REG - BkofA Merrill Lynch Aon PLC - Form 38.5 (b) - Aon Plc

AonAnnouncement

09/03/2021 11:25

RNS Number : 6519R
  
Bank of America Merrill Lynch
  
09 March 2021
  
 


FORM 38.5(b)
 
IRISH TAKEOVER PANEL



DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,

TAKEOVER RULES, 2013



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT

RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY

STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY 
 




1.


KEY INFORMATION










Name of exempt principal trader 






BofA Securities, Inc.







Company dealt in 






Aon PLC







Class of relevant security to which the

dealings being disclosed relate(Note 1) 






Common - IE00BLP1HW54







Date of dealing 






08/03/2021



 




2.


INTERESTS AND SHORT POSITIONS









(a)


Interests and short positions (following dealing) in the class of relevant security

dealt in (Note 2) 







Class of relevant security: Common


IE00BLP1HW54








Long


Short




Number


%


Number


%







(1) 


Relevant securities 






199,201


0.088% 


66,337


0.029% 







(2) 


Derivatives (other than options): 






64,455


0.029% 


188,729


0.084% 







(3) 


Options and agreements to purchase/sell: 






0


0% 


0


0% 




Total


263,656


0.117%


255,066


0.113% 



 




(b)


Interests and short positions in relevant securities of the company, other than the

class dealt in (Note 2) 








Class of relevant security: 












Long


Short




Number


%


Number


%







(1) 


Relevant securities 






0 


0% 


0 


0% 







(2) 


Derivatives (other than options): 






0 


0% 


0 


0% 







(3) 


Options and agreements to purchase/sell: 






0 


0% 


0 


0% 




Total


0 


0% 


0 


0% 








3.


DEALINGS (Note 3)








(a)


Purchases and sales







Purchase/sale


Number of relevant securities


Price per unit (Note 4)




Purchase


19


230.802 USD




Purchase


24,698


230 USD




Purchase


20


230.01 USD




Purchase


4


230.02 USD




Purchase


5


230.07 USD




Purchase


17


230.11 USD




Purchase


21


230.13 USD




Purchase


4


230.16 USD




Purchase


4


230.2 USD




Purchase


36


230.22 USD




Purchase


16


230.23 USD




Purchase


4


230.24 USD




Purchase


16


230.34 USD




Purchase


2


230.65 USD




Purchase


3


231.95 USD




Purchase


4


231.96 USD




Purchase


2


232.7 USD




Purchase


5


232.72 USD




Purchase


930


232.76 USD




Purchase


2


232.785 USD




Purchase


8


232.82 USD




Purchase


4


232.83 USD




Purchase


3


232.84 USD




Purchase


5


232.88 USD




Purchase


4


232.9 USD




Purchase


3


232.91 USD




Purchase


4


232.93 USD




Purchase


4


232.96 USD




Purchase


1


232.98 USD




Purchase


7


233.02 USD




Purchase


10


233.04 USD




Purchase


8


233.05 USD




Purchase


5


233.07 USD




Purchase


2


233.12 USD




Purchase


6


233.13 USD




Purchase


4


233.15 USD




Purchase


8


233.16 USD




Purchase


1


233.165 USD




Purchase


2


233.18 USD




Purchase


1


233.2 USD




Purchase


3


233.21 USD




Purchase


56


233.22 USD




Purchase


3


233.24 USD




Purchase


57


233.25 USD




Purchase


22


233.26 USD




Purchase


3


233.27 USD




Purchase


10


233.3 USD




Purchase


6


233.31 USD




Purchase


12


233.32 USD




Purchase


12


233.33 USD




Purchase


6


233.34 USD




Purchase


3


233.35 USD




Purchase


4


233.37 USD




Purchase


1


233.375 USD




Purchase


4


233.38 USD




Purchase


3


233.39 USD




Purchase


13


233.4 USD




Purchase


6


233.41 USD




Purchase


12


233.42 USD




Purchase


5


233.43 USD




Purchase


4


233.45 USD




Purchase


11


233.46 USD




Purchase


3


233.47 USD




Purchase


5


233.48 USD




Purchase


7


233.49 USD




Purchase


3


233.5 USD




Purchase


4


233.52 USD




Purchase


14


233.54 USD




Purchase


4


233.55 USD




Purchase


7


233.56 USD




Purchase


5


233.61 USD




Purchase


5


233.62 USD




Purchase


1


233.64 USD




Purchase


3


233.65 USD




Purchase


4


233.66 USD




Purchase


3


233.67 USD




Purchase


5


233.68 USD




Purchase


3


233.93 USD




Purchase


3


233.94 USD




Purchase


3


234.03 USD




Purchase


4


234.04 USD




Purchase


8


234.12 USD




Purchase


2


234.17 USD




Purchase


4


234.18 USD




Purchase


4


234.2 USD




Purchase


2


234.21 USD




Purchase


5


234.22 USD




Purchase


4


234.23 USD




Purchase


2


234.29 USD




Purchase


3


234.3 USD




Purchase


2


234.33 USD



 



Purchase/sale


Number of relevant securities


Price per unit (Note 4)




Sale


239


230 USD




Sale


17


230.8 USD




Sale


1


230.81 USD




Sale


1


230.83 USD




Sale


1,021


231.841 USD




Sale


930


232.76 USD




Sale


200


233.575 USD




Sale


28


233.58 USD




Sale


3,063


230 USD



 




(b)


Derivatives transactions (other than options transactions) 








Product name,

e.g. CFD


Nature of transaction

(Note 5)


Number of relevant securities
(Note 6)


Price per unit

(Note 4)




Swaps


Increasing a long position


239


230 USD




Swaps


Increasing a long position


1,014


231.834 USD




Swaps


Opening a long position


7


231.834 USD




Swaps


Increasing a short position


22,705


230 USD




Swaps


Reducing a long position


1,992


230 USD




Swaps


Reducing a long position


155


230.308 USD



 




(c)


Options transactions in respect of existing relevant securities 








(i)


Writing, selling, purchasing or varying







Product name, e.g. call option


Writing, selling, purchasing, varying etc.


Number of securities to which the option relates (Note 7)


Exercise price


Type, e.g. American, European etc


Expiry date


Option money paid/ received per unit (Note 4)




N/A


N/A


N/A


N/A


N/A


N/A


N/A



 




(ii)


Exercising








Product name,

e.g. call option 


Number of securities


Exercise price per

unit (Note 4)




N/A


N/A


N/A



 




(d)


Other dealings (including transactions in respect of new securities) (Note 3) 








Nature or transaction
(Note 7)


Details


Price per unit

(if applicable) (Note 4)


















Loan


Loan of 383 shares


N/A 



 




4.


OTHER INFORMATION




 

Agreements, arrangements or understandings relating to options or derivatives 

 



Full details of any agreement, arrangement or understanding between the person

disclosing and any other person relating to the voting rights of any relevant

securities under any option referred to on this form or relating to the voting rights

or future acquisition or disposal of any relevant securities to which any derivative

referred to on this form is referenced. If none, this should be stated. 




None 



 




Is a Supplemental Form 38.5(b) attached? (Note 8)


No




 



Date of disclosure


09/03/2021




Contact name


Tolu Tade




Telephone number


+44207 996 3410




Name of offeree/offeror with which connected 


Willis Towers Watson PLC




Nature of connection (Note 9)


Advisor to - Willis Towers Watson PLC



 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
  END
 
 
ISEDKCBBDBKDNNK