REG - Barclays PLC BHP Group Limited - Form 8.5 (EPT/NON-RI) BHP GROUP LTD
20/05/2024 11:45
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240520:nRST1223Pa&default-theme=true
RNS Number : 1223P Barclays PLC 20 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose BHP GROUP LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 17 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
ANGLO AMERICAN PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: Ordinary NPV
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 11,363,354 0.22% 10,548,664 0.21%
(2) Cash-settled derivatives: 7,347,535 0.14% 7,518,638 0.15%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
18,710,889 0.37% 18,067,302 0.36%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
Ordinary NPV Purchase 725401 24.0500 GBP 23.6142 GBP
Ordinary NPV Sale 322691 44.9670 AUD 44.8688 AUD
Ordinary NPV Sale 1673100 549.5317 ZAR 540.2099 ZAR
Ordinary NPV Sale 374486 24.0500 GBP 23.6200 GBP
Ordinary NPV Purchase 331910 44.9582 AUD 44.8500 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
Ordinary NPV SWAP Closing Short 16,000 23.7165 GBP
Ordinary NPV SWAP Decreasing Long 1,546 547.2698 ZAR
Ordinary NPV SWAP Decreasing Long 2,787 545.2000 ZAR
Ordinary NPV CFD Decreasing Long 4,055 545.1657 ZAR
Ordinary NPV SWAP Decreasing Long 5,021 553.1613 ZAR
Ordinary NPV CFD Decreasing Long 5,070 553.6367 ZAR
Ordinary NPV SWAP Decreasing Long 6,543 546.9904 ZAR
Ordinary NPV SWAP Decreasing Long 12,589 548.3083 ZAR
Ordinary NPV SWAP Decreasing Long 15,369 549.3308 ZAR
Ordinary NPV SWAP Decreasing Long 17,495 548.2784 ZAR
Ordinary NPV SWAP Decreasing Long 25,418 553.4300 ZAR
Ordinary NPV CFD Decreasing Long 89,079 547.3394 ZAR
Ordinary NPV CFD Decreasing Long 143,673 44.9327 AUD
Ordinary NPV CFD Decreasing Long 175,706 44.9582 AUD
Ordinary NPV SWAP Decreasing Short 68 23.7398 GBP
Ordinary NPV SWAP Decreasing Short 68 23.9596 GBP
Ordinary NPV SWAP Decreasing Short 98 24.0198 GBP
Ordinary NPV SWAP Decreasing Short 132 23.9734 GBP
Ordinary NPV SWAP Decreasing Short 140 24.0195 GBP
Ordinary NPV SWAP Decreasing Short 207 24.0386 GBP
Ordinary NPV SWAP Decreasing Short 234 548.6717 ZAR
Ordinary NPV CFD Decreasing Short 391 23.9490 GBP
Ordinary NPV SWAP Decreasing Short 439 23.6400 GBP
Ordinary NPV SWAP Decreasing Short 441 23.9977 GBP
Ordinary NPV SWAP Decreasing Short 749 23.9474 GBP
Ordinary NPV SWAP Decreasing Short 845 23.6639 GBP
Ordinary NPV SWAP Decreasing Short 1,225 24.0000 GBP
Ordinary NPV SWAP Decreasing Short 1,350 23.7618 GBP
Ordinary NPV CFD Decreasing Short 1,429 23.7603 GBP
Ordinary NPV SWAP Decreasing Short 1,464 23.9590 GBP
Ordinary NPV CFD Decreasing Short 1,912 23.9980 GBP
Ordinary NPV CFD Decreasing Short 2,479 24.0367 GBP
Ordinary NPV SWAP Decreasing Short 2,658 23.8334 GBP
Ordinary NPV SWAP Decreasing Short 2,883 23.7874 GBP
Ordinary NPV SWAP Decreasing Short 3,350 23.6713 GBP
Ordinary NPV SWAP Decreasing Short 5,262 23.9300 GBP
Ordinary NPV SWAP Decreasing Short 6,543 546.9904 ZAR
Ordinary NPV SWAP Decreasing Short 6,560 23.8737 GBP
Ordinary NPV SWAP Decreasing Short 7,821 23.7896 GBP
Ordinary NPV SWAP Decreasing Short 10,000 24.0165 GBP
Ordinary NPV SWAP Decreasing Short 12,589 548.3083 ZAR
Ordinary NPV SWAP Decreasing Short 17,495 548.2784 ZAR
Ordinary NPV CFD Decreasing Short 18,155 23.6982 GBP
Ordinary NPV CFD Decreasing Short 22,347 24.0000 GBP
Ordinary NPV SWAP Decreasing Short 25,418 553.4300 ZAR
Ordinary NPV CFD Decreasing Short 36,997 23.6747 GBP
Ordinary NPV CFD Decreasing Short 42,425 23.6677 GBP
Ordinary NPV CFD Decreasing Short 64,197 23.7328 GBP
Ordinary NPV SWAP Decreasing Short 89,079 547.1752 ZAR
Ordinary NPV CFD Decreasing Short 1,690,000 23.4100 GBP
Ordinary NPV SWAP Increasing Long 173 549.3700 ZAR
Ordinary NPV SWAP Increasing Long 312 549.9300 ZAR
Ordinary NPV SWAP Increasing Long 786 547.3109 ZAR
Ordinary NPV CFD Increasing Long 1,546 547.1193 ZAR
Ordinary NPV CFD Increasing Long 2,544 44.8799 AUD
Ordinary NPV CFD Increasing Long 2,787 545.0500 ZAR
Ordinary NPV SWAP Increasing Long 4,055 545.0158 ZAR
Ordinary NPV CFD Increasing Long 5,021 552.9400 ZAR
Ordinary NPV SWAP Increasing Long 5,070 553.4845 ZAR
Ordinary NPV CFD Increasing Long 7,488 44.9505 AUD
Ordinary NPV CFD Increasing Long 15,369 549.1797 ZAR
Ordinary NPV CFD Increasing Long 35,183 550.1601 ZAR
Ordinary NPV CFD Increasing Long 221,269 44.8900 AUD
Ordinary NPV SWAP Increasing Short 34 23.7398 GBP
Ordinary NPV SWAP Increasing Short 98 23.6471 GBP
Ordinary NPV SWAP Increasing Short 101 24.0300 GBP
Ordinary NPV CFD Increasing Short 126 23.7000 GBP
Ordinary NPV CFD Increasing Short 127 24.0000 GBP
Ordinary NPV SWAP Increasing Short 173 549.3700 ZAR
Ordinary NPV SWAP Increasing Short 214 23.6459 GBP
Ordinary NPV SWAP Increasing Short 234 548.6717 ZAR
Ordinary NPV SWAP Increasing Short 260 23.6201 GBP
Ordinary NPV CFD Increasing Short 308 23.6518 GBP
Ordinary NPV SWAP Increasing Short 312 549.9300 ZAR
Ordinary NPV SWAP Increasing Short 322 44.9455 AUD
Ordinary NPV SWAP Increasing Short 329 23.6500 GBP
Ordinary NPV CFD Increasing Short 350 23.6819 GBP
Ordinary NPV SWAP Increasing Short 353 23.6142 GBP
Ordinary NPV SWAP Increasing Short 435 23.7136 GBP
Ordinary NPV SWAP Increasing Short 455 23.6625 GBP
Ordinary NPV SWAP Increasing Short 456 23.6765 GBP
Ordinary NPV SWAP Increasing Short 729 23.6527 GBP
Ordinary NPV SWAP Increasing Short 786 547.3109 ZAR
Ordinary NPV SWAP Increasing Short 1,216 23.8064 GBP
Ordinary NPV SWAP Increasing Short 1,288 24.0001 GBP
Ordinary NPV SWAP Increasing Short 1,336 44.9501 AUD
Ordinary NPV SWAP Increasing Short 1,350 23.7645 GBP
Ordinary NPV SWAP Increasing Short 1,599 23.6501 GBP
Ordinary NPV SWAP Increasing Short 1,750 24.0160 GBP
Ordinary NPV SWAP Increasing Short 2,731 44.9503 AUD
Ordinary NPV SWAP Increasing Short 3,874 23.9398 GBP
Ordinary NPV SWAP Increasing Short 9,268 23.6329 GBP
Ordinary NPV CFD Increasing Short 19,236 23.7765 GBP
Ordinary NPV CFD Increasing Short 20,307 23.9034 GBP
Ordinary NPV SWAP Increasing Short 35,183 550.3252 ZAR
Ordinary NPV CFD Increasing Short 39,604 24.0044 GBP
Ordinary NPV SWAP Increasing Short 43,574 44.8914 AUD
Ordinary NPV CFD Increasing Short 55,863 23.9078 GBP
Ordinary NPV SWAP Increasing Short 125,000 23.8000 GBP
Ordinary NPV CFD Increasing Short 310,000 23.6500 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 20 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FEOFZGZKGGNGDZMRecent news on BHP
See all newsREG - BHP Billiton Fin Ltd - Publication of Final Terms for EMTN Bond Offer
AnnouncementREG - BHP Group Limited - Total Voting Rights
AnnouncementREG - BHP Group Limited - BHP Prices EMTN Offer
AnnouncementREG - BHP Group Limited - Director/PDMR Shareholding
AnnouncementREG - BHP Group Limited - Notice of Dividend Currency Exchange Rate (ZAR)
Announcement