REG - Barclays PLC BHP Group Limited - Form 8.5 (EPT/NON-RI)BHP GROUP LTD
16/05/2024 11:45
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RNS Number : 7457O Barclays PLC 16 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose BHP GROUP LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 15 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
ANGLO AMERICAN PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: Ordinary NPV
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 9,780,197 0.19% 7,442,344 0.15%
(2) Cash-settled derivatives: 5,914,828 0.12% 6,364,592 0.13%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
15,695,025 0.31% 13,806,936 0.27%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
Ordinary NPV Purchase 1037643 23.6800 GBP 23.1100 GBP
Ordinary NPV Sale 375628 44.2367 AUD 44.0795 AUD
Ordinary NPV Sale 3504359 23.6800 GBP 23.1100 GBP
Ordinary NPV Purchase 144544 44.2588 AUD 44.0795 AUD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
Ordinary NPV SWAP Decreasing Long 2 539.4500 ZAR
Ordinary NPV CFD Decreasing Long 387 539.0422 ZAR
Ordinary NPV CFD Decreasing Long 535 44.2588 AUD
Ordinary NPV CFD Decreasing Long 1,045 542.0000 ZAR
Ordinary NPV SWAP Decreasing Long 1,944 547.1916 ZAR
Ordinary NPV SWAP Decreasing Long 2,784 547.0303 ZAR
Ordinary NPV CFD Decreasing Long 6,356 44.0955 AUD
Ordinary NPV CFD Decreasing Long 11,763 540.6048 ZAR
Ordinary NPV SWAP Decreasing Long 12,473 547.1150 ZAR
Ordinary NPV SWAP Decreasing Long 12,559 541.8443 ZAR
Ordinary NPV SWAP Decreasing Long 13,072 546.9243 ZAR
Ordinary NPV SWAP Decreasing Long 13,653 546.8383 ZAR
Ordinary NPV SWAP Decreasing Long 13,891 542.0000 ZAR
Ordinary NPV SWAP Decreasing Long 34,073 547.8721 ZAR
Ordinary NPV SWAP Decreasing Long 45,322 23.5922 GBP
Ordinary NPV SWAP Decreasing Long 45,779 44.2377 AUD
Ordinary NPV CFD Decreasing Long 49,850 44.2510 AUD
Ordinary NPV SWAP Decreasing Short 2 539.4500 ZAR
Ordinary NPV SWAP Decreasing Short 68 23.6998 GBP
Ordinary NPV SWAP Decreasing Short 93 23.1245 GBP
Ordinary NPV SWAP Decreasing Short 174 23.3968 GBP
Ordinary NPV SWAP Decreasing Short 329 23.4206 GBP
Ordinary NPV SWAP Decreasing Short 334 23.4100 GBP
Ordinary NPV SWAP Decreasing Short 607 23.5560 GBP
Ordinary NPV SWAP Decreasing Short 1,045 542.0000 ZAR
Ordinary NPV SWAP Decreasing Short 2,411 23.4828 GBP
Ordinary NPV SWAP Decreasing Short 2,441 23.3301 GBP
Ordinary NPV SWAP Decreasing Short 2,744 23.4475 GBP
Ordinary NPV SWAP Decreasing Short 2,745 23.3004 GBP
Ordinary NPV CFD Decreasing Short 2,753 23.6195 GBP
Ordinary NPV SWAP Decreasing Short 3,596 23.3103 GBP
Ordinary NPV SWAP Decreasing Short 4,051 23.3088 GBP
Ordinary NPV SWAP Decreasing Short 4,544 23.2598 GBP
Ordinary NPV SWAP Decreasing Short 4,553 23.4294 GBP
Ordinary NPV SWAP Decreasing Short 4,700 23.2600 GBP
Ordinary NPV CFD Decreasing Short 5,080 23.5294 GBP
Ordinary NPV SWAP Decreasing Short 5,997 23.3177 GBP
Ordinary NPV SWAP Decreasing Short 7,206 23.3903 GBP
Ordinary NPV SWAP Decreasing Short 8,000 23.4775 GBP
Ordinary NPV SWAP Decreasing Short 10,998 23.4411 GBP
Ordinary NPV SWAP Decreasing Short 11,763 540.4427 ZAR
Ordinary NPV SWAP Decreasing Short 12,473 547.1150 ZAR
Ordinary NPV SWAP Decreasing Short 13,072 546.9243 ZAR
Ordinary NPV SWAP Decreasing Short 13,184 23.3340 GBP
Ordinary NPV SWAP Decreasing Short 13,272 542.0000 ZAR
Ordinary NPV SWAP Decreasing Short 13,653 546.8383 ZAR
Ordinary NPV SWAP Decreasing Short 17,886 23.2982 GBP
Ordinary NPV SWAP Decreasing Short 24,918 23.4540 GBP
Ordinary NPV SWAP Decreasing Short 38,669 23.4679 GBP
Ordinary NPV CFD Decreasing Short 40,039 23.4192 GBP
Ordinary NPV CFD Decreasing Short 65,648 23.2600 GBP
Ordinary NPV CFD Decreasing Short 98,911 23.4218 GBP
Ordinary NPV CFD Decreasing Short 2,900,000 23.4100 GBP
Ordinary NPV SWAP Increasing Long 387 538.8940 ZAR
Ordinary NPV CFD Increasing Long 619 541.7831 ZAR
Ordinary NPV CFD Increasing Long 1,045 542.0000 ZAR
Ordinary NPV CFD Increasing Long 1,944 547.0411 ZAR
Ordinary NPV CFD Increasing Long 2,784 546.8115 ZAR
Ordinary NPV SWAP Increasing Long 2,958 538.9608 ZAR
Ordinary NPV SWAP Increasing Long 9,210 23.4355 GBP
Ordinary NPV SWAP Increasing Long 10,072 23.2595 GBP
Ordinary NPV SWAP Increasing Long 10,267 538.4371 ZAR
Ordinary NPV CFD Increasing Long 12,559 541.6952 ZAR
Ordinary NPV SWAP Increasing Long 14,099 23.4468 GBP
Ordinary NPV SWAP Increasing Long 14,676 538.1391 ZAR
Ordinary NPV SWAP Increasing Long 14,762 23.3570 GBP
Ordinary NPV CFD Increasing Long 22,500 44.2219 AUD
Ordinary NPV CFD Increasing Long 34,073 547.7215 ZAR
Ordinary NPV CFD Increasing Long 58,799 44.1017 AUD
Ordinary NPV CFD Increasing Long 66,472 44.0900 AUD
Ordinary NPV CFD Increasing Long 130,133 545.5623 ZAR
Ordinary NPV SWAP Increasing Short 34 23.3661 GBP
Ordinary NPV SWAP Increasing Short 34 23.6998 GBP
Ordinary NPV SWAP Increasing Short 40 23.3626 GBP
Ordinary NPV SWAP Increasing Short 59 23.4500 GBP
Ordinary NPV SWAP Increasing Short 103 23.6100 GBP
Ordinary NPV SWAP Increasing Short 134 23.1901 GBP
Ordinary NPV SWAP Increasing Short 215 23.5551 GBP
Ordinary NPV SWAP Increasing Short 490 23.4908 GBP
Ordinary NPV SWAP Increasing Short 618 23.2700 GBP
Ordinary NPV CFD Increasing Short 971 23.4118 GBP
Ordinary NPV SWAP Increasing Short 1,045 542.0000 ZAR
Ordinary NPV CFD Increasing Short 1,696 23.2932 GBP
Ordinary NPV SWAP Increasing Short 2,958 538.9608 ZAR
Ordinary NPV SWAP Increasing Short 4,288 23.5888 GBP
Ordinary NPV SWAP Increasing Short 4,532 44.2487 AUD
Ordinary NPV SWAP Increasing Short 9,269 44.2488 AUD
Ordinary NPV SWAP Increasing Short 10,267 538.4371 ZAR
Ordinary NPV SWAP Increasing Short 13,252 23.2593 GBP
Ordinary NPV SWAP Increasing Short 14,676 538.1391 ZAR
Ordinary NPV CFD Increasing Short 16,297 23.5337 GBP
Ordinary NPV SWAP Increasing Short 35,940 23.2600 GBP
Ordinary NPV CFD Increasing Short 40,634 23.5583 GBP
Ordinary NPV CFD Increasing Short 75,314 23.2625 GBP
Ordinary NPV CFD Increasing Short 96,323 23.4473 GBP
Ordinary NPV SWAP Increasing Short 130,133 545.7260 ZAR
Ordinary NPV CFD Increasing Short 526,618 23.4951 GBP
Ordinary NPV SWAP Opening Short 17,436 44.2197 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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