REG - Credit Suisse Cap. Aon PLC - Form 38.5b (EPT/NON-RI) - Aon Plc

AonAnnouncement

04/08/2020 11:50

RNS Number : 0960V
  
Credit Suisse Capital LLC
  
04 August 2020
  
 

Ap27
 
 
FORM 38.5(b)
 
IRISH TAKEOVER PANEL
 
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED 

INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
 
 
1.          KEY INFORMATION
 




Name of exempt principal trader


 Credit Suisse Capital LLC




Company dealt in


Aon plc




Class of relevant security to which the dealings being disclosed relate (Note 1)


Ordinary




Date of dealing


3rd August 2020




 
2.          INTERESTS AND SHORT POSITIONS
 
(a)         Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 




 


Long


Short




 


Number


 


(%)


Number


 


(%)




(1) Relevant securities


15,274             0.007


361,928          0.16




(2) Derivatives (other than options)


 


 




(3) Options and agreements to purchase/sell


 


 




Total


15,274             0.007


361,928          0.16



 
 
 
 
 
 
 



 
 
(b)         Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 




Class of relevant security: Swap


Long


Short




 


Number


 


(%)


Number


 


(%)




(1) Relevant securities


 


 




(2) Derivatives (other than options)


311,874           0.13


0




(3) Options and agreements to purchase/sell


 


 




Total


311,874           0.13


0



 
 
 
 
 
 
 




 

Ap28
 
 
3.       DEALINGS (Note 3)
 
(a)      Purchases and sales
 




Purchase/sale


Number of relevant securities


Price per unit (USD)




B


3


205.22




B


57


205.22




B


15


205.22




B


702


201.44843




S


57


205.22




S


15


205.22




S


3


205.22




S


69


204.42




S


31


204.42




S


15


202.57




S


85


202.57




S


702


201.4484




S


100


201.28




S


50


201.25




S


50


201.25




S


36


201.24




S


100


200.25




S


910


200.23




S


66


200.01




S


100


200




 
(b)      Derivatives transactions (other than options transactions)
 




Product name,
e.g. CFD


Nature of transaction
(Note 5)


Number of relevant securities
(Note 6)


Price per unit
(Note 4) (USD)




Swap


Increasing a long


702


201.45




 
(c)      Options transactions in respect of existing relevant securities
 
 
(i)       Writing, selling, purchasing or varying
 




Product name,
e.g. call option


Writing, selling, purchasing, varying etc.


Number of securities to which the option relates (Note 7)


Exercise price


Type, e.g. American, European etc.


Expiry date


Option money paid/received per unit (Note 4)




 


 


 


 


 


 


 




 
 
(ii)      Exercising
 




Product name,
e.g. call option


Number of securities


Exercise price per unit (Note 4)




 


 


 




 
 
(d)      Other dealings (including transactions in respect of new securities) (Note 3)
 




Nature of transaction
(Note 7)


Details


Price per unit
(if applicable) (Note 4)




 


 


 




Ap29
 
4.       OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities 
under any option referred to on this form or relating to the voting rights or future acquisition 
or disposal of any relevant securities to which any derivative referred to on this form is referenced. 
If none, this should be stated.
 
 
 
 
 
 
 
                                                                                                                                      
Is a Supplemental Form 38.5(b) attached? (Note 8)                    NO
 
 




Date of disclosure


4th August 2020
 




Contact name


Anthony Allen / Paul MacDonald




Telephone number


0207 888 5416 / 8548




Name of offeree/offeror with which connected


Aon plc




Nature of connection (Note 9)


Advisor to Aon plc




 


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