REG - Barclays PLC BHP Group Limited - Form 8.5 (EPT/NON-RI)BARCLAYS CAPITAL SECURITIES L
29/05/2024 11:30
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RNS Number : 2948Q Barclays PLC 29 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose BHP GROUP LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 28 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
ANGLO AMERICAN PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: Ordinary NPV
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 8,186,428 0.16% 5,324,464 0.10%
(2) Cash-settled derivatives: 4,794,284 0.09% 4,936,642 0.10%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
12,980,712 0.26% 10,261,106 0.20%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
Ordinary NPV Purchase 865851 23.4900 GBP 23.2250 GBP
Ordinary NPV Sale 205154 45.3080 AUD 45.0693 AUD
Ordinary NPV Sale 402603 23.4900 GBP 23.2224 GBP
Ordinary NPV Purchase 1199545 45.1500 AUD 45.0693 AUD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
Ordinary NPV CFD Closing Long 2,823 23.3679 GBP
Ordinary NPV CFD Closing Long 4,939 23.3569 GBP
Ordinary NPV CFD Closing Long 7,704 23.2835 GBP
Ordinary NPV CFD Closing Long 11,505 23.3611 GBP
Ordinary NPV CFD Closing Long 13,477 23.3481 GBP
Ordinary NPV CFD Closing Long 18,882 23.3500 GBP
Ordinary NPV SWAP Decreasing Long 239 546.2800 ZAR
Ordinary NPV CFD Decreasing Long 400 545.4586 ZAR
Ordinary NPV SWAP Decreasing Long 874 546.8737 ZAR
Ordinary NPV SWAP Decreasing Long 1,863 547.7603 ZAR
Ordinary NPV CFD Decreasing Long 2,636 45.0800 AUD
Ordinary NPV SWAP Decreasing Long 2,835 547.8146 ZAR
Ordinary NPV SWAP Decreasing Long 3,501 547.2757 ZAR
Ordinary NPV CFD Decreasing Long 3,641 546.0530 ZAR
Ordinary NPV SWAP Decreasing Long 5,274 547.5580 ZAR
Ordinary NPV CFD Decreasing Long 6,222 45.0856 AUD
Ordinary NPV CFD Decreasing Long 23,654 45.0836 AUD
Ordinary NPV CFD Decreasing Long 31,664 547.0106 ZAR
Ordinary NPV SWAP Decreasing Short 56 23.2598 GBP
Ordinary NPV SWAP Decreasing Short 85 23.2500 GBP
Ordinary NPV SWAP Decreasing Short 104 23.3397 GBP
Ordinary NPV SWAP Decreasing Short 122 23.3200 GBP
Ordinary NPV SWAP Decreasing Short 155 23.4271 GBP
Ordinary NPV SWAP Decreasing Short 214 23.4800 GBP
Ordinary NPV SWAP Decreasing Short 232 23.2796 GBP
Ordinary NPV SWAP Decreasing Short 239 546.2800 ZAR
Ordinary NPV SWAP Decreasing Short 400 545.2950 ZAR
Ordinary NPV SWAP Decreasing Short 441 23.3010 GBP
Ordinary NPV SWAP Decreasing Short 490 23.2916 GBP
Ordinary NPV SWAP Decreasing Short 556 23.3454 GBP
Ordinary NPV SWAP Decreasing Short 1,144 23.3384 GBP
Ordinary NPV SWAP Decreasing Short 1,213 23.2840 GBP
Ordinary NPV SWAP Decreasing Short 1,241 23.2743 GBP
Ordinary NPV SWAP Decreasing Short 1,863 547.7603 ZAR
Ordinary NPV SWAP Decreasing Short 2,193 23.3015 GBP
Ordinary NPV SWAP Decreasing Short 2,835 547.8146 ZAR
Ordinary NPV SWAP Decreasing Short 3,479 23.3354 GBP
Ordinary NPV SWAP Decreasing Short 5,216 23.3862 GBP
Ordinary NPV SWAP Decreasing Short 5,274 547.5580 ZAR
Ordinary NPV SWAP Decreasing Short 5,551 23.2349 GBP
Ordinary NPV SWAP Decreasing Short 8,998 23.3500 GBP
Ordinary NPV SWAP Decreasing Short 13,500 23.3337 GBP
Ordinary NPV SWAP Decreasing Short 14,195 45.3034 AUD
Ordinary NPV CFD Increasing Long 27 45.3644 AUD
Ordinary NPV CFD Increasing Long 874 546.6550 ZAR
Ordinary NPV SWAP Increasing Long 2,290 547.0554 ZAR
Ordinary NPV CFD Increasing Long 2,500 45.2032 AUD
Ordinary NPV CFD Increasing Long 2,636 45.0800 AUD
Ordinary NPV CFD Increasing Long 3,501 547.1252 ZAR
Ordinary NPV SWAP Increasing Long 3,641 545.9029 ZAR
Ordinary NPV SWAP Increasing Long 3,732 546.4319 ZAR
Ordinary NPV SWAP Increasing Long 6,336 546.5323 ZAR
Ordinary NPV SWAP Increasing Long 31,664 546.8602 ZAR
Ordinary NPV SWAP Increasing Long 40,000 45.1444 AUD
Ordinary NPV CFD Increasing Long 92,083 546.7419 ZAR
Ordinary NPV SWAP Increasing Short 116 23.2796 GBP
Ordinary NPV SWAP Increasing Short 211 23.3321 GBP
Ordinary NPV SWAP Increasing Short 306 23.3917 GBP
Ordinary NPV SWAP Increasing Short 332 23.2949 GBP
Ordinary NPV SWAP Increasing Short 337 23.3176 GBP
Ordinary NPV SWAP Increasing Short 595 23.2769 GBP
Ordinary NPV SWAP Increasing Short 1,479 23.3425 GBP
Ordinary NPV SWAP Increasing Short 1,980 23.2760 GBP
Ordinary NPV SWAP Increasing Short 2,290 547.0554 ZAR
Ordinary NPV SWAP Increasing Short 2,919 23.2940 GBP
Ordinary NPV SWAP Increasing Short 3,299 23.3501 GBP
Ordinary NPV SWAP Increasing Short 3,732 546.4319 ZAR
Ordinary NPV SWAP Increasing Short 6,336 546.5323 ZAR
Ordinary NPV SWAP Increasing Short 7,747 23.2772 GBP
Ordinary NPV SWAP Increasing Short 9,892 23.3500 GBP
Ordinary NPV SWAP Increasing Short 20,498 23.3503 GBP
Ordinary NPV SWAP Increasing Short 33,590 23.3113 GBP
Ordinary NPV SWAP Increasing Short 36,450 23.3486 GBP
Ordinary NPV SWAP Increasing Short 42,891 23.3003 GBP
Ordinary NPV SWAP Increasing Short 75,414 23.2920 GBP
Ordinary NPV SWAP Increasing Short 92,083 546.9060 ZAR
Ordinary NPV CFD Opening Short 1,061 23.3500 GBP
Ordinary NPV CFD Opening Short 1,335 23.2683 GBP
Ordinary NPV CFD Opening Short 3,021 23.3170 GBP
Ordinary NPV CFD Opening Short 25,094 23.2949 GBP
Ordinary NPV CFD Opening Short 42,424 23.2802 GBP
Ordinary NPV CFD Opening Short 79,996 23.3532 GBP
Ordinary NPV CFD Opening Short 176,510 23.3200 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 29 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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