REG - BkofA Merrill Lynch Aon PLC - Form 38.5 (b) - Aon Plc

AonAnnouncement

03/02/2021 11:35

RNS Number : 8861N
  
Bank of America Merrill Lynch
  
03 February 2021
  
 


FORM 38.5(b)
 
IRISH TAKEOVER PANEL



DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY 
 




1.


KEY INFORMATION










Name of exempt principal trader 






BofA Securities, Inc.







Company dealt in 






Aon PLC







Class of relevant security to which the

dealings being disclosed relate(Note 1) 






Common - IE00BLP1HW54







Date of dealing 






02/02/2021



 




2.


INTERESTS AND SHORT POSITIONS









(a)


Interests and short positions (following dealing) in the class of relevant security

dealt in (Note 2) 







Class of relevant security: Common


IE00BLP1HW54








Long


Short




Number


%


Number


%







(1) 


Relevant securities 






196,818


0.087% 


72,973


0.032% 







(2) 


Derivatives (other than options): 






57,421


0.025% 


150,715


0.067% 







(3) 


Options and agreements to purchase/sell: 






0


0% 


0


0% 




Total


254,239


0.112% 


223,688


0.099% 



 




(b)


Interests and short positions in relevant securities of the company, other than the

class dealt in (Note 2) 








Class of relevant security: 












Long


Short




Number


%


Number


%







(1) 


Relevant securities 






0 


0% 


0 


0% 







(2) 


Derivatives (other than options): 






0 


0% 


0 


0% 







(3) 


Options and agreements to purchase/sell: 






0 


0% 


0 


0% 




Total


0 


0% 


0 


0% 








3.


DEALINGS (Note 3)








(a)


Purchases and sales







Purchase/sale


Number of relevant securities


Price per unit (Note 4)




Purchase


14,270


206.68 USD




Purchase


1


209.72 USD




Purchase


12


209.81 USD




Purchase


14


209.84 USD




Purchase


16


209.91 USD




Purchase


12


210.03 USD




Purchase


2


210.05 USD




Purchase


14


210.1 USD




Purchase


18


210.15 USD




Purchase


15


210.16 USD




Purchase


6,046


210.18 USD




Purchase


11


210.19 USD




Purchase


13


210.23 USD




Purchase


63


210.237 USD




Purchase


200


210.245 USD




Purchase


92


210.25 USD




Purchase


9


210.26 USD




Purchase


12


210.27 USD




Purchase


1


210.39 USD




Purchase


1


210.46 USD




Purchase


1


210.56 USD




Purchase


1


210.76 USD




Purchase


1


210.81 USD




Purchase


1


211.04 USD



 



Purchase/sale


Number of relevant securities


Price per unit (Note 4)




Sale


1,240


210.18 USD




Sale


14,270


206.68 USD




Sale


16


210.18 USD




Sale


1


210.22 USD




Sale


3


210.31 USD




Sale


2


210.315 USD




Sale


3


210.33 USD




Sale


5


210.34 USD




Sale


3


210.35 USD




Sale


2


210.42 USD




Sale


4


210.5 USD




Sale


3


210.51 USD




Sale


4


210.54 USD




Sale


5


210.55 USD




Sale


3


210.56 USD




Sale


2


210.57 USD




Sale


6


210.66 USD




Sale


3


210.67 USD




Sale


4


210.68 USD




Sale


3


210.69 USD




Sale


2


210.7 USD




Sale


2


210.71 USD




Sale


6


210.74 USD




Sale


2


210.77 USD




Sale


3


210.81 USD




Sale


5


210.83 USD




Sale


3


210.84 USD




Sale


3


210.85 USD




Sale


2


210.87 USD




Sale


2


210.9 USD




Sale


2


210.91 USD




Sale


3


210.95 USD




Sale


6


210.98 USD




Sale


2


210.99 USD




Sale


3


211.04 USD




Sale


3


211.06 USD




Sale


3


211.08 USD




Sale


1


211.14 USD




Sale


2


211.15 USD




Sale


3


211.28 USD




Sale


3


211.31 USD



 




(b)


Derivatives transactions (other than options transactions) 








Product name,

e.g. CFD


Nature of transaction

(Note 5)


Number of relevant securities
(Note 6)


Price per unit

(Note 4)




Swaps


Reducing a Short Position


14,270


206.68 USD




Swaps


Increasing a Long Position


15


210.18 USD




Swaps


Closing a Long Position


244


206.68 USD




Swaps


Reducing a Long Position


14,026


206.68 USD




Swaps


Reducing a Long Position


152


210.101 USD




Swaps


Reducing a Long Position


63


210.237 USD



 




(c)


Options transactions in respect of existing relevant securities 








(i)


Writing, selling, purchasing or varying







Product name, e.g. call option


Writing, selling, purchasing, varying etc.


Number of securities to which the option relates (Note 7)


Exercise price


Type, e.g. American, European etc


Expiry date


Option money paid/ received per unit (Note 4)




N/A


N/A


N/A


N/A


N/A


N/A


N/A



 




(ii)


Exercising








Product name,

e.g. call option 


Number of securities


Exercise price per

unit (Note 4)




N/A


N/A


N/A



 




(d)


Other dealings (including transactions in respect of new securities) (Note 3) 








Nature or transaction
(Note 7)


Details


Price per unit

(if applicable) (Note 4)


















Borrow


Borrow of 43,800 shares


N/A 




Borrow


Borrow of 152,700 shares


N/A 




Borrow


Borrow of 70,200 shares


N/A 




Borrow


Borrow of 152,500 shares


N/A 



 




4.


OTHER INFORMATION




 

Agreements, arrangements or understandings relating to options or derivatives 

 



Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting rights

or future acquisition or disposal of any relevant securities to which any derivative

referred to on this form is referenced. If none, this should be stated. 




None 



 




Is a Supplemental Form 38.5(b) attached? (Note 8)


No




 



Date of disclosure


03/02/2021




Contact name


Tolu Tade




Telephone number


+44207 996 3410




Name of offeree/offeror with which connected 


Willis Towers Watson PLC




Nature of connection (Note 9)


Advisor to - Willis Towers Watson PLC



 

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