REG - Macquarie Group Ltd Macquarie Group Ltd BHP Group Limited - Form 8.3 - BHP Group Ltd
20/05/2024 15:30
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RNS Number : 1558P Macquarie Group Ltd 20 May 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if Macquarie Group Limited
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Ltd
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this N/A
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 17(th) May 2024
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making Yes, Anglo American PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Ordinary NPV & ADR's
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 114,697,822 2.26 0 0
(2) Cash-settled derivatives: 0 0 0 0
(3) Stock-settled derivatives (including options) and agreements to 364,032 0.007 494,480 0.0009
purchase/sell:
115,061,854 2.26 494,480 0.0009
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
Ordinary NPV Purchase 556 44.83 AUD
Ordinary NPV Purchase 4,189 44.835 AUD
Ordinary NPV Purchase 916 44.84 AUD
Ordinary NPV Purchase 1,981 44.85 AUD
Ordinary NPV Purchase 23 44.87 AUD
Ordinary NPV Purchase 21 44.875 AUD
Ordinary NPV Purchase 414,580 44.89 AUD
Ordinary NPV Purchase 87 44.905 AUD
Ordinary NPV Purchase 8,438 44.95 AUD
Ordinary NPV Purchase 52 44.975 AUD
Ordinary NPV Purchase 11,360 44.98 AUD
Ordinary NPV Purchase 2,457 44.99 AUD
Ordinary NPV Purchase 500 44.995 AUD
Ordinary NPV Purchase 500 45 AUD
Ordinary NPV Purchase 140,000 45.0047 AUD
Ordinary NPV Purchase 1,000 45.005 AUD
Ordinary NPV Purchase 1,500 45.01 AUD
Ordinary NPV Purchase 1,079 45.015 AUD
Ordinary NPV Purchase 2,281 45.02 AUD
Ordinary NPV Purchase 32,549 45.03 AUD
Ordinary NPV Purchase 189 45.035 AUD
Ordinary NPV Purchase 2,049 45.04 AUD
Ordinary NPV Purchase 300 45.045 AUD
Ordinary NPV Purchase 14,437 45.05 AUD
Ordinary NPV Purchase 11,900 45.07 AUD
Ordinary NPV Purchase 43 45.085 AUD
Ordinary NPV Purchase 1,957 45.09 AUD
Ordinary NPV Purchase 1,000 45.1 AUD
Ordinary NPV Sale 1,000 23.65 GBP
Ordinary NPV Sale 1,000 23.8 GBP
Ordinary NPV Sale 1,000 23.85 GBP
Ordinary NPV Sale 1,000 23.9 GBP
Ordinary NPV Sale 2,000 23.92 GBP
Ordinary NPV Sale 2,000 23.99 GBP
Ordinary NPV Sale 3,000 24 GBP
Ordinary NPV Sale 221 44.84 AUD
Ordinary NPV Sale 529 44.845 AUD
Ordinary NPV Sale 52,534 44.85 AUD
Ordinary NPV Sale 92 44.87 AUD
Ordinary NPV Sale 768,655 44.89 AUD
Ordinary NPV Sale 500 44.895 AUD
Ordinary NPV Sale 6,180 44.91 AUD
Ordinary NPV Sale 2,500 44.94 AUD
Ordinary NPV Sale 500 44.945 AUD
Ordinary NPV Sale 150 44.955 AUD
Ordinary NPV Sale 4,919 44.97 AUD
Ordinary NPV Sale 81 44.975 AUD
Ordinary NPV Sale 500 44.985 AUD
Ordinary NPV Sale 12,796 44.995 AUD
Ordinary NPV Sale 12,573 45 AUD
Ordinary NPV Sale 15,968 45.005 AUD
Ordinary NPV Sale 16,750 45.01 AUD
Ordinary NPV Sale 8,843 45.015 AUD
Ordinary NPV Sale 10,366 45.02 AUD
Ordinary NPV Sale 12,442 45.025 AUD
Ordinary NPV Sale 37,152 45.03 AUD
Ordinary NPV Sale 7,118 45.035 AUD
Ordinary NPV Sale 6,137 45.04 AUD
Ordinary NPV Sale 1,000 45.05 AUD
Ordinary NPV Sale 3,036 45.06 AUD
Ordinary NPV Sale 1,000 45.065 AUD
Ordinary NPV Sale 2,505 45.07 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
Ordinary NPV Call Option Purchasing 1,500 48 AUD American 20240815 0.85 AUD
Ordinary NPV Call Option Purchasing 1,120 45.48 AUD American 20240620 0.95 AUD
Ordinary NPV Put Option Purchasing 5,600 43.25 AUD American 20240620 0.45 AUD
Ordinary NPV Call Option Purchasing 2,500 47.5 AUD American 20240718 0.615 AUD
Ordinary NPV Call Option Purchasing 4,480 45.48 AUD American 20240620 0.95 AUD
Ordinary NPV Call Option Purchasing 1,500 48 AUD American 20240815 0.85 AUD
Ordinary NPV Call Option Purchasing 672 47.27 AUD European 20240620 0.305 AUD
Ordinary NPV Call Option Purchasing 1,008 45.48 AUD American 20240620 0.9 AUD
Ordinary NPV Put Option Purchasing 560 41.92 AUD European 20240620 0.2 AUD
Ordinary NPV Call Option Purchasing 1,100 46.5 AUD American 20240815 1.42 AUD
Ordinary NPV Call Option Purchasing 19,000 48 AUD American 20240718 0.52 AUD
Ordinary NPV Put Option Purchasing 1,120 43.25 AUD American 20240620 0.445 AUD
Ordinary NPV Call Option Purchasing 112,000 47.26 AUD American 20240620 0.385 AUD
Ordinary NPV Put Option Purchasing 5,040 43.25 AUD American 20240620 0.43 AUD
Ordinary NPV Put Option Purchasing 2,240 45.49 AUD European 20240620 1.26 AUD
Ordinary NPV Call Option Selling 1,120 45.48 AUD American 20240620 0.9 AUD
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
Ordinary NPV Client Account Transfer in 4,918
Ordinary NPV Client Account Transfer out 5,638
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? Yes
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Macquarie Group Limited
Name of offeror/offeree in relation to whose relevant securities the BHP Group Ltd
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
e.g. American, European etc.
Ordinary NPV Call Option Purchased 3,360 AUD 44.60 European 20240620
Ordinary NPV Put Option Purchased 1,120 AUD 44.60 European 20240620
Ordinary NPV Call Option Purchased 896 AUD 50.84 European 20240620
Ordinary NPV Call Option Purchased 113,120 AUD 47.26 American 20240620
Ordinary NPV Put Option Purchased 1,680 AUD 41.03 European 20240620
Ordinary NPV Call Option Purchased 28,000 AUD 43.70 American 20240620
Ordinary NPV Put Option Purchased 28,000 AUD 43.70 American 20240620
Ordinary NPV Put Option Purchased 1,120 AUD 42.36 American 20240620
Ordinary NPV Call Option Purchased 6,160 AUD 46.38 European 20240620
Ordinary NPV Call Option Purchased 5,040 AUD 48.16 European 20240620
Ordinary NPV Call Option Purchased 71,344 AUD 46.37 American 20240620
Ordinary NPV Call Option Purchased 99,792 AUD 49.05 American 20240620
Ordinary NPV Call Option Purchased 3,200 AUD 47.50 American 20240718
Ordinary NPV Call Option Purchased 500 AUD 47.00 American 20240718
Ordinary NPV Call Option Purchased 3,360 AUD 44.59 American 20240620
Ordinary NPV Call Option Purchased 5,488 AUD 45.48 American 20240620
Ordinary NPV Call Option Purchased 1,100 AUD 46.50 American 20240815
Ordinary NPV Call Option Purchased 3,000 AUD 48.00 American 20240815
Ordinary NPV Call Option Purchased 19,000 AUD 48.00 American 20240718
Ordinary NPV Call Option Purchased 672 AUD 47.27 European 20240620
Ordinary NPV Put Option Purchased 11,760 AUD 43.25 American 20240620
Ordinary NPV Put Option Purchased 560 AUD 41.92 European 20240620
Ordinary NPV Put Option Purchased 2,240 AUD 45.49 European 20240620
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
Date of disclosure: 20(th) May 2024
Contact name: Kieran Prendergast
Telephone number*: +44 20 3037 2956
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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