REG - Barclays PLC BHP Group Limited - Form 8.5 (EPT/NON-RI) BHP GROUP LTD
17/05/2024 11:45
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RNS Number : 9352O Barclays PLC 17 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose BHP GROUP LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 16 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
ANGLO AMERICAN PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: Ordinary NPV
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 10,000,753 0.20% 9,157,841 0.18%
(2) Cash-settled derivatives: 6,135,298 0.12% 7,547,757 0.15%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
16,136,051 0.32% 16,705,598 0.33%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
Ordinary NPV Purchase 673401 23.6000 GBP 23.3850 GBP
Ordinary NPV Sale 134215 44.7118 AUD 30.0650 AUD
Ordinary NPV Sale 1683000 545.0311 ZAR 542.1868 ZAR
Ordinary NPV Sale 312322 23.6000 GBP 23.3850 GBP
Ordinary NPV Purchase 138251 44.7001 AUD 30.0650 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
Ordinary NPV SWAP Decreasing Long 2 543.5300 ZAR
Ordinary NPV CFD Decreasing Long 499 44.5288 AUD
Ordinary NPV CFD Decreasing Long 791 544.3507 ZAR
Ordinary NPV CFD Decreasing Long 3,872 544.0091 ZAR
Ordinary NPV SWAP Decreasing Long 4,025 545.8012 ZAR
Ordinary NPV SWAP Decreasing Long 5,005 544.7600 ZAR
Ordinary NPV CFD Decreasing Long 5,522 542.7811 ZAR
Ordinary NPV CFD Decreasing Long 6,296 44.5455 AUD
Ordinary NPV CFD Decreasing Long 8,753 542.3869 ZAR
Ordinary NPV CFD Decreasing Long 9,344 44.5532 AUD
Ordinary NPV SWAP Decreasing Long 9,526 544.1532 ZAR
Ordinary NPV SWAP Decreasing Long 13,179 545.6000 ZAR
Ordinary NPV SWAP Decreasing Long 13,485 544.0716 ZAR
Ordinary NPV SWAP Decreasing Long 56,423 23.5154 GBP
Ordinary NPV CFD Decreasing Long 66,161 44.6847 AUD
Ordinary NPV SWAP Decreasing Short 2 543.5300 ZAR
Ordinary NPV SWAP Decreasing Short 68 23.3598 GBP
Ordinary NPV SWAP Decreasing Short 69 23.4100 GBP
Ordinary NPV SWAP Decreasing Short 171 23.4000 GBP
Ordinary NPV SWAP Decreasing Short 242 23.5522 GBP
Ordinary NPV SWAP Decreasing Short 262 23.5832 GBP
Ordinary NPV SWAP Decreasing Short 494 44.4911 AUD
Ordinary NPV SWAP Decreasing Short 528 23.5108 GBP
Ordinary NPV SWAP Decreasing Short 545 23.5855 GBP
Ordinary NPV SWAP Decreasing Short 598 543.3984 ZAR
Ordinary NPV SWAP Decreasing Short 898 23.5645 GBP
Ordinary NPV SWAP Decreasing Short 902 23.5699 GBP
Ordinary NPV CFD Decreasing Short 1,000 23.4800 GBP
Ordinary NPV SWAP Decreasing Short 1,316 23.5695 GBP
Ordinary NPV SWAP Decreasing Short 1,786 23.5663 GBP
Ordinary NPV SWAP Decreasing Short 2,000 23.4576 GBP
Ordinary NPV CFD Decreasing Short 2,295 23.4723 GBP
Ordinary NPV SWAP Decreasing Short 4,290 23.5436 GBP
Ordinary NPV SWAP Decreasing Short 5,005 544.7600 ZAR
Ordinary NPV CFD Decreasing Short 5,185 23.5264 GBP
Ordinary NPV SWAP Decreasing Short 5,522 542.6183 ZAR
Ordinary NPV CFD Decreasing Short 5,564 23.5066 GBP
Ordinary NPV SWAP Decreasing Short 7,862 23.5336 GBP
Ordinary NPV CFD Decreasing Short 8,507 23.5200 GBP
Ordinary NPV SWAP Decreasing Short 9,526 544.1532 ZAR
Ordinary NPV CFD Decreasing Short 10,914 23.5285 GBP
Ordinary NPV SWAP Decreasing Short 13,179 545.6000 ZAR
Ordinary NPV SWAP Decreasing Short 13,485 544.0716 ZAR
Ordinary NPV SWAP Decreasing Short 20,158 23.5570 GBP
Ordinary NPV SWAP Decreasing Short 20,746 23.5272 GBP
Ordinary NPV SWAP Decreasing Short 21,158 23.4538 GBP
Ordinary NPV SWAP Decreasing Short 48,009 23.5200 GBP
Ordinary NPV CFD Decreasing Short 1,700,000 23.4100 GBP
Ordinary NPV SWAP Increasing Long 146 544.5000 ZAR
Ordinary NPV SWAP Increasing Long 224 543.2000 ZAR
Ordinary NPV CFD Increasing Long 451 44.6089 AUD
Ordinary NPV SWAP Increasing Long 791 544.2010 ZAR
Ordinary NPV CFD Increasing Long 2,000 44.6733 AUD
Ordinary NPV SWAP Increasing Long 3,872 543.8596 ZAR
Ordinary NPV CFD Increasing Long 4,025 545.6511 ZAR
Ordinary NPV SWAP Increasing Long 4,087 23.5417 GBP
Ordinary NPV SWAP Increasing Long 4,693 543.3394 ZAR
Ordinary NPV CFD Increasing Long 5,932 44.5427 AUD
Ordinary NPV SWAP Increasing Long 8,753 542.2378 ZAR
Ordinary NPV CFD Increasing Long 61,201 44.5559 AUD
Ordinary NPV CFD Increasing Long 125,549 44.5400 AUD
Ordinary NPV CFD Increasing Long 187,608 544.9759 ZAR
Ordinary NPV SWAP Increasing Short 10 23.5453 GBP
Ordinary NPV SWAP Increasing Short 34 23.3598 GBP
Ordinary NPV SWAP Increasing Short 100 23.4600 GBP
Ordinary NPV SWAP Increasing Short 101 23.5200 GBP
Ordinary NPV SWAP Increasing Short 146 544.5000 ZAR
Ordinary NPV SWAP Increasing Short 224 543.2000 ZAR
Ordinary NPV SWAP Increasing Short 237 44.6247 AUD
Ordinary NPV SWAP Increasing Short 283 23.4479 GBP
Ordinary NPV SWAP Increasing Short 356 23.4214 GBP
Ordinary NPV SWAP Increasing Short 470 23.4200 GBP
Ordinary NPV SWAP Increasing Short 598 543.3984 ZAR
Ordinary NPV SWAP Increasing Short 700 44.6240 AUD
Ordinary NPV CFD Increasing Short 911 23.4938 GBP
Ordinary NPV CFD Increasing Short 960 23.5200 GBP
Ordinary NPV SWAP Increasing Short 3,160 44.5932 AUD
Ordinary NPV SWAP Increasing Short 4,458 23.5201 GBP
Ordinary NPV SWAP Increasing Short 4,693 543.3394 ZAR
Ordinary NPV SWAP Increasing Short 6,464 44.5933 AUD
Ordinary NPV CFD Increasing Short 9,490 23.5078 GBP
Ordinary NPV SWAP Increasing Short 48,100 23.5200 GBP
Ordinary NPV CFD Increasing Short 49,857 23.5740 GBP
Ordinary NPV CFD Increasing Short 168,311 23.5672 GBP
Ordinary NPV SWAP Increasing Short 187,608 545.1395 ZAR
Ordinary NPV CFD Increasing Short 206,504 23.5529 GBP
Ordinary NPV SWAP Opening Long 14,088 23.5190 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 17 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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