REG - JP Morgan Sec LLC Aon PLC - AON plc 8.3

AonAnnouncement

12/05/2021 14:15

RNS Number : 4194Y
  
J.P. Morgan Securities LLC
  
12 May 2021
  
 

 Ap19
 
 
FORM 8.3
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
 
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
 
1.       KEY INFORMATION
 




Name of person dealing (Note 1)


J.P. Morgan Securities LLC




Company dealt in


AON plc




Class of relevant security to which the dealings being disclosed relate (Note 2)


US$0.01 ordinary shares




Date of dealing


 11 May  2021




 
2.         INTERESTS AND SHORT POSITIONS
 
(a)        Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)




 


Long


Short




 


Number


 


(%)


Number


 


(%)




(1) Relevant securities


6,205,906                2.75


2,318,904             1.03




(2) Derivatives (other than options)


2,018,213                0.89


200,287                0.09




(3) Options and agreements to purchase/sell


130,400                   0.06


355,600                0.16




Total


8,354,519               3.70


2,874,791             1.28



 
 
 
 
 
 
 



 

 

Ap20
 
 
1.       DEALINGS (Note 4)
 
(a)      Purchases and sales
 




 
        Purchase/sale


 
Number of relevant securities


 
Price per unit (USD)
 
 (Note 5)




Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
Purchases
 
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales
Sales


9 
 9 
 3 
 3 
 100 
 1 
 200 
 19 
 4 
 15 
 1 
 63,720 
 1 
 846 
 16 
 89 
 3,391 
 10 
 2 
 782 
 23,051 
 100 
 4 
 43 
 1 
 1 
 1 
 200 
 2 
 11 
 2 
 1 
 4 
 100 
 10 
 10 
 22 
 
 100 
 64 
 100 
 9 
 28 
 100 
 100 
 5 
 63 
 125 
 170 
 17 
 100 
 18 
 65 
 100 
 101 
 3 
 45 
 1 
 202 
 200 
 117 
 8 
 10 
 5,902 
 7 
 22 
 35 
 51 
 3,196 
 1 
 46 
 16 
 756 
 78 
 96 
 29 
 42 
 23 
 2,455 
 2 
 529 
 58 
 2 
 500 
 76 
 215 
 54 
 200 
 225 
 63,720 
 48 
 32 
 200 
 846 
 100 
 16 
 17 
 72 
 9 
 2,527 
 175 
 100 
 6 
 3,391 
 3 
 45 
 129 
 149 
 1,645 
 6,495 
 61 
 640 
 22 
 3 
 82 
 128 
 46 
 81 
 24,226 
 1,113 
 500 
 110 
 200 
 134 
 50 
 88 
 1 
 2 
 17 
 83 
 200 
 174 
 32 
 8 
 30 
 86 
 134 
 2,307 
 86 
 69 
 143 
 967 
 3 
 1 
 100 
 101 
 300 
 83 
 100 
 43 
 25 
 28 
 35 
 11 
 6 
 10 
 22


253.2700     USD
253.2722     USD
253.5433     USD
253.6000     USD
253.6400     USD
253.6500     USD
253.6800     USD
253.7000     USD
253.8675     USD
253.9000     USD
253.9100     USD
253.9122     USD
253.9200     USD
253.9298     USD
253.9481     USD
253.9493     USD
253.9904     USD
254.0000     USD
254.0500     USD
254.0829     USD
254.1200     USD
254.1500     USD
254.1650     USD
254.2600     USD
254.4300     USD
254.5100     USD
254.5200     USD
254.7350     USD
254.7950     USD
254.9318     USD
255.0250     USD
255.3600     USD
255.8950     USD
256.4700     USD
257.6800     USD
257.7030     USD
258.4500     USD
                        
253.0800     USD
253.2200     USD
253.2700     USD
253.2722     USD
253.3100     USD
253.3200     USD
253.3600     USD
253.3900     USD
253.4000     USD
253.4200     USD
253.4300     USD
253.4512     USD
253.4700     USD
253.5000     USD
253.5100     USD
253.5232     USD
253.5300     USD
253.5600     USD
253.5800     USD
253.5900     USD
253.6000     USD
253.6150     USD
253.6200     USD
253.6213     USD
253.6400     USD
253.6422     USD
253.6600     USD
253.6800     USD
253.7023     USD
253.7051     USD
253.7154     USD
253.7500     USD
253.7600     USD
253.7700     USD
253.7739     USD
253.8000     USD
253.8100     USD
253.8290     USD
253.8300     USD
253.8400     USD
253.8449     USD
253.8450     USD
253.8463     USD
253.8500     USD
253.8550     USD
253.8660     USD
253.8695     USD
253.8700     USD
253.8800     USD
253.8900     USD
253.9100     USD
253.9122     USD
253.9190     USD
253.9200     USD
253.9250     USD
253.9298     USD
253.9300     USD
253.9481     USD
253.9500     USD
253.9600     USD
253.9611     USD
253.9682     USD
253.9700     USD
253.9800     USD
253.9850     USD
253.9904     USD
253.9967     USD
253.9996     USD
254.0065     USD
254.0100     USD
254.0264     USD
254.0266     USD
254.0400     USD
254.0438     USD
254.0600     USD
254.0633     USD
254.0700     USD
254.0800     USD
254.1000     USD
254.1100     USD
254.1200     USD
254.1214     USD
254.1260     USD
254.1300     USD
254.1400     USD
254.1499     USD
254.1500     USD
254.1600     USD
254.1650     USD
254.1700     USD
254.1853     USD
254.1900     USD
254.1950     USD
254.2100     USD
254.2200     USD
254.2300     USD
254.2357     USD
254.2500     USD
254.2700     USD
254.2734     USD
254.3000     USD
254.3100     USD
254.3200     USD
254.3290     USD
254.3400     USD
254.3500     USD
254.3600     USD
254.3700     USD
254.3800     USD
254.4400     USD
254.4600     USD
254.4800     USD
254.5100     USD
254.5600     USD
254.5800     USD
254.9318     USD
255.6050     USD
257.7030     USD
258.4500     USD




 
 
 
 
(b)      Derivatives transactions (other than options transactions)
 




Product name,
e.g. CFD


Nature of transaction
(Note 6)


Number of relevant securities
(Note 7)


Price per unit
(USD)
(Note 5)




Equity Swap


Increase Long
 
 
 
 
 
 
 
Increase Short
 
 
Opening a short position


31,860 
 679 
 167 
 16 
 343 
 2,836 
 212 
 
 9 
 50 
 
 10


253.9072     USD
253.9298     USD
253.9298     USD
253.9481     USD
253.9904     USD
253.9904     USD
253.9905     USD
 
253.2722     USD
254.1500     USD
 
257.7032     USD




 
 
(c)      Options transactions in respect of existing relevant securities
 
 
(i)       Writing, selling, purchasing or varying
 




Product name,
e.g. call option


Writing, selling, purchasing, varying etc.


Number of securities to which the option relates (Note 7)


Exercise price (USD)


Type, e.g. American, European etc.


Expiry date


Option money paid/received per unit (Note 5) (USD)




Call Option
Call Option
Call Option
Call Option
Call Option
Call Option
Call Option
Call Option
Call Option
Call Option
Call Option
Call Option
Call Option
Call Option
Call Option
Call Option
Call Option
Call Option
Call Option


Selling
Selling
Selling
Selling
Selling
Selling
Selling
Selling
Selling
Purchasing
Purchasing
Purchasing
Purchasing
Purchasing
Purchasing
Purchasing
Purchasing
Purchasing
Purchasing


700 
 800 
 500 
 1,000 
 1,200 
 2,000 
 400 
 400 
 400 
 700 
 800 
 500 
 1,000 
 800 
 400 
 800 
 800 
 800 
 800


250.00
250.00
250.00
250.00
250.00
250.00
250.00
250.00
250.00
260.00
260.00
260.00
260.00
260.00
260.00
260.00
260.00
260.00
260.00


American
American
American
American
American
American
American
American
American
American
American
American
American
American
American
American
American
American
American


21/05/2021
21/05/2021
21/05/2021
21/05/2021
21/05/2021
21/05/2021
21/05/2021
21/05/2021
21/05/2021
15/10/2021
15/10/2021
15/10/2021
15/10/2021
15/10/2021
15/10/2021
15/10/2021
15/10/2021
15/10/2021
15/10/2021


6.57
6.69
6.68
6.67
6.30
6.27
6.28
6.29
6.23
13.82
13.94
13.93
13.92
13.48
13.46
13.44
13.47
13.49
13.50




 
(ii)      Exercising
 




Product name,
e.g. call option


Number of securities


Exercise price per unit (Note 5)




 


 


 




 
 
(d)      Other dealings (including transactions in respect of new securities) (Note 4)
 




Nature of transaction
(Note 8)


Details


Price per unit
(if applicable) (Note 5)




 


 


 




 
  
 
Ap21
 
2.       OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the 
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition 
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
 
      None
 
 
 
 
 
 
Is a Supplemental Form 8 attached? (Note 9)                                            Yes
 




Date of disclosure


12 May 2021




Contact name


Alwyn Basch




Telephone number


0207 742 7407




If a connected EFM, name of offeree/offeror with which connected


N/A




If a connected EFM, state nature of connection (Note 10)


N/A




 
 
 
 
 
SUPPLEMENTAL FORM 8
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
 
 
 
 
DETAILS OF OPEN POSITIONS
 
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
 
OPEN POSITIONS (Note 1)
 
 
 




Product name,
e.g. call option


Written, or purchased


Number of relevant securities to which the option or derivative relates


Exercise price (Note 2) (USD)


Type, e.g. American, European etc.


Expiry date




Call Option
Call Option
Call Option
Call Option
Put Option
Call Option
Call Option
Put Option
Call Option
Put Option
Call Option
Call Option
Call Option


Written
Written
Written
Written
Written
Purchased
Written
Written
Purchased
Written
Purchased
Purchased
Purchased


46,200 
 71,700 
 77,400 
 104,700 
 300 
 31,200 
 3,100 
 44,000 
 13,800 
 8,200 
 51,400 
 26,600 
 7,400


270.00
270.00
270.00
270.00
240.00
240.00
270.00
230.00
240.00
230.00
260.00
250.00
260.00


American
American
American
American
American
American
American
American
American
American
American
American
American


17/12/2021
17/12/2021
17/12/2021
17/12/2021
15/10/2021
15/10/2021
17/12/2021
15/10/2021
16/07/2021
16/07/2021
17/12/2021
21/05/2021
15/10/2021




 
 
Notes
 
1.          Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
 
2.          For all prices and other monetary amounts, the currency must be stated.
 
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
 
 
 
 
 

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