REG - BkofA Merrill Lynch Aon PLC - Form 38.5 (b) - Aon Plc

AonAnnouncement

28/04/2020 10:50

RNS Number : 1583L
  
Bank of America Merrill Lynch
  
28 April 2020
  
 


FORM 38.5(b)
 
IRISH TAKEOVER PANEL



DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY 
 




1.


KEY INFORMATION










Name of exempt principal trader 






BofA Securities, Inc.







Company dealt in 






Aon PLC







Class of relevant security to which the

dealings being disclosed relate(Note 1) 






Common - GB00B5BT0K07







Date of dealing 






27/04/2020



 




2.


INTERESTS AND SHORT POSITIONS









(a)


Interests and short positions (following dealing) in the class of relevant security

dealt in (Note 2) 







Class of relevant security: Common


GB00B5BT0K07








Long


Short




Number


%


Number


%







(1) 


Relevant securities 






37,121


0.016% 


122,836


0.01% 







(2) 


Derivatives (other than options): 






0


0% 


0


0% 







(3) 


Options and agreements to purchase/sell: 






0


0% 


0


0% 




Total


37,121


0.016% 


122,836


0.01% 



 




(b)


Interests and short positions in relevant securities of the company, other than the

class dealt in (Note 2) 








Class of relevant security: 












Long


Short




Number


%


Number


%







(1) 


Relevant securities 






0 


0% 


0 


0% 







(2) 


Derivatives (other than options): 






0 


0% 


0 


0% 







(3) 


Options and agreements to purchase/sell: 






0 


0% 


0 


0% 




Total


0 


0% 


0 


0% 








3.


DEALINGS (Note 3)








(a)


Purchases and sales







Purchase/sale


Number of relevant securities


Price per unit (Note 4) 




N/A


N/A


N/A



 




(b)


Derivatives transactions (other than options transactions) 








Product name,

e.g. CFD


Nature of transaction

(Note 5)


Number of relevant securities
(Note 6)


Price per unit

(Note 4)




Swaps


Reducing a long position


16


172.930 USD




Swaps


Reducing a long position


10


172.930 USD




Swaps


Reducing a long position


53


172.930 USD




Swaps


Reducing a long position


1,696


172.930 USD




Swaps


Reducing a long position


427


172.930 USD




Swaps


Reducing a long position


1


172.930 USD




Swaps


Reducing a long position


387


172.930 USD




Swaps


Reducing a long position


42


172.930 USD




Swaps


Reducing a long position


55


172.930 USD




Swaps


Reducing a long position


372


172.930 USD




Swaps


Opening a Short position


11,651


172.930 USD




Swaps


Reducing a long position


19


172.930 USD




Swaps


Reducing a long position


330


172.930 USD




Swaps


Reducing a long position


150


172.930 USD




Swaps


Reducing a long position


97


172.930 USD




Swaps


Reducing a long position


1,614


172.930 USD




Swaps


Reducing a long position


580


172.930 USD




Swaps


Reducing a long position


457


172.930 USD




Swaps


Reducing a long position


2


172.930 USD




Swaps


Reducing a long position


217


172.930 USD




Swaps


Reducing a long position


3


172.930 USD




Swaps


Reducing a long position


667


172.930 USD




Swaps


Closing a Long Position


37


172.930 USD




Swaps


Reducing a long position


7


172.490 USD




Swaps


Reducing a long position


33


172.930 USD




Swaps


Reducing a long position


180


172.930 USD




Swaps


Reducing a long position


15


172.930 USD




Swaps


Reducing a long position


83


172.930 USD




Swaps


Reducing a long position


11,770


172.930 USD




Swaps


Reducing a long position


14


172.930 USD




Swaps


Reducing a long position


75


172.930 USD




Swaps


Reducing a long position


211


172.930 USD




Swaps


Reducing a long position


5


172.930 USD




Swaps


Reducing a long position


158


172.930 USD




Swaps


Reducing a long position


92


172.930 USD




Swaps


Reducing a long position


10,062


172.930 USD




Swaps


Reducing a long position


19


172.930 USD




Swaps


Reducing a long position


62


172.930 USD




Swaps


Reducing a long position


2,375


172.930 USD




Swaps


Reducing a long position


396


172.930 USD




Swaps


Reducing a long position


177


172.930 USD




Swaps


Reducing a long position


744


172.930 USD




Swaps


Reducing a long position


1


172.930 USD




Swaps


Reducing a long position


93


172.930 USD



 




(c)


Options transactions in respect of existing relevant securities 








(i)


Writing, selling, purchasing or varying







Product name, e.g. call option


Writing, selling, purchasing, varying etc.


Number of securities to which the option relates (Note 7)


Exercise price


Type, e.g. American, European etc


Expiry date


Option money paid/ received per unit (Note 4)




N/A


N/A


N/A


N/A


N/A


N/A


N/A



 




(ii)


Exercising








Product name,

e.g. call option 


Number of securities


Exercise price per

unit (Note 4)




N/A


N/A


N/A



 




(d)


Other dealings (including transactions in respect of new securities) (Note 3) 








Nature or transaction
(Note 7)


Details


Price per unit

(if applicable) (Note 4)




N/A


N/A


N/A



 




4.


OTHER INFORMATION




 

Agreements, arrangements or understandings relating to options or derivatives 

 



Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting rights

or future acquisition or disposal of any relevant securities to which any derivative

referred to on this form is referenced. If none, this should be stated. 




None 



 




Is a Supplemental Form 38.5(b) attached? (Note 8)


No




 



Date of disclosure


28/04/2020




Contact name


Tolu Tade




Telephone number


+44207 996 3410




Name of offeree/offeror with which connected 


Willis Towers Watson PLC




Nature of connection (Note 9)


Advisor to - Willis Towers Watson PLC



 


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