REG - JPMorgan Sec.Plc Aston Martin Lagonda - Form 8.5 (EPT/RI)-Aston Martin LagondaGlblHldgsplc

Aston Martin Lagonda Global HoldingsAnnouncement

29/07/2019 11:00

RNS Number : 0434H
JPMorgan Securities Plc
29 July 2019
 


FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


J.P. Morgan Securities Plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Aston Martin Lagonda Global Holdings plc




(c) Name of the party to the offer with which exempt principal trader is connected:


Corporate Broker to Aston Martin Lagonda Global Holdings plc




(d) Date dealing undertaken:


26 July 2019




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


N/A



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received


Lowest price per unit paid/received




Ordinary Share


Purchase
 
Sale


555,096
 
508,801


6.4072 GBP
 
6.5110 GBP


5.9690 GBP
 
5.9710 GBP



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




Ordinary Share


Equity Swap


Long
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Short
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 


5,193
78,928
2,800
2
11,625
10,849
17,577
11,500
1
100,000
3,665
3,850
2,228
299
37
923
377
378
 
140,000
14
1,832
660
81
30,180
119
1,355
25,000
1,296
8,228
18
3,877
135
16
19,744
689
930
26
38
12,516
26,716
645
20,510


6.0417 GBP
6.0420 GBP
6.0959 GBP
6.1054 GBP
6.1418 GBP
6.1509 GBP
6.1529 GBP
6.1640 GBP
6.1699 GBP
6.1984 GBP
6.2498 GBP
6.3597 GBP
6.3598 GBP
6.3897 GBP
6.4149 GBP
6.4150 GBP
6.4151 GBP
6.4185 GBP
 
5.9945 GBP
6.0002 GBP
6.0265 GBP
6.0282 GBP
6.0347 GBP
6.0420 GBP
6.0422 GBP
6.0423 GBP
6.0452 GBP
6.0453 GBP
6.0565 GBP
6.0661 GBP
6.0670 GBP
6.0773 GBP
6.0808 GBP
6.0946 GBP
6.1000 GBP
6.1050 GBP
6.1102 GBP
6.1302 GBP
6.1429 GBP
6.1501 GBP
6.1640 GBP
6.1797 GBP



 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit




Ordinary Share































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None
 



 
 



Date of disclosure:


29 July 2019




Contact name:


Alwyn Basch




Telephone number:


020 7742 7407



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
FERGCGDRRUDBGCC