REG - Jefferies Int Ltd. Aviva PLC - Form 8.3 - Aviva plc

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RNS Number : 2844H  Jefferies International Limited.  02 May 2025

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

 (a) Full name of discloser:                                                      Jefferies International Limited
 (b) Owner or controller of interests and short positions disclosed, if
 different from 1(a):

      The naming of nominee or vehicle companies is insufficient.  For a

 trust, the trustee(s), settlor and beneficiaries must be named.
 (c) Name of offeror/offeree in relation to whose relevant securities this form   Aviva plc
 relates:

      Use a separate form for each offeror/offeree
 (d) If an exempt fund manager connected with an offeror/offeree, state this
 and specify identity of offeror/offeree:

 (e) Date position held/dealing undertaken:

      For an opening position disclosure, state the latest practicable date       1(st) May 2025
 prior to the disclosure
 (f)  In addition to the company in 1(c) above, is the discloser making
 disclosures in respect of any other party to the offer?

                                                                                Direct Line Insurance Group plc
      If it is a cash offer or possible cash offer, state "N/A"

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in\ 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

(a)        Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)

 

 

 Class of relevant security:                                                    32 17/19p ordinary

                                                                                Interests         Short positions

                                                                                Number     %      Number     %
 (1) Relevant securities owned and/or controlled:                               374,846    0.014
 (2) Cash-settled derivatives:                                                  7,501,810  0.280  7,900,201  0.295

 (3) Stock-settled derivatives 9,046,722 (including options) and agreements to
 purchase/sell:
 TOTAL:                                                                         7,876,656  0.291  7,900,201  0.295

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors'
and other employee options)

 

 Class of relevant security in relation to which subscription right exists:
 Details, including nature of the rights concerned and relevant percentages:

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

 Class of relevant security  Purchase/sale  Number of securities  Price per unit (GBX)

 32 17/19p ordinary          Purchase       25,000                556.2000

                                             15,238               557.6400

                                             94,112               558.6646

                                             1,573                559.7123

                                             37,498               561.1491

                                             44,956               561.2843

                                             350                  561.4200

                                             5,500                562.2400

                             Sale           24,939                556.3600

                                             13,000               557.1200

                                             775                  557.4400

                                             235                  559.3000

                                             612                  559.4000

                                             121                  559.6000

                                             55,911               559.8000

                                             19,452               560.0000

                                             20,000               560.4000

                                             242                  560.6000

                                             143,350              561.3192

                                             23,770               561.6000

                                             35,311               561.8000

                                             51,222               562.0000

                                             247                  562.2000

 

 

 

(b)        Cash-settled derivative transactions

 

 

 Class of relevant security  Product description  Nature of dealing                                                              Number of reference securities  Price per unit

                             e.g. CFD             e.g. opening/closing a long/short position, increasing/reducing a long/short                                   (GBX)
                                                  position
 32 17/19p ordinary          Swap                 Increasing a long position                                                     143,350                         561.3192

 

·      Please note, please also see other deal section at the bottom of
the form.

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit

                                                                                                                                                                                      e.g. American, European etc.

 

(ii)        Exercise

 

 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit

                             e.g. call option

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)

                             e.g. subscription, conversion

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which may
 be an inducement to deal or refrain from dealing entered into by the person
 making the disclosure and any party to the offer or any person acting in
 concert with a party to the offer:

 Irrevocable commitments and letters of intent should not be included.  If
 there are no such agreements, arrangements or understandings, state "none"
 None

 

(b)        Agreements, arrangements or understandings relating to
options or derivatives

 

 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:

 If there are no such agreements, arrangements or understandings, state "none"
 None

 

(c)        Attachments

 

 Is a Supplemental Form 8 (Open Positions) attached?  NO

 

 

 Date of disclosure:  2(nd) May 2025
 Contact name:        Jason Williams
 Telephone number     020 7029 8706

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .

 

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