REG - BkofA Merrill Lynch Aon PLC - 38.5 (b) - Aon PLC

AonAnnouncement

10/02/2021 11:50

RNS Number : 6406O
  
Bank of America Merrill Lynch
  
10 February 2021
  
 


FORM 38.5(b)
 
IRISH TAKEOVER PANEL



DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY 
 




1.


KEY INFORMATION










Name of exempt principal trader 






BofA Securities, Inc.







Company dealt in 






Aon PLC







Class of relevant security to which the

dealings being disclosed relate(Note 1) 






Common - IE00BLP1HW54







Date of dealing 






09/02/2021



 




2.


INTERESTS AND SHORT POSITIONS









(a)


Interests and short positions (following dealing) in the class of relevant security

dealt in (Note 2) 







Class of relevant security: 












Long


Short




Number


%


Number


%







(1) 


Relevant securities 






171,140


0.076% 


76,767


0.034% 







(2) 


Derivatives (other than options): 






59,240


0.026% 


131,776


0.058% 







(3) 


Options and agreements to purchase/sell: 






0 


0% 


0 


0% 




Total


230,380


0.102%


208,543


0.092%



 




(b)


Interests and short positions in relevant securities of the company, other than the

class dealt in (Note 2) 








Class of relevant security: 












Long


Short




Number


%


Number


%







(1) 


Relevant securities 






0 


0% 


0 


0% 







(2) 


Derivatives (other than options): 






0 


0% 


0 


0% 







(3) 


Options and agreements to purchase/sell: 






0 


0% 


0 


0% 




Total


0 


0% 


0 


0% 








3.


DEALINGS (Note 3)








(a)


Purchases and sales







Purchase/sale


Number of relevant securities


Price per unit (Note 4)




Purchase


1


225.64 USD




Purchase


1


226.66 USD




Purchase


4


226.925 USD




Purchase


25


227.466 USD




Purchase


3


227.51 USD




Purchase


28


228.139 USD



 



Purchase/sale


Number of relevant securities


Price per unit (Note 4)




Sale


1


225.64 USD




Sale


37


226.86 USD




Sale


39


226.87 USD




Sale


37


226.97 USD




Sale


38


227 USD




Sale


38


227.04 USD




Sale


66


227.06 USD




Sale


55


227.07 USD




Sale


37


227.08 USD




Sale


37


227.12 USD




Sale


67


227.13 USD




Sale


55


227.15 USD




Sale


44


227.18 USD




Sale


56


227.22 USD




Sale


41


227.31 USD




Sale


55


227.33 USD




Sale


55


227.41 USD




Sale


38


227.43 USD




Sale


41


227.44 USD




Sale


37


227.46 USD




Sale


94


227.47 USD




Sale


55


227.52 USD




Sale


82


227.54 USD




Sale


94


227.56 USD




Sale


8


227.611 USD




Sale


39


227.77 USD




Sale


55


227.81 USD




Sale


60


228 USD




Sale


46


228.33 USD




Sale


6


228.45 USD




Sale


1


228.45 USD



 




(b)


Derivatives transactions (other than options transactions) 








Product name,

e.g. CFD 


Nature of transaction

(Note 5)


Number of relevant securities
(Note 6)


Price per unit

(Note 4)




Swaps


Opening a long position


8


227.610 USD




Swaps


Closing a long position


26


227.987 USD




Swaps


Opening a short position


6


227.987 USD




Swaps


Closing a short position


6


228.450 USD




Swaps


Increasing a short position


25


227.474 USD




Swaps


Reducing a long position


3


227.510 USD



 




(c)


Options transactions in respect of existing relevant securities 








(i)


Writing, selling, purchasing or varying







Product name, e.g. call option


Writing, selling, purchasing, varying etc.


Number of securities to which the option relates (Note 7)


Exercise price


Type, e.g. American, European etc


Expiry date


Option money paid/ received per unit (Note 4)




N/A


N/A


N/A


N/A


N/A


N/A


N/A



 




(ii)


Exercising








Product name,

e.g. call option 


Number of securities


Exercise price per

unit (Note 4)




N/A


N/A


N/A



 




(d)


Other dealings (including transactions in respect of new securities) (Note 3) 








Nature or transaction
(Note 7)


Details


Price per unit

(if applicable) (Note 4)


















Borrow


Borrow of 4,483 shares


N/A 




Borrow


Borrow of 31,400 shares


N/A 



 




4.


OTHER INFORMATION




 

Agreements, arrangements or understandings relating to options or derivatives 

 



Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting rights

or future acquisition or disposal of any relevant securities to which any derivative

referred to on this form is referenced. If none, this should be stated. 




None 



 




Is a Supplemental Form 38.5(b) attached? (Note 8)


No




 



Date of disclosure


10/02/2021




Contact name


Tolu Tade




Telephone number


+44207 996 3410




Name of offeree/offeror with which connected 


Willis Towers Watson PLC




Nature of connection (Note 9)


Advisor to - Willis Towers Watson PLC



 

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