REG - JPMorgan Sec.Plc Aston Martin Lagonda - Form 8.5 (EPT/RI) Aston Martin Lagonda Glb Hld plc

Aston Martin Lagonda Global HoldingsAnnouncement

12/07/2019 10:45

RNS Number : 3915F
JPMorgan Securities Plc
12 July 2019
 


FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


J.P. Morgan Securities Plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Aston Martin Lagonda Global Holdings plc




(c) Name of the party to the offer with which exempt principal trader is connected:


Corporate Broker to Aston Martin Lagonda Global Holdings plc




(d) Date dealing undertaken:


11 July 2019




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


N/A



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received
(GBP)


Lowest price per unit paid/received
(GBP)




Ordinary Share
 


Purchase
 
Sale


133,019
 
227,025


9.6820
 
9.7700


9.2880
 
9.2876



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




Ordinary Share
 


Equity Swap


Long
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Short
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 


587
70,110
129
623
21
43
1,703
5,610
7
275
8
300
67,798
6
9
1
21
198
726
 
1,768
2,875
8,771
6
230
2,261
215
49
545
8,536
141
5,322
6,349
3,980
3,389
1,908
91
2,490
5,287


9.2876 GBP
9.2880 GBP
9.3142 GBP
9.3431 GBP
9.3576 GBP
9.3599 GBP
9.3638 GBP
9.3905 GBP
9.3991 GBP
9.4082 GBP
9.4203 GBP
9.4354 GBP
9.4810 GBP
9.5006 GBP
9.5011 GBP
9.5360 GBP
9.5446 GBP
9.5689 GBP
9.6181 GBP
 
9.2883 GBP
9.2994 GBP
9.3310 GBP
9.3383 GBP
9.3441 GBP
9.3465 GBP
9.3481 GBP
9.3486 GBP
9.3714 GBP
9.3740 GBP
9.4011 GBP
9.4185 GBP
9.4193 GBP
9.4342 GBP
9.4370 GBP
9.4429 GBP
9.4531 GBP
9.4931 GBP
9.6508 GBP



 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None
 



 
 



Date of disclosure:


12 July 2019




Contact name:


Alwyn Basch




Telephone number:


020 7742 7407



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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