REG - BkofA Merrill Lynch Aon PLC - Form 38.5(b) - Aon PLC
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT
RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNIZED INTERMEDIARY
STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1.
KEY INFORMATION
Name of exempt principal trader
BofA Securities, Inc.
Company dealt in
Aon PLC
Class of relevant security to which the
dealings being disclosed relate(Note 1)Common - IE00BLP1HW54
Date of dealing
19/03/2021
2.
INTERESTS AND SHORT POSITIONS
(a)
Interests and short positions (following dealing) in the class of relevant security
dealt in (Note 2)
Class of relevant security: Common
IE00BLP1HW54
Long
Short
Number
%
Number
%
(1)
Relevant securities
165,808
0.073%
92,013
0.041 %
(2)
Derivatives (other than options):
91,996
0.041%
141,097
0.062%
(3)
Options and agreements to purchase/sell:
0
0%
0
0%
Total
257,804
0.114%
233,110
0.103%
(b)
Interests and short positions in relevant securities of the company, other than the
class dealt in (Note 2)
Class of relevant security:
Long
Short
Number
%
Number
%
(1)
Relevant securities
0
0%
0
0%
(2)
Derivatives (other than options):
0
0%
0
0%
(3)
Options and agreements to purchase/sell:
0
0%
0
0%
Total
0
0%
0
0%
3.
DEALINGS (Note 3)
(a)
Purchases and sales
Purchase/sale
Number of relevant securities
Price per unit (Note 4)
Purchase
4,020
222.9 USD
Purchase
22,680
224.038 USD
Purchase
1
221.87 USD
Purchase
3
221.9 USD
Purchase
4
222.36 USD
Purchase
5
222.4 USD
Purchase
4
222.73 USD
Purchase
4
222.74 USD
Purchase
102
222.8 USD
Purchase
7
222.86 USD
Purchase
4
222.88 USD
Purchase
14,684
222.9 USD
Purchase
300
222.905 USD
Purchase
46
222.92 USD
Purchase
2
222.93 USD
Purchase
4
222.94 USD
Purchase
2
222.95 USD
Purchase
5
222.97 USD
Purchase
4
222.98 USD
Purchase
5
222.99 USD
Purchase
7
223.03 USD
Purchase
2
223.04 USD
Purchase
6
223.05 USD
Purchase
1
223.06 USD
Purchase
9
223.15 USD
Purchase
6
223.22 USD
Purchase
2
223.25 USD
Purchase
2
223.26 USD
Purchase
5
223.29 USD
Purchase
1
223.3 USD
Purchase
3
223.31 USD
Purchase
4
223.33 USD
Purchase
4
223.35 USD
Purchase
6
223.36 USD
Purchase
6
223.37 USD
Purchase
2
223.42 USD
Purchase
9
223.43 USD
Purchase
8
223.5 USD
Purchase
6
223.51 USD
Purchase
8
223.53 USD
Purchase
1
223.54 USD
Purchase
12
223.56 USD
Purchase
2
223.57 USD
Purchase
6
223.58 USD
Purchase
6
223.59 USD
Purchase
9
223.61 USD
Purchase
6
223.62 USD
Purchase
3
223.64 USD
Purchase
14
223.65 USD
Purchase
1
223.68 USD
Purchase
10
223.69 USD
Purchase
3
223.7 USD
Purchase
6
223.71 USD
Purchase
16
223.73 USD
Purchase
25
223.76 USD
Purchase
8
223.77 USD
Purchase
2
223.78 USD
Purchase
16
223.79 USD
Purchase
10
223.8 USD
Purchase
13
223.81 USD
Purchase
5
223.82 USD
Purchase
17
223.83 USD
Purchase
3
223.84 USD
Purchase
16
223.85 USD
Purchase
4
223.86 USD
Purchase
6
223.87 USD
Purchase
33
223.88 USD
Purchase
9
223.89 USD
Purchase
13
223.9 USD
Purchase
8
223.92 USD
Purchase
8
223.93 USD
Purchase
6
223.94 USD
Purchase
14
223.95 USD
Purchase
3
223.96 USD
Purchase
1
223.97 USD
Purchase
18
223.98 USD
Purchase
12
223.99 USD
Purchase
1,031
224 USD
Purchase
15
224.01 USD
Purchase
10
224.02 USD
Purchase
4
224.03 USD
Purchase
5
224.04 USD
Purchase
6
224.05 USD
Purchase
10
224.06 USD
Purchase
20
224.08 USD
Purchase
8
224.09 USD
Purchase
27
224.1 USD
Purchase
15
224.11 USD
Purchase
11
224.13 USD
Purchase
4
224.135 USD
Purchase
10
224.14 USD
Purchase
13
224.15 USD
Purchase
18
224.16 USD
Purchase
7
224.17 USD
Purchase
1
224.18 USD
Purchase
2
224.19 USD
Purchase
12
224.21 USD
Purchase
12
224.22 USD
Purchase
5
224.24 USD
Purchase
3
224.25 USD
Purchase
16
224.26 USD
Purchase
9
224.27 USD
Purchase
1
224.28 USD
Purchase
9
224.29 USD
Purchase
3
224.3 USD
Purchase
6
224.31 USD
Purchase
13
224.32 USD
Purchase
4
224.33 USD
Purchase
9
224.34 USD
Purchase
6
224.38 USD
Purchase
2
224.43 USD
Purchase
3
224.47 USD
Purchase
2
224.48 USD
Purchase
6
224.49 USD
Purchase
17
224.54 USD
Purchase
15
224.56 USD
Purchase
2
224.64 USD
Purchase
4
224.65 USD
Purchase
8
224.71 USD
Purchase/sale
Number of relevant securities
Price per unit (Note 4)
Sale
7,980
222.9 USD
Sale
24
222.49 USD
Sale
1,441
222.9 USD
Sale
7
223.13 USD
Sale
2
223.21 USD
Sale
6
223.23 USD
Sale
12
223.25 USD
Sale
10
223.26 USD
Sale
3
223.27 USD
Sale
3
223.28 USD
Sale
2
223.29 USD
Sale
6
223.32 USD
Sale
4
223.36 USD
Sale
24
223.38 USD
Sale
6
223.42 USD
Sale
2
223.43 USD
Sale
6
223.47 USD
Sale
3
223.48 USD
Sale
6
223.5 USD
Sale
6
223.51 USD
Sale
5
223.57 USD
Sale
8
223.58 USD
Sale
6
223.59 USD
Sale
6
223.6 USD
Sale
9
223.63 USD
Sale
6
223.67 USD
Sale
108
223.68 USD
Sale
116
223.7 USD
Sale
162
223.71 USD
Sale
314
223.72 USD
Sale
26
223.73 USD
Sale
200
223.74 USD
Sale
53
223.75 USD
Sale
74
223.752 USD
Sale
8
223.76 USD
Sale
203
223.77 USD
Sale
100
223.78 USD
Sale
366
223.79 USD
Sale
307
223.8 USD
Sale
36
223.81 USD
Sale
88
223.82 USD
Sale
962
223.83 USD
Sale
1,046
223.84 USD
Sale
385
223.85 USD
Sale
116
223.86 USD
Sale
1,018
223.87 USD
Sale
1,070
223.88 USD
Sale
741
223.89 USD
Sale
332
223.9 USD
Sale
162
223.91 USD
Sale
116
223.92 USD
Sale
108
223.93 USD
Sale
207
223.94 USD
Sale
168
223.95 USD
Sale
1,050
223.96 USD
Sale
548
223.97 USD
Sale
395
223.98 USD
Sale
273
223.99 USD
Sale
520
224 USD
Sale
469
224.01 USD
Sale
932
224.02 USD
Sale
6
224.03 USD
Sale
14,146
224.038 USD
Sale
332
224.04 USD
Sale
372
224.05 USD
Sale
7
224.06 USD
Sale
6
224.08 USD
Sale
36
224.1 USD
Sale
475
224.11 USD
Sale
100
224.12 USD
Sale
79
224.14 USD
Sale
296
224.15 USD
Sale
373
224.16 USD
Sale
1,255
224.17 USD
Sale
8
224.171 USD
Sale
2,450
224.18 USD
Sale
390
224.19 USD
Sale
160
224.2 USD
Sale
136
224.21 USD
Sale
100
224.22 USD
Sale
143
224.23 USD
Sale
198
224.24 USD
Sale
467
224.25 USD
Sale
688
224.26 USD
Sale
140
224.261 USD
Sale
473
224.27 USD
Sale
108
224.28 USD
Sale
42
224.29 USD
Sale
629
224.3 USD
Sale
100
224.32 USD
Sale
308
224.33 USD
Sale
7
224.331 USD
Sale
100
224.34 USD
Sale
309
224.36 USD
Sale
100
224.37 USD
Sale
100
224.41 USD
Sale
27
224.45 USD
Sale
100
224.46 USD
Sale
111
224.54 USD
Sale
24
224.58 USD
(b)
Derivatives transactions (other than options transactions)
Product name,
e.g. CFDNature of transaction
(Note 5)Number of relevant securities
(Note 6)Price per unit
(Note 4)Swaps
Increasing a Long Position
361
222.9 USD
Swaps
Closing a Short Position
74
223.752 USD
Swaps
Increasing a Long Position
14,146
224.038 USD
Swaps
Reducing a Long Position
300
222.912 USD
(c)
Options transactions in respect of existing relevant securities
(i)
Writing, selling, purchasing or varying
Product name, e.g. call option
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 7)
Exercise price
Type, e.g. American, European etc
Expiry date
Option money paid/ received per unit (Note 4)
N/A
N/A
N/A
N/A
N/A
N/A
N/A
(ii)
Exercising
Product name,
e.g. call optionNumber of securities
Exercise price per
unit (Note 4)N/A
N/A
N/A
(d)
Other dealings (including transactions in respect of new securities) (Note 3)
Nature or transaction
(Note 7)Details
Price per unit
(if applicable) (Note 4)
Loan
Loan of 437 shares
N/A
4.
OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting rights
or future acquisition or disposal of any relevant securities to which any derivative
referred to on this form is referenced. If none, this should be stated.None
Is a Supplemental Form 38.5(b) attached? (Note 8)
No
Date of disclosure
22/03/2021
Contact name
Tolu Tade
Telephone number
+44207 996 3410
Name of offeree/offeror with which connected
Willis Towers Watson PLC
Nature of connection (Note 9)
Advisor to - Willis Towers Watson PLC
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.ENDISEUUOARAAUOUAR
Recent news on Aon
See all newsRCS - Rothesay Life PLC - Bruce Carnegie-Brown appointed Chair of Rothesay
AnnouncementRCS - Rothesay Life PLC - Rothesay Full-Year Trading Update
AnnouncementREG - WCM Investment Mgmt Aon PLC - Form 8.3 - Aon PLC
AnnouncementREG - Credit Suisse (Eur) Aon PLC - Form 38.5(a) - Aon plc
AnnouncementREG - Credit Suisse Cap. Aon PLC - Form 38.5(b) - Aon plc
Announcement