REG - JPMorgan Sec.Plc Aston Martin Lagonda - Form 8.5 (EPT/RI)-Aston Martin LagondaGlblHldgsplc

Aston Martin Lagonda Global HoldingsAnnouncement

04/07/2019 10:55

RNS Number : 5194E
JPMorgan Securities Plc
04 July 2019
 


FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


J.P. Morgan Securities Plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Aston Martin Lagonda Global Holdings plc




(c) Name of the party to the offer with which exempt principal trader is connected:


Corporate Broker to Aston Martin Lagonda Global Holdings plc




(d) Date dealing undertaken:


3 July 2019




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


N/A



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received


Lowest price per unit paid/received




Ordinary Share
 
 


Purchase
 
Sale


102,617
 
31,914


10.6300 GBP
 
10.6062 GBP


10.4310 GBP
 
10.4310 GBP



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




Ordinary Share


Equity Swap


Long
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Short
 
 
 
 
 
 
 
 
 


334
7
348
12
958
161
3,774
332
139
265
129
1,707
336
103
4,952
348
986
207
621
335
236
2,897
61
 
544
37
1,192
352
60,669
2,583
13,958
2,376
2,952
836


10.4310 GBP
10.5497 GBP
10.5557 GBP
10.5595 GBP
10.5613 GBP
10.5657 GBP
10.5683 GBP
10.5719 GBP
10.5720 GBP
10.5766 GBP
10.5770 GBP
10.5771 GBP
10.5788 GBP
10.5838 GBP
10.5846 GBP
10.5857 GBP
10.5860 GBP
10.5868 GBP
10.5888 GBP
10.5896 GBP
10.5897 GBP
10.5900 GBP
10.5956 GBP
 
10.5121 GBP
10.5143 GBP
10.5479 GBP
10.5736 GBP
10.5769 GBP
10.5829 GBP
10.5878 GBP
10.5960 GBP
10.5965 GBP
10.6026 GBP



 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None
 



 
 



Date of disclosure:


4 July 2019




Contact name:


Alwyn Basch




Telephone number:


020 7742 7407



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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