REG - JPMorgan Sec.Plc Aston Martin Lagonda - Form 8.5 (EPT/RI)-Aston Martin Lagonda GlblHlngplc

Aston Martin Lagonda Global HoldingsAnnouncement

27/08/2019 07:06

RNS Number : 1425K
JPMorgan Securities Plc
26 August 2019
 


FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


J.P. Morgan Securities Plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Aston Martin Lagonda Global Holdings plc




(c) Name of the party to the offer with which exempt principal trader is connected:


Corporate Broker to Aston Martin Lagonda Global Holdings plc




(d) Date dealing undertaken:


23 August 2019




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


N/A



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received
(GBP)


Lowest price per unit paid/received
(GBP)




Ordinary Share


Purchase
 
Sale


55,111
 
171,946


4.9116
 
4.9400


4.7496
 
4.7233



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




Ordinary Share


Equity Swap


Long
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Short
 
 
 
 
 
 


610
8
11,092
251
590
402
2,455
1,261
76
146
35,895
152
2,361
300
192
545
182
147
24
21
132
134
812
986
700
64
4,060
214
134
1,650
9,963
24
18
34
67
1,095
963
231
4
13,143
22
5,360
148
74
7
63
7,208
180
52
87
525
1,254
1,466
1,026
1,343
210
1,980
26,210
5
21
8,482
196
12
167
87
12
579
958
51
37
38
530
63
5,299
12
11
182
6,930
33
4
33
33
64
238
340
145
48
19
11
196
23
1
 
20,447
2,619
3,100
4,930
300
14,421
410


4.7475 GBP
4.7538 GBP
4.7540 GBP
4.7572 GBP
4.7574 GBP
4.7575 GBP
4.7576 GBP
4.7577 GBP
4.7579 GBP
4.7580 GBP
4.7591 GBP
4.7592 GBP
4.7691 GBP
4.7710 GBP
4.7732 GBP
4.7758 GBP
4.7774 GBP
4.7799 GBP
4.7817 GBP
4.7835 GBP
4.7841 GBP
4.7851 GBP
4.7852 GBP
4.7853 GBP
4.7855 GBP
4.7869 GBP
4.7870 GBP
4.7874 GBP
4.7875 GBP
4.7880 GBP
4.7882 GBP
4.7890 GBP
4.7897 GBP
4.7898 GBP
4.7899 GBP
4.7900 GBP
4.7903 GBP
4.7904 GBP
4.7906 GBP
4.7907 GBP
4.7917 GBP
4.7924 GBP
4.7942 GBP
4.7943 GBP
4.7947 GBP
4.7948 GBP
4.7976 GBP
4.7993 GBP
4.8006 GBP
4.8008 GBP
4.8010 GBP
4.8052 GBP
4.8058 GBP
4.8059 GBP
4.8060 GBP
4.8061 GBP
4.8067 GBP
4.8080 GBP
4.8105 GBP
4.8107 GBP
4.8110 GBP
4.8113 GBP
4.8137 GBP
4.8166 GBP
4.8168 GBP
4.8182 GBP
4.8188 GBP
4.8189 GBP
4.8192 GBP
4.8193 GBP
4.8204 GBP
4.8209 GBP
4.8229 GBP
4.8237 GBP
4.8241 GBP
4.8260 GBP
4.8299 GBP
4.8329 GBP
4.8478 GBP
4.8510 GBP
4.8521 GBP
4.8531 GBP
4.8537 GBP
4.8538 GBP
4.8541 GBP
4.8542 GBP
4.8544 GBP
4.8545 GBP
4.8546 GBP
4.8749 GBP
4.9050 GBP
4.9289 GBP
 
4.7540 GBP
4.7542 GBP
4.7750 GBP
4.7775 GBP
4.7840 GBP
4.7964 GBP
4.8838 GBP



 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit




Ordinary Share































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None
 



 
 



Date of disclosure:


27 August 2019




Contact name:


Alwyn Basch




Telephone number:


020 7742 7407



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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END
 
 
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