REG - JPMorgan Sec.Plc Aston Martin Lagonda - Form 8.5 (EPT/RI) Aston Martin Lagonda Glb Hld plc

Aston Martin Lagonda Global HoldingsAnnouncement

23/08/2019 10:45

RNS Number : 0793K
JPMorgan Securities Plc
23 August 2019
 


FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


J.P. Morgan Securities Plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Aston Martin Lagonda Global Holdings plc




(c) Name of the party to the offer with which exempt principal trader is connected:


Corporate Broker to Aston Martin Lagonda Global Holdings plc




(d) Date dealing undertaken:


22 August 2019




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


N/A



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received
(GBP)


Lowest price per unit paid/received
(GBP)




Ordinary Share


Purchase
 
Sale


103,845
 
168,048


4.9095
 
4.9240


4.5800
 
4.5909



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




Ordinary Share


Equity Swap


Long
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Short
 
 
 
 
 
 
 
 
 
 


11
98
439
23
340
798
853
10
539
6
14
503
5,443
8
92
153
111
5
80
453
189
280
46
3,730
12,609
1
18
3,748
18
24
752
1,385
40
342
202
184
144
16
899
422
3
112
28
53
11
173
547
1
124
841
104
206
551
23
100
515
140
15
354
42
13
208
24
16
287
476
1,406
1
6
955
150
443
18
2,363
43
12
81
29
16
183
1
15
3,286
115
30
53
4,514
29
248
3
6
295
10,753
1,521
2
1,000
2
2,488
37
75
25
152
39
233
48
135
10
5
4
2
181
 
537
5,425
1,142
65
3
2,507
3,120
600
650
7,124
8,334


4.5948 GBP
4.5998 GBP
4.6005 GBP
4.6006 GBP
4.6007 GBP
4.6008 GBP
4.6009 GBP
4.6078 GBP
4.6108 GBP
4.6110 GBP
4.6123 GBP
4.6232 GBP
4.6265 GBP
4.6580 GBP
4.6622 GBP
4.6623 GBP
4.6648 GBP
4.6650 GBP
4.6697 GBP
4.6698 GBP
4.6742 GBP
4.6751 GBP
4.6759 GBP
4.6862 GBP
4.6974 GBP
4.7108 GBP
4.7174 GBP
4.7201 GBP
4.7289 GBP
4.7387 GBP
4.7389 GBP
4.7391 GBP
4.7392 GBP
4.7395 GBP
4.7399 GBP
4.7403 GBP
4.7404 GBP
4.7409 GBP
4.7412 GBP
4.7418 GBP
4.7439 GBP
4.7507 GBP
4.7523 GBP
4.7524 GBP
4.7525 GBP
4.7537 GBP
4.7538 GBP
4.7540 GBP
4.7543 GBP
4.7545 GBP
4.7547 GBP
4.7563 GBP
4.7564 GBP
4.7567 GBP
4.7619 GBP
4.7620 GBP
4.7621 GBP
4.7641 GBP
4.7684 GBP
4.7685 GBP
4.7686 GBP
4.7687 GBP
4.7690 GBP
4.7691 GBP
4.7697 GBP
4.7698 GBP
4.7700 GBP
4.7719 GBP
4.7721 GBP
4.7722 GBP
4.7725 GBP
4.7726 GBP
4.7728 GBP
4.7731 GBP
4.7735 GBP
4.7737 GBP
4.7738 GBP
4.7744 GBP
4.7750 GBP
4.7767 GBP
4.7770 GBP
4.7851 GBP
4.7853 GBP
4.7859 GBP
4.7860 GBP
4.7863 GBP
4.7878 GBP
4.7886 GBP
4.7890 GBP
4.7989 GBP
4.7995 GBP
4.7998 GBP
4.8000 GBP
4.8022 GBP
4.8226 GBP
4.8525 GBP
4.8703 GBP
4.8791 GBP
4.8856 GBP
4.8923 GBP
4.8952 GBP
4.8958 GBP
4.8961 GBP
4.8962 GBP
4.8963 GBP
4.8964 GBP
4.8978 GBP
4.8986 GBP
4.8989 GBP
4.8994 GBP
4.9019 GBP
 
4.5946 GBP
4.6529 GBP
4.6530 GBP
4.6792 GBP
4.6911 GBP
4.7049 GBP
4.7091 GBP
4.7990 GBP
4.7993 GBP
4.8000 GBP
4.8002 GBP



 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit




Ordinary Share































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None
 



 
 



Date of disclosure:


23 August 2019




Contact name:


Alwyn Basch




Telephone number:


020 7742 7407



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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END
 
 
FERGCGDIBSDBGCX