REG - UBS AG (EPT) BHP Group Limited Anglo American PLC - Form 8.5 (EPT/RI) - Anglo American
07/05/2024 12:45
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RNS Number : 4550N UBS AG (EPT) 07 May 2024
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is BHP Group Limited
connected:
(d) Date dealing undertaken: 03 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES, BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary Buy 651662 27.77500 GBP 25.99750 GBP
USD 0.54945 ordinary Sell 1547824 27.74251 GBP 17.15444 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD Long 22179 27.39171181 GBP
USD 0.54945 ordinary CFD Long 39980 26.74921138 GBP
USD 0.54945 ordinary CFD Long 12863 27.40082317 GBP
USD 0.54945 ordinary CFD Long 4 27.562244 GBP
USD 0.54945 ordinary CFD Long 1950 27.576950085 GBP
USD 0.54945 ordinary CFD Long 5684 26.94974666 GBP
USD 0.54945 ordinary CFD Long 450 27.576962085 GBP
USD 0.54945 ordinary CFD Long 1200 27.576948085 GBP
USD 0.54945 ordinary CFD Long 300 27.576973085 GBP
USD 0.54945 ordinary CFD Long 5431 27.4932733365678 GBP
USD 0.54945 ordinary CFD Long 11103 27.208535 GBP
USD 0.54945 ordinary CFD Long 30116 26.97201616 GBP
USD 0.54945 ordinary CFD Long 1023 27.498622 GBP
USD 0.54945 ordinary CFD Long 28112 27.41751115 GBP
USD 0.54945 ordinary CFD Long 19326 26.81740776 GBP
USD 0.54945 ordinary CFD Long 18042 27.38886352 GBP
USD 0.54945 ordinary CFD Long 4605 27.37425524 GBP
USD 0.54945 ordinary CFD Long 11159 27.41825665 GBP
USD 0.54945 ordinary CFD Long 12918 27.41933554 GBP
USD 0.54945 ordinary CFD Long 6235 27.41906366 GBP
USD 0.54945 ordinary CFD Long 831 27.00264 GBP
USD 0.54945 ordinary CFD Long 102099 27.35422371 GBP
USD 0.54945 ordinary CFD Long 121 27.247581 GBP
USD 0.54945 ordinary CFD Long 4989 27.38945409 GBP
USD 0.54945 ordinary CFD Long 10835 27.42667262 GBP
USD 0.54945 ordinary CFD Long 5729 27.41134992 GBP
USD 0.54945 ordinary CFD Long 70 27.132857 GBP
USD 0.54945 ordinary CFD Long 45531 26.9339226 GBP
USD 0.54945 ordinary CFD Long 1024 26.934488 GBP
USD 0.54945 ordinary CFD Long 2 26.74421 GBP
USD 0.54945 ordinary CFD Long 1 27.527247 GBP
USD 0.54945 ordinary CFD Long 6249 27.42270846 GBP
USD 0.54945 ordinary CFD Long 107 26.72092 GBP
USD 0.54945 ordinary CFD Long 14486 27.12893152 GBP
USD 0.54945 ordinary CFD Long 6502 27.40147695 GBP
USD 0.54945 ordinary CFD Long 5078 27.45917443 GBP
USD 0.54945 ordinary CFD Long 55609 27.41713548 GBP
USD 0.54945 ordinary CFD Long 25 27.118915 GBP
USD 0.54945 ordinary CFD Long 523 26.8788336520076 GBP
USD 0.54945 ordinary CFD Long 1823 27.45968733 GBP
USD 0.54945 ordinary CFD Long 10000 26.896469 GBP
USD 0.54945 ordinary CFD Long 172103 27.570687 GBP
USD 0.54945 ordinary CFD Long 4714 27.35265638 GBP
USD 0.54945 ordinary CFD Long 32449 26.935 GBP
USD 0.54945 ordinary CFD Long 4115 27.38615139 GBP
USD 0.54945 ordinary CFD Long 593 26.962719 GBP
USD 0.54945 ordinary CFD Long 15205 26.75157446 GBP
USD 0.54945 ordinary CFD Long 3526 26.829264 GBP
USD 0.54945 ordinary CFD Long 2256 27.39168495 GBP
USD 0.54945 ordinary CFD Long 3928 27.36936283 GBP
USD 0.54945 ordinary CFD Long 4949 27.50543068 GBP
USD 0.54945 ordinary CFD Long 6 27.495 GBP
USD 0.54945 ordinary CFD Long 54663 26.61105668 GBP
USD 0.54945 ordinary CFD Long 3418 27.41021702 GBP
USD 0.54945 ordinary CFD Long 93279 26.60183994 GBP
USD 0.54945 ordinary CFD Long 2707 26.76664657 GBP
USD 0.54945 ordinary CFD Long 29927 27.1892529952999 GBP
USD 0.54945 ordinary CFD Long 9282 27.2635 GBP
USD 0.54945 ordinary CFD Long 44 27.445 GBP
USD 0.54945 ordinary CFD Long 102098 27.4508720304209 GBP
USD 0.54945 ordinary CFD Long 44 27.385 GBP
USD 0.54945 ordinary CFD Long 88 27.51 GBP
USD 0.54945 ordinary CFD Long 314 26.9273148194268 GBP
USD 0.54945 ordinary CFD Long 21 26.49 GBP
USD 0.54945 ordinary CFD Long 26666 26.6222928039211 GBP
USD 0.54945 ordinary CFD Long 44 27.33 GBP
USD 0.54945 ordinary CFD Long 44 27.365 GBP
USD 0.54945 ordinary CFD Long 44 26.755 GBP
USD 0.54945 ordinary CFD Long 385 27.49 GBP
USD 0.54945 ordinary CFD Long 7075 27.34441957 GBP
USD 0.54945 ordinary CFD Long 124 26.715 GBP
USD 0.54945 ordinary CFD Long 10229 26.78370156 GBP
USD 0.54945 ordinary CFD Long 191 26.691412 GBP
USD 0.54945 ordinary CFD Long 44 27.56 GBP
USD 0.54945 ordinary CFD Long 44 27.525 GBP
USD 0.54945 ordinary CFD Long 44 26.6 GBP
USD 0.54945 ordinary CFD Long 44 27.435 GBP
USD 0.54945 ordinary CFD Long 13 26.778091 GBP
USD 0.54945 ordinary CFD Long 44 26.85 GBP
USD 0.54945 ordinary CFD Long 44 27.515 GBP
USD 0.54945 ordinary CFD Long 44 27.415 GBP
USD 0.54945 ordinary CFD Long 44 27.25 GBP
USD 0.54945 ordinary CFD Long 44 26.75 GBP
USD 0.54945 ordinary CFD Long 44 26.74 GBP
USD 0.54945 ordinary CFD Long 15 27.475 GBP
USD 0.54945 ordinary CFD Long 44 26.655 GBP
USD 0.54945 ordinary CFD Long 44 27.68 GBP
USD 0.54945 ordinary CFD Long 37 27.465 GBP
USD 0.54945 ordinary CFD Long 44 26.72 GBP
USD 0.54945 ordinary CFD Long 308 27.5 GBP
USD 0.54945 ordinary CFD Long 44 27.375 GBP
USD 0.54945 ordinary CFD Long 44 27.485 GBP
USD 0.54945 ordinary CFD Long 1309 27.312235 GBP
USD 0.54945 ordinary CFD Long 10946 27.4731589163567 GBP
USD 0.54945 ordinary CFD Long 44 26.89 GBP
USD 0.54945 ordinary CFD Long 12590 26.8991116 GBP
USD 0.54945 ordinary CFD Long 44 26.5 GBP
USD 0.54945 ordinary CFD Long 44 27.47 GBP
USD 0.54945 ordinary CFD Long 56206 26.991296 GBP
USD 0.54945 ordinary CFD Long 1461 27.3168891176181 GBP
USD 0.54945 ordinary CFD Long 4121 27.306654934181 GBP
USD 0.54945 ordinary CFD Long 4918 27.4748942657706 GBP
USD 0.54945 ordinary CFD Long 44 26.735 GBP
USD 0.54945 ordinary CFD Long 88 27.45 GBP
USD 0.54945 ordinary CFD Long 44 27.34 GBP
USD 0.54945 ordinary CFD Short 770 26.742535 GBP
USD 0.54945 ordinary CFD Short 840 26.733750325 GBP
USD 0.54945 ordinary CFD Short 160000 27.4501 GBP
USD 0.54945 ordinary CFD Short 6578 27.42931894 GBP
USD 0.54945 ordinary CFD Short 1400 27.0609317201 GBP
USD 0.54945 ordinary CFD Short 500 27.0609417201 GBP
USD 0.54945 ordinary CFD Short 420 26.775536 GBP
USD 0.54945 ordinary CFD Short 2894 26.73569109 GBP
USD 0.54945 ordinary CFD Short 11785 26.935 GBP
USD 0.54945 ordinary CFD Short 2894 27.13084658 GBP
USD 0.54945 ordinary CFD Short 217 27.31751152 GBP
USD 0.54945 ordinary CFD Short 41781 27.0423671614913 GBP
USD 0.54945 ordinary CFD Short 1097 27.0134074 GBP
USD 0.54945 ordinary CFD Short 38 27.6427288 GBP
USD 0.54945 ordinary CFD Short 797 27.577817 GBP
USD 0.54945 ordinary CFD Short 44 27.615 GBP
USD 0.54945 ordinary CFD Short 44 26.9 GBP
USD 0.54945 ordinary CFD Short 44 26.8 GBP
USD 0.54945 ordinary CFD Short 1449 26.9660697 GBP
USD 0.54945 ordinary CFD Short 7532 27.166749975 GBP
USD 0.54945 ordinary CFD Short 44 27.54 GBP
USD 0.54945 ordinary CFD Short 44 27.45 GBP
USD 0.54945 ordinary CFD Short 44 27.465 GBP
USD 0.54945 ordinary CFD Short 10 27.39 GBP
USD 0.54945 ordinary CFD Short 13880 27.0282222638076 GBP
USD 0.54945 ordinary CFD Short 1410 27.40154255 GBP
USD 0.54945 ordinary CFD Short 44 26.7 GBP
USD 0.54945 ordinary CFD Short 44 27.55 GBP
USD 0.54945 ordinary CFD Short 2427 27.2908796830408 GBP
USD 0.54945 ordinary CFD Short 44 27.75 GBP
USD 0.54945 ordinary CFD Short 44 27.505 GBP
USD 0.54945 ordinary CFD Short 44 27.35 GBP
USD 0.54945 ordinary CFD Short 1925 27.35794156 GBP
USD 0.54945 ordinary CFD Short 44 27.47 GBP
USD 0.54945 ordinary CFD Short 38208 34.06740961 USD
USD 0.54945 ordinary CFD Short 44 26.73 GBP
USD 0.54945 ordinary CFD Short 25384 27.46605135795 GBP
USD 0.54945 ordinary CFD Short 176 27.5 GBP
USD 0.54945 ordinary CFD Short 44 26.62 GBP
USD 0.54945 ordinary CFD Short 468 27.1348130318803 GBP
USD 0.54945 ordinary CFD Short 44 26.895 GBP
USD 0.54945 ordinary CFD Short 44 26.96 GBP
USD 0.54945 ordinary CFD Short 1900 27.0609327201 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
USD 0.54945 ordinary Put Selling 160000 23.0 GBP American 21 June 2024 0.30863 GBP
USD 0.54945 ordinary Put Purchasing 160000 23.0 GBP American 21 June 2024 0.30863 GBP
USD 0.54945 ordinary Put Purchasing 160000 23.0 GBP American 21 June 2024 0.3086 GBP
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 07 May 2024
Contact name: Richard Howard
Telephone number: +44 (0)207 568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk)
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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