REG - Barclays PLC BHP Group Limited - Form 8.5 (EPT/NON-RI) - BHP Group Limited
23/05/2024 11:45
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RNS Number : 6801P Barclays PLC 23 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose BHP GROUP LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 22 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
ANGLO AMERICAN PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: Ordinary NPV
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 9,238,731 0.18% 7,164,494 0.14%
(2) Cash-settled derivatives: 5,851,624 0.12% 5,800,122 0.11%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
15,090,355 0.30% 12,964,616 0.26%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
Ordinary NPV Purchase 735081 24.1350 GBP 23.2700 GBP
Ordinary NPV Sale 691359 24.1450 GBP 23.2670 GBP
Ordinary NPV Sale 940500 551.5609 ZAR 543.8224 ZAR
Ordinary NPV Purchase 334166 46.3832 AUD 46.1371 AUD
Ordinary NPV Sale 303583 46.3649 AUD 46.2290 AUD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
Ordinary NPV SWAP Decreasing Long 2 545.1400 ZAR
Ordinary NPV CFD Decreasing Long 130 554.9826 ZAR
Ordinary NPV SWAP Decreasing Long 399 24.0249 GBP
Ordinary NPV SWAP Decreasing Long 456 23.9841 GBP
Ordinary NPV SWAP Decreasing Long 633 553.7960 ZAR
Ordinary NPV CFD Decreasing Long 802 46.1561 AUD
Ordinary NPV SWAP Decreasing Long 1,478 23.2904 GBP
Ordinary NPV SWAP Decreasing Long 1,486 23.3969 GBP
Ordinary NPV SWAP Decreasing Long 2,855 557.5168 ZAR
Ordinary NPV CFD Decreasing Long 3,000 46.3869 AUD
Ordinary NPV SWAP Decreasing Long 3,961 557.2279 ZAR
Ordinary NPV SWAP Decreasing Long 8,382 556.4015 ZAR
Ordinary NPV SWAP Decreasing Long 8,536 558.3206 ZAR
Ordinary NPV CFD Decreasing Long 12,128 46.2457 AUD
Ordinary NPV SWAP Decreasing Long 13,726 550.3694 ZAR
Ordinary NPV SWAP Decreasing Long 17,064 544.3900 ZAR
Ordinary NPV CFD Decreasing Long 24,219 546.1331 ZAR
Ordinary NPV SWAP Decreasing Long 24,406 24.0170 GBP
Ordinary NPV SWAP Decreasing Long 35,606 24.0192 GBP
Ordinary NPV CFD Decreasing Long 47,446 46.3283 AUD
Ordinary NPV CFD Decreasing Long 177,215 543.8919 ZAR
Ordinary NPV SWAP Decreasing Short 2 545.1400 ZAR
Ordinary NPV SWAP Decreasing Short 11 23.9696 GBP
Ordinary NPV SWAP Decreasing Short 54 23.4398 GBP
Ordinary NPV SWAP Decreasing Short 61 24.0309 GBP
Ordinary NPV SWAP Decreasing Short 66 24.0798 GBP
Ordinary NPV SWAP Decreasing Short 127 23.2898 GBP
Ordinary NPV SWAP Decreasing Short 359 24.0066 GBP
Ordinary NPV CFD Decreasing Short 510 23.2900 GBP
Ordinary NPV SWAP Decreasing Short 529 543.9273 ZAR
Ordinary NPV CFD Decreasing Short 578 23.7552 GBP
Ordinary NPV SWAP Decreasing Short 633 553.7960 ZAR
Ordinary NPV SWAP Decreasing Short 1,101 23.9298 GBP
Ordinary NPV SWAP Decreasing Short 1,114 46.3165 AUD
Ordinary NPV SWAP Decreasing Short 1,160 23.9536 GBP
Ordinary NPV CFD Decreasing Short 1,376 23.3688 GBP
Ordinary NPV SWAP Decreasing Short 2,855 557.5168 ZAR
Ordinary NPV SWAP Decreasing Short 4,192 23.9674 GBP
Ordinary NPV SWAP Decreasing Short 8,382 556.4015 ZAR
Ordinary NPV SWAP Decreasing Short 15,091 24.0924 GBP
Ordinary NPV CFD Decreasing Short 15,318 23.2881 GBP
Ordinary NPV SWAP Decreasing Short 16,687 23.4650 GBP
Ordinary NPV SWAP Decreasing Short 17,064 544.3900 ZAR
Ordinary NPV CFD Decreasing Short 20,397 23.5937 GBP
Ordinary NPV SWAP Decreasing Short 28,662 23.5208 GBP
Ordinary NPV SWAP Decreasing Short 35,620 23.4969 GBP
Ordinary NPV CFD Decreasing Short 39,814 23.7421 GBP
Ordinary NPV CFD Decreasing Short 112,204 23.5509 GBP
Ordinary NPV CFD Decreasing Short 153,677 23.5301 GBP
Ordinary NPV SWAP Decreasing Short 177,215 543.7288 ZAR
Ordinary NPV SWAP Decreasing Short 214,600 23.2900 GBP
Ordinary NPV CFD Decreasing Short 950,000 24.0100 GBP
Ordinary NPV SWAP Increasing Long 130 554.8300 ZAR
Ordinary NPV CFD Increasing Long 3,961 557.0051 ZAR
Ordinary NPV CFD Increasing Long 8,536 558.1671 ZAR
Ordinary NPV SWAP Increasing Long 13,224 549.8695 ZAR
Ordinary NPV CFD Increasing Long 13,726 550.2181 ZAR
Ordinary NPV SWAP Increasing Long 24,219 545.9829 ZAR
Ordinary NPV SWAP Increasing Long 26,161 547.2604 ZAR
Ordinary NPV SWAP Increasing Long 34,476 546.7717 ZAR
Ordinary NPV SWAP Increasing Long 50,920 23.8707 GBP
Ordinary NPV CFD Increasing Long 145,508 46.2400 AUD
Ordinary NPV CFD Increasing Long 218,506 551.8102 ZAR
Ordinary NPV SWAP Increasing Short 24 46.1369 AUD
Ordinary NPV SWAP Increasing Short 33 24.0798 GBP
Ordinary NPV SWAP Increasing Short 59 23.3248 GBP
Ordinary NPV SWAP Increasing Short 220 24.0800 GBP
Ordinary NPV SWAP Increasing Short 283 24.0810 GBP
Ordinary NPV SWAP Increasing Short 525 23.4843 GBP
Ordinary NPV SWAP Increasing Short 529 543.9273 ZAR
Ordinary NPV SWAP Increasing Short 577 46.2782 AUD
Ordinary NPV SWAP Increasing Short 991 23.4867 GBP
Ordinary NPV SWAP Increasing Short 1,182 46.2781 AUD
Ordinary NPV SWAP Increasing Short 1,302 23.4656 GBP
Ordinary NPV SWAP Increasing Short 1,573 23.6416 GBP
Ordinary NPV SWAP Increasing Short 2,086 23.5000 GBP
Ordinary NPV SWAP Increasing Short 2,792 23.8668 GBP
Ordinary NPV SWAP Increasing Short 3,060 23.5061 GBP
Ordinary NPV SWAP Increasing Short 3,493 23.7572 GBP
Ordinary NPV SWAP Increasing Short 6,871 23.6049 GBP
Ordinary NPV CFD Increasing Short 9,536 23.2900 GBP
Ordinary NPV SWAP Increasing Short 10,567 23.4314 GBP
Ordinary NPV CFD Increasing Short 11,116 24.0606 GBP
Ordinary NPV SWAP Increasing Short 13,224 549.8695 ZAR
Ordinary NPV SWAP Increasing Short 13,962 23.7305 GBP
Ordinary NPV SWAP Increasing Short 15,091 23.8771 GBP
Ordinary NPV SWAP Increasing Short 17,107 23.7671 GBP
Ordinary NPV SWAP Increasing Short 21,346 46.2222 AUD
Ordinary NPV SWAP Increasing Short 26,161 547.2604 ZAR
Ordinary NPV SWAP Increasing Short 27,060 23.3064 GBP
Ordinary NPV SWAP Increasing Short 27,096 23.5695 GBP
Ordinary NPV SWAP Increasing Short 34,476 546.7717 ZAR
Ordinary NPV CFD Increasing Short 35,228 23.4338 GBP
Ordinary NPV CFD Increasing Short 101,643 23.7590 GBP
Ordinary NPV CFD Increasing Short 157,194 23.7928 GBP
Ordinary NPV SWAP Increasing Short 218,506 551.9758 ZAR
Ordinary NPV SWAP Increasing Short 249,690 23.2900 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 23 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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