REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American Plc
22/05/2024 11:45
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RNS Number : 4844P UBS AG (EPT) 22 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited connected to UBS
connected:
(d) Date dealing undertaken: 21 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES, BHP Group
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 697738 26.92251 GBP 26.50500 GBP
USD 0.54945 ordinary Sell 522162 26.93500 GBP 26.50500 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 24 26.7625 GBP
USD 0.54945 ordinary CFD Long 400 26.57075 GBP
USD 0.54945 ordinary CFD Long 350 26.8850005 GBP
USD 0.54945 ordinary CFD Long 541 26.86 GBP
USD 0.54945 ordinary CFD Long 167 26.835 GBP
USD 0.54945 ordinary CFD Long 131 26.82 GBP
USD 0.54945 ordinary CFD Long 5595 26.770325 GBP
USD 0.54945 ordinary CFD Long 78 26.505 GBP
USD 0.54945 ordinary CFD Long 4098 26.802696 GBP
USD 0.54945 ordinary CFD Long 2600 26.7978729973 GBP
USD 0.54945 ordinary CFD Long 12519 26.7920819982003 GBP
USD 0.54945 ordinary CFD Long 101 26.545 GBP
USD 0.54945 ordinary CFD Long 791 26.885266352086 GBP
USD 0.54945 ordinary CFD Long 44 26.55 GBP
USD 0.54945 ordinary CFD Long 44 26.6 GBP
USD 0.54945 ordinary CFD Long 44 26.69 GBP
USD 0.54945 ordinary CFD Long 44 26.715 GBP
USD 0.54945 ordinary CFD Long 44 26.775 GBP
USD 0.54945 ordinary CFD Long 167 26.89 GBP
USD 0.54945 ordinary CFD Long 7 26.67602 GBP
USD 0.54945 ordinary CFD Long 200 26.728175 GBP
USD 0.54945 ordinary CFD Long 12748 26.8567963601334 GBP
USD 0.54945 ordinary CFD Long 1283 26.7926266562821 GBP
USD 0.54945 ordinary CFD Long 1706 26.7551465412427 GBP
USD 0.54945 ordinary CFD Long 4816 26.87 GBP
USD 0.54945 ordinary CFD Long 680 26.70744756 GBP
USD 0.54945 ordinary CFD Long 1044 26.80836244 GBP
USD 0.54945 ordinary CFD Long 4298 26.72141407 GBP
USD 0.54945 ordinary CFD Long 2984 26.7480601 GBP
USD 0.54945 ordinary CFD Long 3005 26.7673 GBP
USD 0.54945 ordinary CFD Long 14095 26.8689252 GBP
USD 0.54945 ordinary CFD Long 5462 26.69825156 GBP
USD 0.54945 ordinary CFD Long 9109 26.814992 GBP
USD 0.54945 ordinary CFD Long 1683 26.86976939 GBP
USD 0.54945 ordinary CFD Long 37862 26.8562594420889 GBP
USD 0.54945 ordinary CFD Long 1541 26.7622939677223 GBP
USD 0.54945 ordinary CFD Long 87 26.88 GBP
USD 0.54945 ordinary CFD Long 539 26.672579 GBP
USD 0.54945 ordinary CFD Long 132 26.86840909 GBP
USD 0.54945 ordinary CFD Long 574 26.86891986 GBP
USD 0.54945 ordinary CFD Long 39 26.75 GBP
USD 0.54945 ordinary CFD Long 4 26.76 GBP
USD 0.54945 ordinary CFD Short 132 26.55 GBP
USD 0.54945 ordinary CFD Short 132 26.825 GBP
USD 0.54945 ordinary CFD Short 88 26.75 GBP
USD 0.54945 ordinary CFD Short 88 26.76 GBP
USD 0.54945 ordinary CFD Short 329 26.66 GBP
USD 0.54945 ordinary CFD Short 44 26.575 GBP
USD 0.54945 ordinary CFD Short 44 26.58 GBP
USD 0.54945 ordinary CFD Short 16251 26.87 GBP
USD 0.54945 ordinary CFD Short 1031 26.7662221157226 GBP
USD 0.54945 ordinary CFD Short 5908 26.7136932950897 GBP
USD 0.54945 ordinary CFD Short 15399 26.84264722 GBP
USD 0.54945 ordinary CFD Short 17372 26.83035088 GBP
USD 0.54945 ordinary CFD Short 84561 26.665 GBP
USD 0.54945 ordinary CFD Short 1400 26.6261461562 GBP
USD 0.54945 ordinary CFD Short 200 26.8 GBP
USD 0.54945 ordinary CFD Short 1381 26.745 GBP
USD 0.54945 ordinary CFD Short 6967 26.747942 GBP
USD 0.54945 ordinary CFD Short 29511 26.7282500050002 GBP
USD 0.54945 ordinary CFD Short 780 26.5942532037436 GBP
USD 0.54945 ordinary CFD Short 44 26.6 GBP
USD 0.54945 ordinary CFD Short 44 26.69 GBP
USD 0.54945 ordinary CFD Short 44 26.725 GBP
USD 0.54945 ordinary CFD Short 44 26.765 GBP
USD 0.54945 ordinary CFD Short 44 26.78 GBP
USD 0.54945 ordinary CFD Short 44 26.79 GBP
USD 0.54945 ordinary CFD Short 44 26.805 GBP
USD 0.54945 ordinary CFD Short 44 26.82 GBP
USD 0.54945 ordinary CFD Short 44 26.85 GBP
USD 0.54945 ordinary CFD Short 44 26.89 GBP
USD 0.54945 ordinary CFD Short 44 26.895 GBP
USD 0.54945 ordinary CFD Short 43 26.835 GBP
USD 0.54945 ordinary CFD Short 1605 26.8138411247913 GBP
USD 0.54945 ordinary CFD Short 1389 26.8102623844564 GBP
USD 0.54945 ordinary CFD Short 751 26.7893774955659 GBP
USD 0.54945 ordinary CFD Short 227 26.82129956 GBP
USD 0.54945 ordinary CFD Short 2063 26.86800533 GBP
USD 0.54945 ordinary CFD Short 5241 26.83783349 GBP
USD 0.54945 ordinary CFD Short 4110 26.83157454 GBP
USD 0.54945 ordinary CFD Short 2117 26.83157455 GBP
USD 0.54945 ordinary CFD Short 1648 26.83730911 GBP
USD 0.54945 ordinary CFD Short 8253 26.83823605 GBP
USD 0.54945 ordinary CFD Short 14095 26.72940966 GBP
USD 0.54945 ordinary CFD Short 2959 26.72940971 GBP
USD 0.54945 ordinary CFD Short 1082 26.771074 GBP
USD 0.54945 ordinary CFD Short 24 26.7625 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.54945 ordinary Put Selling 84436 27.93 GBP European 18 December 2026 0.0 GBP
USD 0.54945 ordinary Call Purchasing 84436 27.93 GBP European 18 December 2026 0.0 GBP
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 22 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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