REG - Barclays PLC BHP Group Limited - Form 8.5 (EPT/NON-RI) BHP GROUP LTD
22/05/2024 12:00
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RNS Number : 4909P Barclays PLC 22 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose BHP GROUP LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 21 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
ANGLO AMERICAN PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: Ordinary NPV
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 9,834,360 0.19% 7,110,157 0.14%
(2) Cash-settled derivatives: 5,696,773 0.11% 6,545,432 0.13%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
15,531,133 0.31% 13,655,589 0.27%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
Ordinary NPV Purchase 457895 24.4600 GBP 24.1800 GBP
Ordinary NPV Sale 676456 46.0400 AUD 30.8227 AUD
Ordinary NPV Sale 351823 559.5600 ZAR 557.7300 ZAR
Ordinary NPV Sale 456606 24.4600 GBP 24.1800 GBP
Ordinary NPV Purchase 683707 46.0432 AUD 30.8227 AUD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
Ordinary NPV SWAP Closing Long 55,377 557.7300 ZAR
Ordinary NPV SWAP Closing Short 55,377 24.1911 GBP
Ordinary NPV SWAP Decreasing Long 5 558.9820 ZAR
Ordinary NPV CFD Decreasing Long 113 557.5932 ZAR
Ordinary NPV SWAP Decreasing Long 115 558.4000 ZAR
Ordinary NPV SWAP Decreasing Long 462 562.5291 ZAR
Ordinary NPV CFD Decreasing Long 1,747 558.4100 ZAR
Ordinary NPV SWAP Decreasing Long 2,226 560.7014 ZAR
Ordinary NPV SWAP Decreasing Long 2,741 560.2004 ZAR
Ordinary NPV SWAP Decreasing Long 2,788 561.2335 ZAR
Ordinary NPV SWAP Decreasing Long 3,344 558.4100 ZAR
Ordinary NPV CFD Decreasing Long 3,640 557.8418 ZAR
Ordinary NPV CFD Decreasing Long 4,006 558.5861 ZAR
Ordinary NPV SWAP Decreasing Long 4,351 561.3900 ZAR
Ordinary NPV SWAP Decreasing Long 29,684 24.3242 GBP
Ordinary NPV SWAP Decreasing Long 35,059 24.3295 GBP
Ordinary NPV SWAP Decreasing Long 50,963 24.2684 GBP
Ordinary NPV CFD Decreasing Long 53,992 559.1422 ZAR
Ordinary NPV SWAP Decreasing Long 83,188 24.2971 GBP
Ordinary NPV CFD Decreasing Long 146,533 45.9749 AUD
Ordinary NPV CFD Decreasing Long 175,003 45.9363 AUD
Ordinary NPV CFD Decreasing Long 300,000 559.6159 ZAR
Ordinary NPV SWAP Decreasing Short 5 558.9820 ZAR
Ordinary NPV SWAP Decreasing Short 82 558.9619 ZAR
Ordinary NPV SWAP Decreasing Short 116 24.0100 GBP
Ordinary NPV SWAP Decreasing Short 138 24.3190 GBP
Ordinary NPV SWAP Decreasing Short 310 24.2838 GBP
Ordinary NPV SWAP Decreasing Short 345 24.2920 GBP
Ordinary NPV SWAP Decreasing Short 590 24.2951 GBP
Ordinary NPV SWAP Decreasing Short 604 24.2413 GBP
Ordinary NPV SWAP Decreasing Short 1,314 558.4100 ZAR
Ordinary NPV SWAP Decreasing Short 1,464 558.7777 ZAR
Ordinary NPV SWAP Decreasing Short 2,226 560.7014 ZAR
Ordinary NPV SWAP Decreasing Short 2,741 560.2004 ZAR
Ordinary NPV SWAP Decreasing Short 2,788 561.2335 ZAR
Ordinary NPV CFD Decreasing Short 2,952 24.3467 GBP
Ordinary NPV CFD Decreasing Short 3,694 24.2758 GBP
Ordinary NPV SWAP Decreasing Short 3,777 558.4100 ZAR
Ordinary NPV CFD Decreasing Short 3,986 24.3168 GBP
Ordinary NPV SWAP Decreasing Short 3,999 24.2998 GBP
Ordinary NPV CFD Decreasing Short 5,554 24.2505 GBP
Ordinary NPV SWAP Decreasing Short 6,317 24.2467 GBP
Ordinary NPV CFD Decreasing Short 6,651 24.3000 GBP
Ordinary NPV SWAP Decreasing Short 14,500 24.3000 GBP
Ordinary NPV SWAP Decreasing Short 16,806 46.0319 AUD
Ordinary NPV CFD Decreasing Short 37,929 24.2412 GBP
Ordinary NPV SWAP Decreasing Short 53,992 558.9745 ZAR
Ordinary NPV SWAP Decreasing Short 55,377 557.7300 ZAR
Ordinary NPV CFD Decreasing Short 57,133 24.3277 GBP
Ordinary NPV CFD Decreasing Short 88,095 24.2776 GBP
Ordinary NPV CFD Decreasing Short 116,123 24.2475 GBP
Ordinary NPV CFD Decreasing Short 300,000 23.4284 GBP
Ordinary NPV SWAP Decreasing Short 300,000 559.5600 ZAR
Ordinary NPV SWAP Increasing Long 113 557.4400 ZAR
Ordinary NPV CFD Increasing Long 115 558.2464 ZAR
Ordinary NPV CFD Increasing Long 462 562.3041 ZAR
Ordinary NPV CFD Increasing Long 1,747 558.4100 ZAR
Ordinary NPV CFD Increasing Long 2,000 45.9881 AUD
Ordinary NPV SWAP Increasing Long 2,022 559.7827 ZAR
Ordinary NPV SWAP Increasing Long 2,970 559.3205 ZAR
Ordinary NPV CFD Increasing Long 3,421 45.9816 AUD
Ordinary NPV CFD Increasing Long 3,426 559.7878 ZAR
Ordinary NPV SWAP Increasing Long 3,640 557.6884 ZAR
Ordinary NPV CFD Increasing Long 3,932 45.9650 AUD
Ordinary NPV SWAP Increasing Long 4,006 558.4325 ZAR
Ordinary NPV CFD Increasing Long 4,351 561.2357 ZAR
Ordinary NPV SWAP Increasing Long 5,594 558.6113 ZAR
Ordinary NPV SWAP Increasing Long 8,943 24.3454 GBP
Ordinary NPV CFD Increasing Long 260,275 46.0400 AUD
Ordinary NPV SWAP Increasing Short 52 24.4001 GBP
Ordinary NPV SWAP Increasing Short 79 24.3809 GBP
Ordinary NPV SWAP Increasing Short 82 558.9619 ZAR
Ordinary NPV SWAP Increasing Short 190 45.9495 AUD
Ordinary NPV CFD Increasing Short 401 24.3000 GBP
Ordinary NPV SWAP Increasing Short 500 24.3001 GBP
Ordinary NPV SWAP Increasing Short 632 24.2100 GBP
Ordinary NPV SWAP Increasing Short 751 24.2288 GBP
Ordinary NPV CFD Increasing Short 1,000 24.2700 GBP
Ordinary NPV CFD Increasing Short 1,118 24.3024 GBP
Ordinary NPV SWAP Increasing Short 1,150 24.2301 GBP
Ordinary NPV SWAP Increasing Short 1,426 45.8859 AUD
Ordinary NPV SWAP Increasing Short 1,464 558.7777 ZAR
Ordinary NPV SWAP Increasing Short 1,559 24.2254 GBP
Ordinary NPV SWAP Increasing Short 1,747 558.4100 ZAR
Ordinary NPV SWAP Increasing Short 1,811 24.2221 GBP
Ordinary NPV CFD Increasing Short 2,000 24.3793 GBP
Ordinary NPV SWAP Increasing Short 2,022 559.7827 ZAR
Ordinary NPV SWAP Increasing Short 2,870 24.3873 GBP
Ordinary NPV SWAP Increasing Short 2,914 45.8858 AUD
Ordinary NPV SWAP Increasing Short 2,970 559.3205 ZAR
Ordinary NPV SWAP Increasing Short 3,426 559.9558 ZAR
Ordinary NPV CFD Increasing Short 3,986 24.2149 GBP
Ordinary NPV SWAP Increasing Short 4,610 45.6974 AUD
Ordinary NPV SWAP Increasing Short 5,594 558.6113 ZAR
Ordinary NPV SWAP Increasing Short 5,599 24.2561 GBP
Ordinary NPV SWAP Increasing Short 5,683 24.3251 GBP
Ordinary NPV CFD Increasing Short 9,403 24.2884 GBP
Ordinary NPV SWAP Increasing Short 10,239 24.2863 GBP
Ordinary NPV SWAP Increasing Short 11,021 24.2709 GBP
Ordinary NPV CFD Increasing Short 14,346 24.3534 GBP
Ordinary NPV SWAP Increasing Short 14,679 24.2667 GBP
Ordinary NPV SWAP Increasing Short 22,623 24.3000 GBP
Ordinary NPV CFD Increasing Short 49,187 24.3016 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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