REG - UBS Asset Management Anglo American PLC - Form 8.3 - Anglo American Plc
16/05/2024 15:30
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RNS Number : 7643O UBS Asset Management 16 May 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: UBS Asset Management *
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form Anglo American PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
BHP Group Limited connected to UBS
(e) Date position held/dealing undertaken: 15 May 2024
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: ANGLO AMERICAN USD 0.54945
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 22,757,506 1.83 0 0.00
(2) Cash-settled derivatives: 197,942 0.03 0 0.00
(3) Stock-settled derivatives (including options) and agreements to 0 0.00 0 0.00
purchase/sell:
22,955,448 1.86 0 0.00
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary Shares PURCHASE 159,593 26.25 GBP
Ordinary Shares PURCHASE 19,850 26.209075 GBP
Ordinary Shares SALE 153055 605.1079 ZAR
Ordinary Shares SALE 139179 605.1079 ZAR
Ordinary Shares SALE 35869 605.1079 ZAR
Ordinary Shares SALE 47686 605.1079 ZAR
Ordinary Shares SALE 65213 605.1079 ZAR
Ordinary Shares SALE 34706 611.4357 ZAR
Ordinary Shares SALE 8134 611.4357 ZAR
Ordinary Shares SALE 14787 611.4357 ZAR
Ordinary Shares SALE 10813 611.4357 ZAR
Ordinary Shares SALE 31560 611.4357 ZAR
Ordinary Shares SALE 66060 26.327432 GBP
Ordinary Shares SALE 12 26.4525 GBP
Ordinary Shares SALE 334 26.4525 GBP
Ordinary Shares SALE 2303 26.327487 GBP
Ordinary Shares SALE 3688 26.327432 GBP
Ordinary Shares SALE 299 26.4525 GBP
Ordinary Shares SALE 50668 26.327432 GBP
Ordinary Shares SALE 4363 26.327432 GBP
Ordinary Shares SALE 22511 26.327432 GBP
Ordinary Shares SALE 8478 26.327432 GBP
Ordinary Shares SALE 107 26.4525 GBP
Ordinary Shares SALE 6737 26.327432 GBP
Ordinary Shares SALE 475 26.4525 GBP
Ordinary Shares SALE 6743 26.327432 GBP
Ordinary Shares SALE 18 26.4525 GBP
Ordinary Shares SALE 58615 26.327432 GBP
Ordinary Shares SALE 134135 26.327432 GBP
Ordinary Shares SALE 52829 26.327432 GBP
Ordinary Shares SALE 105 26.4525 GBP
Ordinary Shares SALE 34 26.4525 GBP
Ordinary Shares SALE 114 26.4525 GBP
Ordinary Shares SALE 93844 26.327432 GBP
Ordinary Shares SALE 156533 26.327432 GBP
Ordinary Shares SALE 14205 26.327432 GBP
Ordinary Shares SALE 256 26.4525 GBP
Ordinary Shares SALE 22 26.4525 GBP
Ordinary Shares SALE 792 26.4525 GBP
Ordinary Shares SALE 58998 26.327432 GBP
Ordinary Shares SALE 297 26.4525 GBP
Ordinary Shares SALE 20709 26.327432 GBP
Ordinary Shares SALE 21089 26.327432 GBP
Ordinary Shares SALE 5362 26.327432 GBP
Ordinary Shares SALE 679 26.4525 GBP
Ordinary Shares SALE 267 26.4525 GBP
Ordinary Shares SALE 72 26.4525 GBP
Ordinary Shares SALE 27 26.4525 GBP
Ordinary Shares SALE 43 26.4525 GBP
Ordinary Shares SALE 34 26.4525 GBP
TOTAL PURCHASE 179,443
TOTAL SALE 1,332,859
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16 May 2024
Contact name: Mr Richard Howard
Telephone number: +44 20 7568 9128
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk (mailto:monitoring@disclosure.org.uk) . The
Panel's Market Surveillance Unit is available for consultation in relation to
the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
* this report is on behalf of:
UBS Asset Management (Americas) Inc.
UBS Asset Management (Australia) Ltd
UBS Asset Management (Hong Kong) Limited
UBS Asset Management (Singapore) Ltd
UBS Asset Management (Taiwan) Ltd
UBS Asset Management (UK) Ltd
UBS Asset Management Switzerland AG
UBS Asset Management Trust Company
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