REG - Barclays PLC BHP Group Limited - Form 8.5 (EPT/NON-RI) - BHP Group Limited
24/05/2024 11:30
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RNS Number : 8595P Barclays PLC 24 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose BHP GROUP LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 23 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
ANGLO AMERICAN PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: Ordinary NPV
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 9,349,924 0.18% 7,677,395 0.15%
(2) Cash-settled derivatives: 6,117,498 0.12% 5,765,107 0.11%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
15,467,422 0.30% 13,442,502 0.27%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
Ordinary NPV Purchase 452015 23.3000 GBP 23.0500 GBP
Ordinary NPV Sale 639471 23.3100 GBP 23.0500 GBP
Ordinary NPV Purchase 568434 44.9477 AUD 44.6800 AUD
Ordinary NPV Sale 340000 44.9500 AUD 44.6741 AUD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
Ordinary NPV CFD Closing Short 140 23.0855 GBP
Ordinary NPV CFD Closing Short 352 23.0500 GBP
Ordinary NPV CFD Closing Short 754 23.1734 GBP
Ordinary NPV CFD Closing Short 6,894 23.1511 GBP
Ordinary NPV CFD Closing Short 8,150 23.3000 GBP
Ordinary NPV CFD Closing Short 8,472 23.1694 GBP
Ordinary NPV CFD Closing Short 11,287 23.1599 GBP
Ordinary NPV CFD Closing Short 15,970 23.1500 GBP
Ordinary NPV SWAP Decreasing Long 832 541.8220 ZAR
Ordinary NPV SWAP Decreasing Long 1,283 542.5526 ZAR
Ordinary NPV SWAP Decreasing Long 1,464 543.2488 ZAR
Ordinary NPV CFD Decreasing Long 2,000 44.9267 AUD
Ordinary NPV SWAP Decreasing Long 3,895 542.0443 ZAR
Ordinary NPV CFD Decreasing Long 10,614 542.7130 ZAR
Ordinary NPV CFD Decreasing Long 21,535 542.1471 ZAR
Ordinary NPV CFD Decreasing Long 42,734 543.0957 ZAR
Ordinary NPV CFD Decreasing Long 49,405 44.9946 AUD
Ordinary NPV CFD Decreasing Long 50,388 541.5122 ZAR
Ordinary NPV CFD Decreasing Long 213,874 541.6108 ZAR
Ordinary NPV SWAP Decreasing Short 52 23.1700 GBP
Ordinary NPV SWAP Decreasing Short 70 23.1098 GBP
Ordinary NPV SWAP Decreasing Short 91 23.2198 GBP
Ordinary NPV SWAP Decreasing Short 225 542.2167 ZAR
Ordinary NPV SWAP Decreasing Short 473 23.1226 GBP
Ordinary NPV SWAP Decreasing Short 535 23.1408 GBP
Ordinary NPV SWAP Decreasing Short 832 541.8220 ZAR
Ordinary NPV SWAP Decreasing Short 1,283 542.5526 ZAR
Ordinary NPV SWAP Decreasing Short 3,895 542.0443 ZAR
Ordinary NPV SWAP Decreasing Short 4,511 23.1854 GBP
Ordinary NPV SWAP Decreasing Short 15,101 44.9206 AUD
Ordinary NPV SWAP Decreasing Short 17,542 23.1811 GBP
Ordinary NPV SWAP Decreasing Short 19,342 23.1522 GBP
Ordinary NPV SWAP Decreasing Short 63,729 23.1500 GBP
Ordinary NPV SWAP Decreasing Short 213,874 541.4484 ZAR
Ordinary NPV CFD Increasing Long 1,027 44.6463 AUD
Ordinary NPV CFD Increasing Long 1,464 543.0994 ZAR
Ordinary NPV SWAP Increasing Long 4,881 540.2500 ZAR
Ordinary NPV CFD Increasing Long 6,642 543.1509 ZAR
Ordinary NPV CFD Increasing Long 9,600 44.7231 AUD
Ordinary NPV SWAP Increasing Long 10,614 542.4960 ZAR
Ordinary NPV SWAP Increasing Long 10,639 541.3855 ZAR
Ordinary NPV SWAP Increasing Long 21,535 541.9981 ZAR
Ordinary NPV SWAP Increasing Long 26,038 541.5818 ZAR
Ordinary NPV SWAP Increasing Long 27,857 541.5483 ZAR
Ordinary NPV SWAP Increasing Long 42,734 542.9464 ZAR
Ordinary NPV SWAP Increasing Long 50,388 541.3633 ZAR
Ordinary NPV CFD Increasing Long 153,000 44.6741 AUD
Ordinary NPV SWAP Increasing Short 35 23.1098 GBP
Ordinary NPV SWAP Increasing Short 83 23.0899 GBP
Ordinary NPV SWAP Increasing Short 225 542.2167 ZAR
Ordinary NPV SWAP Increasing Short 311 23.2479 GBP
Ordinary NPV SWAP Increasing Short 455 23.1378 GBP
Ordinary NPV SWAP Increasing Short 471 23.1360 GBP
Ordinary NPV SWAP Increasing Short 699 23.1455 GBP
Ordinary NPV SWAP Increasing Short 1,344 23.1329 GBP
Ordinary NPV SWAP Increasing Short 1,654 23.1388 GBP
Ordinary NPV SWAP Increasing Short 1,847 23.1501 GBP
Ordinary NPV SWAP Increasing Short 2,883 23.1345 GBP
Ordinary NPV SWAP Increasing Short 4,881 540.2500 ZAR
Ordinary NPV SWAP Increasing Short 6,642 543.3139 ZAR
Ordinary NPV SWAP Increasing Short 8,785 23.1320 GBP
Ordinary NPV SWAP Increasing Short 9,430 23.1392 GBP
Ordinary NPV SWAP Increasing Short 10,639 541.3855 ZAR
Ordinary NPV SWAP Increasing Short 11,638 23.1259 GBP
Ordinary NPV SWAP Increasing Short 13,195 23.1285 GBP
Ordinary NPV SWAP Increasing Short 26,038 541.5818 ZAR
Ordinary NPV SWAP Increasing Short 27,857 541.5483 ZAR
Ordinary NPV SWAP Increasing Short 34,500 23.1737 GBP
Ordinary NPV SWAP Increasing Short 35,000 23.1500 GBP
Ordinary NPV SWAP Increasing Short 170,456 23.1485 GBP
Ordinary NPV CFD Opening Long 18,624 23.1481 GBP
Ordinary NPV CFD Opening Long 23,004 23.1684 GBP
Ordinary NPV CFD Opening Long 44,776 23.1652 GBP
Ordinary NPV CFD Opening Long 75,000 23.1533 GBP
Ordinary NPV CFD Opening Long 94,439 23.1529 GBP
Ordinary NPV CFD Opening Long 170,073 23.1314 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 24 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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