REG - Barclays PLC BHP Group Limited - Form 8.5 (EPT/NON-RI) BHP GROUP LTD
21/05/2024 12:00
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RNS Number : 3108P Barclays PLC 21 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose BHP GROUP LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 20 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
ANGLO AMERICAN PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: Ordinary NPV
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 10,568,932 0.21% 7,779,388 0.15%
(2) Cash-settled derivatives: 6,578,355 0.13% 7,533,268 0.15%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
17,147,287 0.34% 15,312,656 0.30%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
Ordinary NPV Purchase 484928 24.3600 GBP 24.0900 GBP
Ordinary NPV Sale 716760 561.4588 ZAR 560.1100 ZAR
Ordinary NPV Sale 548471 46.0122 AUD 45.7092 AUD
Ordinary NPV Sale 554895 24.3600 GBP 24.0900 GBP
Ordinary NPV Purchase 344171 46.0141 AUD 45.7092 AUD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
Ordinary NPV SWAP Decreasing Long 243 24.0948 GBP
Ordinary NPV SWAP Decreasing Long 248 555.0000 ZAR
Ordinary NPV SWAP Decreasing Long 537 24.1130 GBP
Ordinary NPV SWAP Decreasing Long 631 24.1517 GBP
Ordinary NPV SWAP Decreasing Long 692 45.8450 AUD
Ordinary NPV CFD Decreasing Long 3,005 561.6977 ZAR
Ordinary NPV SWAP Decreasing Long 8,383 561.8100 ZAR
Ordinary NPV SWAP Decreasing Long 8,809 560.5378 ZAR
Ordinary NPV SWAP Decreasing Long 11,455 561.6610 ZAR
Ordinary NPV SWAP Decreasing Long 13,449 561.6773 ZAR
Ordinary NPV SWAP Decreasing Long 15,354 563.3671 ZAR
Ordinary NPV SWAP Decreasing Long 20,865 560.6699 ZAR
Ordinary NPV SWAP Decreasing Long 37,881 561.4960 ZAR
Ordinary NPV SWAP Decreasing Long 51,571 24.2450 GBP
Ordinary NPV CFD Decreasing Long 54,668 561.0061 ZAR
Ordinary NPV SWAP Decreasing Long 57,726 24.1641 GBP
Ordinary NPV CFD Decreasing Long 121,174 45.7979 AUD
Ordinary NPV CFD Decreasing Long 724,000 560.1660 ZAR
Ordinary NPV SWAP Decreasing Short 66 24.1898 GBP
Ordinary NPV CFD Decreasing Short 220 24.2292 GBP
Ordinary NPV SWAP Decreasing Short 230 561.7943 ZAR
Ordinary NPV SWAP Decreasing Short 381 561.7873 ZAR
Ordinary NPV CFD Decreasing Short 382 24.1100 GBP
Ordinary NPV SWAP Decreasing Short 413 24.1921 GBP
Ordinary NPV SWAP Decreasing Short 598 24.3598 GBP
Ordinary NPV SWAP Decreasing Short 653 24.3280 GBP
Ordinary NPV SWAP Decreasing Short 818 24.3072 GBP
Ordinary NPV SWAP Decreasing Short 916 24.2411 GBP
Ordinary NPV SWAP Decreasing Short 1,557 24.2617 GBP
Ordinary NPV SWAP Decreasing Short 2,230 24.2841 GBP
Ordinary NPV CFD Decreasing Short 2,317 24.2575 GBP
Ordinary NPV CFD Decreasing Short 3,920 24.2239 GBP
Ordinary NPV SWAP Decreasing Short 4,068 24.3207 GBP
Ordinary NPV CFD Decreasing Short 4,854 24.2171 GBP
Ordinary NPV CFD Decreasing Short 5,202 24.1912 GBP
Ordinary NPV SWAP Decreasing Short 8,383 561.8100 ZAR
Ordinary NPV SWAP Decreasing Short 8,809 560.5378 ZAR
Ordinary NPV CFD Decreasing Short 9,293 24.1890 GBP
Ordinary NPV SWAP Decreasing Short 11,455 561.6610 ZAR
Ordinary NPV SWAP Decreasing Short 13,449 561.6773 ZAR
Ordinary NPV SWAP Decreasing Short 17,528 24.3536 GBP
Ordinary NPV SWAP Decreasing Short 22,582 24.2598 GBP
Ordinary NPV CFD Decreasing Short 23,506 24.3600 GBP
Ordinary NPV SWAP Decreasing Short 23,529 24.2496 GBP
Ordinary NPV CFD Decreasing Short 28,395 24.2272 GBP
Ordinary NPV SWAP Decreasing Short 34,101 24.2504 GBP
Ordinary NPV CFD Decreasing Short 44,630 24.2069 GBP
Ordinary NPV CFD Decreasing Short 54,232 24.2241 GBP
Ordinary NPV SWAP Decreasing Short 54,668 560.8379 ZAR
Ordinary NPV CFD Decreasing Short 58,973 24.3580 GBP
Ordinary NPV SWAP Decreasing Short 174,576 24.3600 GBP
Ordinary NPV SWAP Decreasing Short 724,000 560.1100 ZAR
Ordinary NPV CFD Decreasing Short 724,000 24.1939 GBP
Ordinary NPV SWAP Increasing Long 170 558.4500 ZAR
Ordinary NPV CFD Increasing Long 248 554.8473 ZAR
Ordinary NPV CFD Increasing Long 755 45.8360 AUD
Ordinary NPV SWAP Increasing Long 1,241 562.0089 ZAR
Ordinary NPV SWAP Increasing Long 3,005 561.5433 ZAR
Ordinary NPV CFD Increasing Long 4,000 45.8131 AUD
Ordinary NPV CFD Increasing Long 15,354 563.1418 ZAR
Ordinary NPV CFD Increasing Long 20,865 560.5157 ZAR
Ordinary NPV CFD Increasing Long 29,761 562.0807 ZAR
Ordinary NPV CFD Increasing Long 37,881 561.3416 ZAR
Ordinary NPV CFD Increasing Long 199,677 45.7200 AUD
Ordinary NPV SWAP Increasing Short 2 24.2501 GBP
Ordinary NPV SWAP Increasing Short 10 24.2521 GBP
Ordinary NPV SWAP Increasing Short 33 24.1898 GBP
Ordinary NPV SWAP Increasing Short 118 24.2969 GBP
Ordinary NPV SWAP Increasing Short 170 558.4500 ZAR
Ordinary NPV SWAP Increasing Short 171 24.2700 GBP
Ordinary NPV SWAP Increasing Short 194 24.2975 GBP
Ordinary NPV SWAP Increasing Short 207 24.2900 GBP
Ordinary NPV SWAP Increasing Short 207 24.3422 GBP
Ordinary NPV SWAP Increasing Short 230 561.7943 ZAR
Ordinary NPV SWAP Increasing Short 281 24.2285 GBP
Ordinary NPV CFD Increasing Short 295 24.2131 GBP
Ordinary NPV CFD Increasing Short 308 24.3600 GBP
Ordinary NPV SWAP Increasing Short 381 561.7873 ZAR
Ordinary NPV CFD Increasing Short 382 24.1100 GBP
Ordinary NPV SWAP Increasing Short 633 24.2671 GBP
Ordinary NPV CFD Increasing Short 1,095 24.1319 GBP
Ordinary NPV SWAP Increasing Short 1,241 562.0089 ZAR
Ordinary NPV SWAP Increasing Short 1,772 24.2372 GBP
Ordinary NPV CFD Increasing Short 3,270 24.3476 GBP
Ordinary NPV SWAP Increasing Short 3,475 24.2719 GBP
Ordinary NPV SWAP Increasing Short 3,889 45.8251 AUD
Ordinary NPV SWAP Increasing Short 4,097 24.2329 GBP
Ordinary NPV SWAP Increasing Short 7,839 45.7579 AUD
Ordinary NPV CFD Increasing Short 11,005 24.2729 GBP
Ordinary NPV CFD Increasing Short 24,017 24.2228 GBP
Ordinary NPV CFD Increasing Short 25,443 24.2905 GBP
Ordinary NPV SWAP Increasing Short 29,761 562.2494 ZAR
Ordinary NPV CFD Increasing Short 105,738 24.3439 GBP
Ordinary NPV SWAP Increasing Short 153,300 24.3600 GBP
Ordinary NPV SWAP Opening Long 48,554 45.7714 AUD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 21 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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