REG - UBS AG (EPT) Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American Plc
23/05/2024 11:45
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RNS Number : 6792P UBS AG (EPT) 23 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited connected to UBS
connected:
(d) Date dealing undertaken: 22 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES, BHP Group
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 2386073 27.31252 25.84500 GBP
GBP
USD 0.54945 ordinary Sell 2462353 27.31252 25.82844 GBP
GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 88 26.675 GBP
USD 0.54945 ordinary CFD Long 88 26.85 GBP
USD 0.54945 ordinary CFD Long 69 26.6 GBP
USD 0.54945 ordinary CFD Long 2176 26.59616728 GBP
USD 0.54945 ordinary CFD Long 9502 26.3236 GBP
USD 0.54945 ordinary CFD Long 70000 25.82843919 GBP
USD 0.54945 ordinary CFD Long 58236 26.6023395 GBP
USD 0.54945 ordinary CFD Long 2350 26.76040012 GBP
USD 0.54945 ordinary CFD Long 65400 26.420356 GBP
USD 0.54945 ordinary CFD Long 4241 26.79921717 GBP
USD 0.54945 ordinary CFD Long 31804 26.54773268 GBP
USD 0.54945 ordinary CFD Long 137 27.0 GBP
USD 0.54945 ordinary CFD Long 40000 27.116435 GBP
USD 0.54945 ordinary CFD Long 287058 26.985 GBP
USD 0.54945 ordinary CFD Long 44 26.46 GBP
USD 0.54945 ordinary CFD Long 44 26.48 GBP
USD 0.54945 ordinary CFD Long 44 26.525 GBP
USD 0.54945 ordinary CFD Long 44 26.55 GBP
USD 0.54945 ordinary CFD Long 44 26.67 GBP
USD 0.54945 ordinary CFD Long 44 26.68 GBP
USD 0.54945 ordinary CFD Long 44 26.695 GBP
USD 0.54945 ordinary CFD Long 44 26.72 GBP
USD 0.54945 ordinary CFD Long 14920 26.8871942885938 GBP
USD 0.54945 ordinary CFD Long 5173 26.8921534872047 GBP
USD 0.54945 ordinary CFD Long 19687 26.94132031 GBP
USD 0.54945 ordinary CFD Long 6022 26.821028 GBP
USD 0.54945 ordinary CFD Long 8657 26.72421677 GBP
USD 0.54945 ordinary CFD Long 248 26.845 GBP
USD 0.54945 ordinary CFD Long 355 26.7945633802817 GBP
USD 0.54945 ordinary CFD Long 86 26.8111627906977 GBP
USD 0.54945 ordinary CFD Long 59 26.806779661017 GBP
USD 0.54945 ordinary CFD Long 20985 26.561078 GBP
USD 0.54945 ordinary CFD Long 8993 26.57499 GBP
USD 0.54945 ordinary CFD Long 29475 26.62673876 GBP
USD 0.54945 ordinary CFD Long 29211 25.96005719 GBP
USD 0.54945 ordinary CFD Long 18326 26.8025826191357 GBP
USD 0.54945 ordinary CFD Long 44 26.725 GBP
USD 0.54945 ordinary CFD Long 44 26.755 GBP
USD 0.54945 ordinary CFD Long 44 26.765 GBP
USD 0.54945 ordinary CFD Long 44 26.79 GBP
USD 0.54945 ordinary CFD Long 44 26.8 GBP
USD 0.54945 ordinary CFD Long 44 26.815 GBP
USD 0.54945 ordinary CFD Long 44 26.825 GBP
USD 0.54945 ordinary CFD Long 44 26.865 GBP
USD 0.54945 ordinary CFD Long 44 26.875 GBP
USD 0.54945 ordinary CFD Long 44 26.9 GBP
USD 0.54945 ordinary CFD Long 44 26.915 GBP
USD 0.54945 ordinary CFD Long 44 26.98 GBP
USD 0.54945 ordinary CFD Long 42 26.27 GBP
USD 0.54945 ordinary CFD Long 39 25.785 GBP
USD 0.54945 ordinary CFD Long 25 27.05 GBP
USD 0.54945 ordinary CFD Long 14 26.595 GBP
USD 0.54945 ordinary CFD Long 230 26.7225 GBP
USD 0.54945 ordinary CFD Long 220 27.1 GBP
USD 0.54945 ordinary CFD Long 2295 26.903845312427 GBP
USD 0.54945 ordinary CFD Long 13627 26.69372551 GBP
USD 0.54945 ordinary CFD Long 964 26.7625777985892 GBP
USD 0.54945 ordinary CFD Long 2625 26.8804706909143 GBP
USD 0.54945 ordinary CFD Long 3059 26.7733164414678 GBP
USD 0.54945 ordinary CFD Long 3669 26.6282379370619 GBP
USD 0.54945 ordinary CFD Long 13117 26.7315 GBP
USD 0.54945 ordinary CFD Long 6 26.10171693 GBP
USD 0.54945 ordinary CFD Long 1489 26.64871917 GBP
USD 0.54945 ordinary CFD Long 881 26.1045077 GBP
USD 0.54945 ordinary CFD Long 300 26.4192074 GBP
USD 0.54945 ordinary CFD Long 3230 26.9839206 GBP
USD 0.54945 ordinary CFD Long 919 26.25584036 GBP
USD 0.54945 ordinary CFD Long 593 26.3193706 GBP
USD 0.54945 ordinary CFD Long 69 25.83991575 GBP
USD 0.54945 ordinary CFD Long 51 25.9306294 GBP
USD 0.54945 ordinary CFD Long 11 25.92259942 GBP
USD 0.54945 ordinary CFD Long 10 26.24592515 GBP
USD 0.54945 ordinary CFD Long 8 26.4164433 GBP
USD 0.54945 ordinary CFD Long 7 25.92324874 GBP
USD 0.54945 ordinary CFD Long 4 26.3192104 GBP
USD 0.54945 ordinary CFD Long 44 25.8 GBP
USD 0.54945 ordinary CFD Long 44 25.845 GBP
USD 0.54945 ordinary CFD Long 44 25.915 GBP
USD 0.54945 ordinary CFD Long 44 26.035 GBP
USD 0.54945 ordinary CFD Long 44 26.1 GBP
USD 0.54945 ordinary CFD Long 44 26.105 GBP
USD 0.54945 ordinary CFD Long 44 26.155 GBP
USD 0.54945 ordinary CFD Long 44 26.305 GBP
USD 0.54945 ordinary CFD Long 44 26.335 GBP
USD 0.54945 ordinary CFD Long 44 26.38 GBP
USD 0.54945 ordinary CFD Long 44 26.395 GBP
USD 0.54945 ordinary CFD Long 44 26.43 GBP
USD 0.54945 ordinary CFD Short 88 27.0 GBP
USD 0.54945 ordinary CFD Short 44 27.045 GBP
USD 0.54945 ordinary CFD Short 44 26.15 GBP
USD 0.54945 ordinary CFD Short 46 26.2 GBP
USD 0.54945 ordinary CFD Short 44 26.36 GBP
USD 0.54945 ordinary CFD Short 44 26.415 GBP
USD 0.54945 ordinary CFD Short 44 26.53 GBP
USD 0.54945 ordinary CFD Short 44 26.565 GBP
USD 0.54945 ordinary CFD Short 44 26.575 GBP
USD 0.54945 ordinary CFD Short 44 26.645 GBP
USD 0.54945 ordinary CFD Short 13076 26.59189813 GBP
USD 0.54945 ordinary CFD Short 3267 26.40333333 GBP
USD 0.54945 ordinary CFD Short 800 26.4749745075 GBP
USD 0.54945 ordinary CFD Short 33713 26.41579309 GBP
USD 0.54945 ordinary CFD Short 572 26.43174826 GBP
USD 0.54945 ordinary CFD Short 500000 34.396785 USD
USD 0.54945 ordinary CFD Short 5 26.265 GBP
USD 0.54945 ordinary CFD Short 20 26.795 GBP
USD 0.54945 ordinary CFD Short 10 26.78 GBP
USD 0.54945 ordinary CFD Short 10 26.76 GBP
USD 0.54945 ordinary CFD Short 38370 26.985 GBP
USD 0.54945 ordinary CFD Short 40000 26.91345 GBP
USD 0.54945 ordinary CFD Short 40000 27.0135 GBP
USD 0.54945 ordinary CFD Short 716 26.865405 GBP
USD 0.54945 ordinary CFD Short 1889 26.4731048143992 GBP
USD 0.54945 ordinary CFD Short 11737 26.59123605 GBP
USD 0.54945 ordinary CFD Short 11276 26.755935 GBP
USD 0.54945 ordinary CFD Short 544 26.861209 GBP
USD 0.54945 ordinary CFD Short 14635 26.73446918 GBP
USD 0.54945 ordinary CFD Short 14634 26.9876985 GBP
USD 0.54945 ordinary CFD Short 36 26.75 GBP
USD 0.54945 ordinary CFD Short 25 26.79 GBP
USD 0.54945 ordinary CFD Short 22 26.37 GBP
USD 0.54945 ordinary CFD Short 19 26.88 GBP
USD 0.54945 ordinary CFD Short 2 26.305 GBP
USD 0.54945 ordinary CFD Short 364 26.2044230769231 GBP
USD 0.54945 ordinary CFD Short 237 26.83586498 GBP
USD 0.54945 ordinary CFD Short 6659 26.83321834 GBP
USD 0.54945 ordinary CFD Short 694 26.7112 GBP
USD 0.54945 ordinary CFD Short 44 26.68 GBP
USD 0.54945 ordinary CFD Short 44 26.695 GBP
USD 0.54945 ordinary CFD Short 44 26.7 GBP
USD 0.54945 ordinary CFD Short 44 26.8 GBP
USD 0.54945 ordinary CFD Short 44 26.815 GBP
USD 0.54945 ordinary CFD Short 44 26.855 GBP
USD 0.54945 ordinary CFD Short 44 26.905 GBP
USD 0.54945 ordinary CFD Short 44 27.005 GBP
USD 0.54945 ordinary CFD Short 44 27.02 GBP
USD 0.54945 ordinary CFD Short 77 27.01 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 23 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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