REG - JPMorgan Sec.Plc Aston Martin Lagonda - Form 8.5 (EPT/RI) Aston Martin Lagonda Glb Hld plc

Aston Martin Lagonda Global HoldingsAnnouncement

20/08/2019 10:45

RNS Number : 6415J
JPMorgan Securities Plc
20 August 2019
 


FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


J.P. Morgan Securities Plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Aston Martin Lagonda Global Holdings plc




(c) Name of the party to the offer with which exempt principal trader is connected:


Corporate Broker to Aston Martin Lagonda Global Holdings plc




(d) Date dealing undertaken:


19 August 2019




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


N/A



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received
(GBP)


Lowest price per unit paid/received
(GBP)




Ordinary Share


Purchase
 
Sale


91,662
 
159,467


4.6804
 
4.6740


4.3782
 
4.3620



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




Ordinary Share


Equity Swap


Long
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Short
 
 
 
 
 
 
 
 
 
 
 
 
 


1
2,510
992
4,532
3,852
8,215
20,482
1,880
1,130
1
21,668
2,967
13,127
59
1,072
 
1,688
3,911
2,307
600
5
573
7
1,029
1,430
376
7,271
11
23
12


4.4619 GBP
4.4796 GBP
4.5207 GBP
4.5674 GBP
4.5689 GBP
4.5707 GBP
4.5716 GBP
4.5792 GBP
4.5833 GBP
4.5849 GBP
4.5864 GBP
4.5898 GBP
4.5944 GBP
4.6047 GBP
4.6050 GBP
 
4.4986 GBP
4.5084 GBP
4.5584 GBP
4.5608 GBP
4.5691 GBP
4.5755 GBP
4.5771 GBP
4.5823 GBP
4.5865 GBP
4.5895 GBP
4.5900 GBP
4.6781 GBP
4.6785 GBP
4.6800 GBP



 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit




Ordinary Share































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None
 



 
 



Date of disclosure:


20 August 2019




Contact name:


Alwyn Basch




Telephone number:


020 7742 7407



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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