REG - JPMorgan Sec.Plc Aston Martin Lagonda - Form 8.5EPT/RIAston Martin Lagonda Global Hdgs plc

Aston Martin Lagonda Global HoldingsAnnouncement

14/08/2019 11:55

RNS Number : 0611J
JPMorgan Securities Plc
14 August 2019
 


FORM 8.5 (EPT/RI)
 
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
 
1.         KEY INFORMATION
 



(a) Name of exempt principal trader:


J.P. Morgan Securities Plc




(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
     Use a separate form for each offeror/offeree


Aston Martin Lagonda Global Holdings plc




(c) Name of the party to the offer with which exempt principal trader is connected:


Corporate Broker to Aston Martin Lagonda Global Holdings plc




(d) Date dealing undertaken:


13 August 2019




(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
     If it is a cash offer or possible cash offer, state "N/A"


N/A



 
2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER
 
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
 
The currency of all prices and other monetary amounts should be stated.
 
(a)        Purchases and sales
 



Class of relevant security


Purchases/ sales
 


Total number of securities


Highest price per unit paid/received


Lowest price per unit paid/received




Ordinary Share


Purchase
 
Sale


357,526
 
1,016,724


4.9880 GBP
 
5.0280 GBP


4.6414 GBP
 
4.6788 GBP



 
(b)        Cash-settled derivative transactions
 



Class of relevant security


Product description
e.g. CFD


Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position


Number of reference securities


Price per unit




Ordinary Share


Equity Swap


Long
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Short
 
 
 
 
 
 
 
 
 


1,592
7,792
1,711
12,984
6,139
14,832
5,663
3,960
32,479
65,368
7,272
5,366
1,313
11
14
1,823
2,602
1,230
537
96
3,413
24,588
28,523
361
250,000
667
184
2,487
12,335
2,262
110,840
1,924
12,292
6,947
3,144
1,230
791
67,525
1
10,348
747
1,815
 
10,700
5,480
1,857
1,362
9,058
2,510
1,906
17,441
3,526
1,862


4.6788 GBP
4.7585 GBP
4.7734 GBP
4.7890 GBP
4.8029 GBP
4.8127 GBP
4.8424 GBP
4.8436 GBP
4.8528 GBP
4.8533 GBP
4.8540 GBP
4.8592 GBP
4.8597 GBP
4.8618 GBP
4.8648 GBP
4.8653 GBP
4.8658 GBP
4.8659 GBP
4.8662 GBP
4.8668 GBP
4.8754 GBP
4.8755 GBP
4.8764 GBP
4.8882 GBP
4.8990 GBP
4.8999 GBP
4.9000 GBP
4.9008 GBP
4.9056 GBP
4.9076 GBP
4.9080 GBP
4.9083 GBP
4.9124 GBP
4.9143 GBP
4.9168 GBP
4.9256 GBP
4.9389 GBP
4.9426 GBP
4.9436 GBP
4.9444 GBP
4.9995 GBP
4.9997 GBP
 
4.7431 GBP
4.7853 GBP
4.8111 GBP
4.8447 GBP
4.8580 GBP
4.8613 GBP
4.9045 GBP
4.9080 GBP
4.9100 GBP
4.9176 GBP



 
(c)        Stock-settled derivative transactions (including options)
 
(i)         Writing, selling, purchasing or varying
 



Class of relevant security


Product description e.g. call option


Writing, purchasing, selling, varying etc.


Number of securities to which option relates


Exercise price per unit


Type
e.g. American, European etc.


Expiry date


Option money paid/ received per unit




Ordinary Share































 
(ii)        Exercise
 



Class of relevant security


Product description
e.g. call option


Exercising/ exercised against


Number of securities


Exercise price per unit




















 
 



 
(d)        Other dealings (including subscribing for new securities)
 



Class of relevant security


Nature of dealing
e.g. subscription, conversion


Details


Price per unit (if applicable)








 
 











 
3.         OTHER INFORMATION
 
(a)        Indemnity and other dealing arrangements
 



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"




None
 
 



 
(b)        Agreements, arrangements or understandings relating to options or derivatives
 



Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"




None
 



 
 



Date of disclosure:


14 August 2019




Contact name:


Alwyn Basch




Telephone number:


020 7742 7407



 
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 
 
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.




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