBP
USD 0.54945 ordinary CFD Long 260 26.83454808 GBP
USD 0.54945 ordinary CFD Long 4761 26.7045951472443 GBP
USD 0.54945 ordinary CFD Long 803 26.6665068503736 GBP
USD 0.54945 ordinary CFD Long 1683 26.6712923353535 GBP
USD 0.54945 ordinary CFD Long 3273 26.7447 GBP
USD 0.54945 ordinary CFD Long 10168 26.7541 GBP
USD 0.54945 ordinary CFD Long 2906 26.74697178 GBP
USD 0.54945 ordinary CFD Long 44 26.4 GBP
USD 0.54945 ordinary CFD Short 44 26.81 GBP
USD 0.54945 ordinary CFD Short 44 26.82 GBP
USD 0.54945 ordinary CFD Short 44 26.825 GBP
USD 0.54945 ordinary CFD Short 44 26.87 GBP
USD 0.54945 ordinary CFD Short 44 26.955 GBP
USD 0.54945 ordinary CFD Short 44 27.0 GBP
USD 0.54945 ordinary CFD Short 44 27.04 GBP
USD 0.54945 ordinary CFD Short 44 27.095 GBP
USD 0.54945 ordinary CFD Short 35431 26.8 GBP
USD 0.54945 ordinary CFD Short 346 26.9647687861272 GBP
USD 0.54945 ordinary CFD Short 9873 26.7657263492474 GBP
USD 0.54945 ordinary CFD Short 1734 26.753968 GBP
USD 0.54945 ordinary CFD Short 1957 26.772118 GBP
USD 0.54945 ordinary CFD Short 800 26.555450365 GBP
USD 0.54945 ordinary CFD Short 14770 26.845790001 GBP
USD 0.54945 ordinary CFD Short 603 26.8164242069154 GBP
USD 0.54945 ordinary CFD Short 1048 26.846842 GBP
USD 0.54945 ordinary CFD Short 88 26.43 GBP
USD 0.54945 ordinary CFD Short 88 26.755 GBP
USD 0.54945 ordinary CFD Short 44 26.51 GBP
USD 0.54945 ordinary CFD Short 44 26.79 GBP
USD 0.54945 ordinary CFD Short 5536 26.7638927024819 GBP
USD 0.54945 ordinary CFD Short 103 26.73034 GBP
USD 0.54945 ordinary CFD Short 19 26.752237 GBP
USD 0.54945 ordinary CFD Short 1532 26.6465241492167 GBP
USD 0.54945 ordinary CFD Short 1789 26.6077543317943 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 21 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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