REG - Macquarie Group Ltd Macquarie Group Ltd BHP Group Limited - Form 8.3 - BHP Group Ltd
22/05/2024 12:45
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RNS Number : 4980P Macquarie Group Ltd 22 May 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Macquarie Group Limited
(b) Owner or controller of interests and short positions disclosed, if Macquarie Group Limited
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Ltd
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this N/A
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 21(st) May 2024
For an opening position disclosure, state the latest practicable date
prior to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making No
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following the dealing
(if any)
Class of relevant security: Ordinary NPV & ADR's
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or controlled: 114,758,948 2.26 10,000 0.0001
(2) Cash-settled derivatives: 0 0 0 0
(3) Stock-settled derivatives (including options) and agreements to 367,840 0.007 495,600 0.009
purchase/sell:
115,126,788 2.27 505,600 0.009
TOTAL:
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
ADR Purchase 5,000 USD 61.63
ADR Sale 5,000 USD 61.63
ADR Sale 100 USD 61.65
ADR Sale 100 USD 61.662
ADR Sale 100 USD 61.665
ADR Sale 200 USD 61.67
ADR Sale 100 USD 61.675
ADR Sale 568 USD 61.68
ADR Sale 100 USD 61.683
ADR Sale 589 USD 61.685
ADR Sale 720 USD 61.69
ADR Sale 416 USD 61.695
ADR Sale 401 USD 61.70
ADR Sale 400 USD 61.71
ADR Sale 606 USD 61.72
ADR Sale 98 USD 61.725
ADR Sale 69 USD 61.73
ADR Sale 365 USD 61.75
ADR Sale 68 USD 61.76
Ordinary NPV Purchase 500 AUD 45.65
Ordinary NPV Purchase 500 AUD 45.67
Ordinary NPV Purchase 2,000 AUD 45.71
Ordinary NPV Purchase 1,000 AUD 45.72
Ordinary NPV Purchase 1,000 AUD 45.76
Ordinary NPV Purchase 500 AUD 45.77
Ordinary NPV Purchase 2,000 AUD 45.805
Ordinary NPV Purchase 2,000 AUD 45.81
Ordinary NPV Purchase 4,608 AUD 45.84
Ordinary NPV Purchase 158 AUD 45.85
Ordinary NPV Purchase 10,872 AUD 45.86
Ordinary NPV Purchase 133 AUD 45.87
Ordinary NPV Purchase 1,475 AUD 45.88
Ordinary NPV Purchase 98 AUD 45.89
Ordinary NPV Purchase 76 AUD 45.895
Ordinary NPV Purchase 73 AUD 45.90
Ordinary NPV Purchase 2,173 AUD 45.91
Ordinary NPV Purchase 167 AUD 45.92
Ordinary NPV Purchase 143 AUD 45.93
Ordinary NPV Purchase 1,524 AUD 45.94
Ordinary NPV Purchase 312 AUD 45.95
Ordinary NPV Purchase 1,214 AUD 45.955
Ordinary NPV Purchase 4,801 AUD 45.96
Ordinary NPV Purchase 65,898 AUD 46.00
Ordinary NPV Purchase 140,899 AUD 46.04
Ordinary NPV Sale 390 AUD 45.68
Ordinary NPV Sale 110 AUD 45.685
Ordinary NPV Sale 532 AUD 45.69
Ordinary NPV Sale 468 AUD 45.70
Ordinary NPV Sale 1,000 AUD 45.78
Ordinary NPV Sale 1,073 AUD 45.79
Ordinary NPV Sale 927 AUD 45.795
Ordinary NPV Sale 1,500 AUD 45.80
Ordinary NPV Sale 3,358 AUD 45.85
Ordinary NPV Sale 4,854 AUD 45.86
Ordinary NPV Sale 146 AUD 45.865
Ordinary NPV Sale 150 AUD 45.90
Ordinary NPV Sale 3,780 AUD 45.91
Ordinary NPV Sale 2,225 AUD 45.92
Ordinary NPV Sale 335 AUD 45.925
Ordinary NPV Sale 1,619 AUD 45.94
Ordinary NPV Sale 361 AUD 45.95
Ordinary NPV Sale 149 AUD 45.96
Ordinary NPV Sale 8,298 AUD 45.98
Ordinary NPV Sale 1,784 AUD 45.985
Ordinary NPV Sale 2,594 AUD 45.99
Ordinary NPV Sale 324 AUD 45.995
Ordinary NPV Sale 12,161 AUD 46.00
Ordinary NPV Sale 71,814 AUD 46.04
Ordinary NPV Sale 4,000 GBP 24.30
Ordinary NPV Sale 1,955 GBP 24.31
Ordinary NPV Sale 2,045 GBP 24.32
Ordinary NPV Sale 2,000 GBP 24.39
Ordinary NPV Sale 2,000 GBP 24.45
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
Ordinary NPV Client Account transfer in 3,497
Ordinary NPV Client Account transfer out 6,044
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: Macquarie Group Limited
Name of offeror/offeree in relation to whose relevant securities the BHP Group Limited
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit Type Expiry date
e.g. American, European etc.
Ordinary NPV Call Option Purchased 3,360 AUD 44.60 European 20240620
Ordinary NPV Call Option Purchased 896 AUD 50.84 European 20240620
Ordinary NPV Call Option Purchased 113,456 AUD 47.26 American 20240620
Ordinary NPV Call Option Purchased 28,000 AUD 43.70 American 20240620
Ordinary NPV Call Option Purchased 9,632 AUD 46.38 European 20240620
Ordinary NPV Call Option Purchased 5,040 AUD 48.16 European 20240620
Ordinary NPV Call Option Purchased 71,344 AUD 46.37 American 20240620
Ordinary NPV Call Option Purchased 99,792 AUD 49.05 American 20240620
Ordinary NPV Call Option Purchased 3,200 AUD 47.50 American 20240718
Ordinary NPV Call Option Purchased 500 AUD 47 American 20240718
Ordinary NPV Call Option Purchased 3,360 AUD 44.59 American 20240620
Ordinary NPV Call Option Purchased 5,488 AUD 45.48 American 20240620
Ordinary NPV Call Option Purchased 1,100 AUD 46.50 American 20240815
Ordinary NPV Call Option Purchased 3,000 AUD 48 American 20240815
Ordinary NPV Call Option Purchased 19,000 AUD 48 American 20240718
Ordinary NPV Call Option Purchased 672 AUD 47.27 European 20240620
Ordinary NPV OTC Call Option Purchased 52,518 AUD 44.69 European 20240620
Ordinary NPV OTC Call Option Purchased 46,385 AUD 44.67 European 20240620
Ordinary NPV OTC Call Option Purchased 83,228 AUD 45.88 European 20240620
Ordinary NPV Put Option Purchased 1,120 AUD 44.60 European 20240620
Ordinary NPV Put Option Purchased 1,680 AUD 41.03 European 20240620
Ordinary NPV Put Option Purchased 476,000 AUD 43.70 American 20240620
Ordinary NPV Put Option Purchased 1,120 AUD 42.36 American 20240620
Ordinary NPV Put Option Purchased 560 AUD 41.92 European 20240620
Ordinary NPV Put Option Purchased 11,760 AUD 43.25 American 20240620
Ordinary NPV Put Option Purchased 2,240 AUD 45.49 European 20240620
Ordinary NPV Put Option Purchased 1,120 AUD 43.71 European 20240620
Ordinary NPV OTC Put Option Purchased 10,100 AUD 45.65 European 20241219
Ordinary NPV OTC Put Option Purchased 60,208 AUD 44.78 European 20241219
Ordinary NPV OTC Put Option Purchased 52,518 AUD 44.69 European 20240620
Ordinary NPV OTC Put Option Purchased 46,385 AUD 44.67 European 20240620
Ordinary NPV OTC Put Option Purchased 83,228 AUD 45.88 European 20240620
Ordinary NPV OTC Call Option Written 52,518 AUD 44.69 European 20240620
Ordinary NPV OTC Call Option Written 46,385 AUD 44.67 European 20240620
Ordinary NPV OTC Call Option Written 83,228 AUD 45.88 European 20240620
Ordinary NPV OTC Put Option Written 10,100 AUD 45.65 European 20241219
Ordinary NPV OTC Put Option Written 60,208 AUD 44.78 European 20241219
Ordinary NPV OTC Put Option Written 52,518 AUD 44.69 European 20240620
Ordinary NPV OTC Put Option Written 46,385 AUD 44.67 European 20240620
Ordinary NPV OTC Put Option Written 83,228 AUD 45.88 European 20240620
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
Date of disclosure: 22(nd) May 2024
Contact name: Kieran Prendergast
Telephone number*: +44 20 3037 2956
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel's Market
Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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