REG - JPMorgan Sec.Plc Aston Martin Lagonda - Form 8.5 (EPT/RI)-Aston Martin LagondaGlblHldisplc

Aston Martin Lagonda Global HoldingsAnnouncement

18/07/2019 10:00

RNS Number : 9762F
JPMorgan Securities Plc
18 July 2019
 


FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


J.P. Morgan Securities Plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Aston Martin Lagonda Global Holdings plc




(c) Name of the party to the offer with which exempt principal trader is connected:


Corporate Broker to Aston Martin Lagonda Global Holdings plc




(d) Date dealing undertaken:


17 July 2019




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


N/A



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received
(GBP)


Lowest price per unit paid/received
(GBP)




Ordinary Share
 


Purchase
 
Sale


116,915
 
72,515


10.1869
 
10.2199


9.7530
 
9.7707



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




Ordinary Share
 


Equity Swap


Long
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Short
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 


4,449
1,391
11,692
650
1,298
9
525
327
15
21
14
1,743
79
14,769
1,688
732
500
487
5
12
127
 
103
9
2
5,540
51
1
37
229
40
4,927
48
3,511
2,267
573
520
149
2,277
535
745
1,669
1,267
358
1,259
520
192
1,814
9,493
2,741
5,226
2,142
7,122
40
10,929
7
10,136
523
1,773
1,985
104
373
334
458


9.7800 GBP
9.8215 GBP
9.8495 GBP
9.8560 GBP
9.8894 GBP
9.9276 GBP
9.9299 GBP
9.9304 GBP
9.9492 GBP
9.9548 GBP
9.9639 GBP
10.0086 GBP
10.0168 GBP
10.0563 GBP
10.0714 GBP
10.0900 GBP
10.1419 GBP
10.1994 GBP
10.2141 GBP
10.2144 GBP
10.2145 GBP
 
9.7540 GBP
9.7664 GBP
9.7743 GBP
9.7800 GBP
9.7804 GBP
9.7943 GBP
9.8052 GBP
9.8056 GBP
9.8065 GBP
9.8079 GBP
9.8098 GBP
9.8105 GBP
9.8113 GBP
9.8134 GBP
9.8161 GBP
9.8168 GBP
9.8183 GBP
9.8222 GBP
9.8251 GBP
9.8335 GBP
9.8527 GBP
9.8553 GBP
9.8560 GBP
9.8602 GBP
9.8621 GBP
9.8641 GBP
9.8654 GBP
9.8658 GBP
9.8961 GBP
9.9030 GBP
9.9099 GBP
9.9567 GBP
9.9607 GBP
10.0203 GBP
10.0302 GBP
10.0600 GBP
10.0807 GBP
10.0928 GBP
10.1251 GBP
10.1253 GBP
10.1870 GBP
10.1953 GBP



 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit





































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None
 



 
 



Date of disclosure:


18 July 2019




Contact name:


Alwyn Basch




Telephone number:


020 7742 7407



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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