REG - Macquarie Group Ltd Macquarie Group Ltd BHP Group Limited - Form 8.3 - BHP Group Ltd
17/05/2024 15:30
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240517:nRSQ9722Oa&default-theme=true
RNS Number : 9722O Macquarie Group Ltd 17 May 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if Macquarie Group Limited
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Ltd
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this N/A
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 16(th) May 2024
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes, Anglo American PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Ordinary NPV & ADR
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 115,038,645 2.26 0 0
(2) Cash-settled derivatives: 0 0 0 0
(3) Stock-settled derivatives (including options) and agreements to 220,272 0.004 31,920 0.001
purchase/sell:
115,258,917 2.27 31,920 0.001
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary NPV Purchase 24,821 AUD 44.31
Ordinary NPV Purchase 36 AUD 44.445
Ordinary NPV Purchase 1,517 AUD 44.45
Ordinary NPV Purchase 353 AUD 44.455
Ordinary NPV Purchase 5,653 AUD 44.46
Ordinary NPV Purchase 3,565 AUD 44.47
Ordinary NPV Purchase 1,689 AUD 44.475
Ordinary NPV Purchase 6,713 AUD 44.48
Ordinary NPV Purchase 578 AUD 44.485
Ordinary NPV Purchase 26,168 AUD 44.49
Ordinary NPV Purchase 275 AUD 44.495
Ordinary NPV Purchase 293,009 AUD 44.50
Ordinary NPV Purchase 2,229 AUD 44.505
Ordinary NPV Purchase 6,556 AUD 44.51
Ordinary NPV Purchase 2,153 AUD 44.515
Ordinary NPV Purchase 5,631 AUD 44.52
Ordinary NPV Purchase 4,301 AUD 44.525
Ordinary NPV Purchase 23,335 AUD 44.53
Ordinary NPV Purchase 118,948 AUD 44.54
Ordinary NPV Purchase 8,953 AUD 44.55
Ordinary NPV Purchase 12,205 AUD 44.56
Ordinary NPV Purchase 1,638 AUD 44.57
Ordinary NPV Purchase 3,924 AUD 44.58
Ordinary NPV Purchase 1,017 AUD 44.585
Ordinary NPV Purchase 2,209 AUD 44.59
Ordinary NPV Purchase 1,323 AUD 44.60
Ordinary NPV Purchase 2,578 AUD 44.61
Ordinary NPV Purchase 214 AUD 44.62
Ordinary NPV Purchase 2,922 AUD 44.63
Ordinary NPV Purchase 289 AUD 44.635
Ordinary NPV Purchase 96 AUD 44.645
Ordinary NPV Purchase 90 AUD 44.65
Ordinary NPV Purchase 926 AUD 44.66
Ordinary NPV Purchase 93,278 AUD 44.67
Ordinary NPV Purchase 2,778 AUD 44.68
Ordinary NPV Purchase 3,704 AUD 44.69
Ordinary NPV Purchase 1,204 AUD 44.70
Ordinary NPV Purchase 467 AUD 44.71
Ordinary NPV Purchase 2,634 AUD 44.72
Ordinary NPV Purchase 2,848 AUD 44.73
Ordinary NPV Purchase 2,634 AUD 44.74
Ordinary NPV Purchase 3,210 AUD 44.75
Ordinary NPV Purchase 198 AUD 44.755
Ordinary NPV Purchase 110 AUD 45.11
Ordinary NPV Sale 2,000 GBP 23.50
Ordinary NPV Sale 1,000 GBP 23.56
Ordinary NPV Sale 1,000 GBP 23.57
Ordinary NPV Sale 24,821 AUD 44.31
Ordinary NPV Sale 500 AUD 44.42
Ordinary NPV Sale 2,500 AUD 44.44
Ordinary NPV Sale 4,622 AUD 44.50
Ordinary NPV Sale 2,092 AUD 44.515
Ordinary NPV Sale 1,811 AUD 44.52
Ordinary NPV Sale 1,500 AUD 44.525
Ordinary NPV Sale 1,006,707 AUD 44.54
Ordinary NPV Sale 1,000 AUD 44.545
Ordinary NPV Sale 100 AUD 44.55
Ordinary NPV Sale 166 AUD 44.57
Ordinary NPV Sale 991 AUD 44.59
Ordinary NPV Sale 4,461 AUD 44.60
Ordinary NPV Sale 548 AUD 44.61
Ordinary NPV Sale 500 AUD 44.62
Ordinary NPV Sale 800 AUD 44.625
Ordinary NPV Sale 6,851 AUD 44.63
Ordinary NPV Sale 883 AUD 44.635
Ordinary NPV Sale 1 AUD 44.64
Ordinary NPV Sale 13,587 AUD 44.645
Ordinary NPV Sale 11 AUD 44.65
Ordinary NPV Sale 5,330 AUD 44.66
Ordinary NPV Sale 1,048 AUD 44.665
Ordinary NPV Sale 53,003 AUD 44.67
Ordinary NPV Sale 9,932 AUD 44.675
Ordinary NPV Sale 10,092 AUD 44.68
Ordinary NPV Sale 327 AUD 44.685
Ordinary NPV Sale 2,190 AUD 44.695
Ordinary NPV Sale 31,553 AUD 44.70
Ordinary NPV Sale 17,213 AUD 44.705
Ordinary NPV Sale 1,600 AUD 44.71
Ordinary NPV Sale 2,201 AUD 44.715
Ordinary NPV Sale 11,149 AUD 44.725
Ordinary NPV Sale 12,571 AUD 44.735
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
Ordinary NPV Call Option Purchasing 3,360 AUD 44.59 American 20240620 AUD 1.22
Ordinary NPV Put Option Expiry/ 2,000 AUD 43.00 American 20240516 0
Closeout
Ordinary NPV Call Option Expiry/ Closeout 100,000 AUD 48.00 American 20240516 0
Ordinary NPV Put Option Expiry/ Closeout 14,600 AUD 44.00 American 20240516 0
Ordinary NPV Call Option Expiry/ Closeout 5,000 AUD 49.00 American 20240516 0
Ordinary NPV Call Option Expiry/ Closeout 5,500 AUD 47.00 American 20240516 0
Ordinary NPV Call Option Expiry/ Closeout 9,300 AUD 46.50 American 20240516 0
Ordinary NPV Call Option Expiry/ Closeout 1,100 AUD 46.00 American 20240516 0
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
Ordinary NPV Call Option Exercising 301,000 AUD 44.50
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
Ordinary NPV Client account transfer in 4,968
Ordinary NPV Client account transfer out 4,186
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Macquarie Group Limited
Name of offeror/offeree in relation to whose relevant securities the BHP Group Ltd
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
e.g. American, European etc.
Ordinary NPV Call Option Purchased AUD 44.60 European 20240620
3,360
Ordinary NPV Put Option Purchased AUD 44.60 European 20240620
1,120
Ordinary NPV Call Option Purchased AUD 50.84 European 20240620
896
Ordinary NPV Call Option Purchased AUD 47.26 American 20240620
1,120
Ordinary NPV Put Option Purchased AUD 41.03 European 20240620
1,680
Ordinary NPV Call Option Purchased AUD 43.70 American 20240620
28,000
Ordinary NPV Put Option Purchased AUD 43.70 American 20240620
28,000
Ordinary NPV Put Option Purchased AUD 42.36 American 20240620
1,120
Ordinary NPV Call Option Purchased AUD 46.38 European 20240620
6,160
Ordinary NPV Call Option Purchased AUD 48.16 European 20240620
5,040
Ordinary NPV Call Option Purchased AUD 46.37 American 20240620
71,344
Ordinary NPV Call Option Purchased AUD 49.05 American 20240620
99,792
Ordinary NPV Call Option Purchased AUD 47.50 American 20240718
700
Ordinary NPV Call Option Purchased AUD 47.00 American 20240718
500
Ordinary NPV Call Option Purchased AUD 44.59 American 20240620
3,360
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
Date of disclosure: 17(th) May 2024
Contact name: Stephanie Kannimmel
Telephone number*: +44 20 3037 2936
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END RETSFFFLWELSEEIRecent news on BHP
See all newsREG - UBS Asset Management BHP Group Limited - Form 8.3 - BHP Group Limited
AnnouncementREG - Credit Suisse Intl BHP Group Limited - Form 8.5 (EPT/NON-RI) - BHP Group Limited
AnnouncementREG - Morgan Stanley & Co. BHP Group Limited - Form 8.5 (EPT/RI)- Replacement of BHP Group
AnnouncementREG - Perpetual Limited BHP Group Limited - Form 8.3 - BHP Group Ltd
AnnouncementREG - BlackRock Group BHP Group Limited - Form 8.3 - BHP Group Limited
Announcement