REG - Barclays PLC BHP Group Limited - Form 8.5 (EPT/NON-RI)BHP GROUP LTD
28/05/2024 11:15
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RNS Number : 1041Q Barclays PLC 28 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose BHP GROUP LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 24 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
ANGLO AMERICAN PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: Ordinary NPV
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 9,236,208 0.18% 7,154,272 0.14%
(2) Cash-settled derivatives: 5,984,061 0.12% 5,941,218 0.12%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
15,220,269 0.30% 13,095,490 0.26%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
Ordinary NPV Purchase 635431 23.3600 GBP 23.0000 GBP
Ordinary NPV Sale 262888 44.7285 AUD 29.6649 AUD
Ordinary NPV Sale 338305 23.3600 GBP 23.0000 GBP
Ordinary NPV Purchase 389459 44.7909 AUD 44.6400 AUD
Ordinary NPV Purchase 235 27.1400 EUR 27.1400 EUR
Ordinary NPV Sale 235 27.1400 EUR 27.1400 EUR
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
Ordinary NPV CFD Decreasing Long 199 23.2900 GBP
Ordinary NPV CFD Decreasing Long 472 23.1613 GBP
Ordinary NPV SWAP Decreasing Long 1,165 544.5872 ZAR
Ordinary NPV SWAP Decreasing Long 2,446 540.3893 ZAR
Ordinary NPV SWAP Decreasing Long 2,835 546.6193 ZAR
Ordinary NPV CFD Decreasing Long 2,838 44.6455 AUD
Ordinary NPV CFD Decreasing Long 5,280 546.2257 ZAR
Ordinary NPV SWAP Decreasing Long 5,505 546.6960 ZAR
Ordinary NPV CFD Decreasing Long 6,180 23.0982 GBP
Ordinary NPV CFD Decreasing Long 7,780 540.7304 ZAR
Ordinary NPV SWAP Decreasing Long 7,867 543.3640 ZAR
Ordinary NPV CFD Decreasing Long 9,155 545.4981 ZAR
Ordinary NPV SWAP Decreasing Long 14,453 546.6500 ZAR
Ordinary NPV CFD Decreasing Long 15,933 23.1250 GBP
Ordinary NPV CFD Decreasing Long 24,204 44.6435 AUD
Ordinary NPV CFD Decreasing Long 29,437 44.7376 AUD
Ordinary NPV CFD Decreasing Long 37,992 23.1191 GBP
Ordinary NPV CFD Decreasing Long 54,942 539.7467 ZAR
Ordinary NPV CFD Decreasing Long 69,657 23.3103 GBP
Ordinary NPV CFD Decreasing Long 82,952 23.1120 GBP
Ordinary NPV CFD Decreasing Long 105,511 44.6400 AUD
Ordinary NPV SWAP Decreasing Short 78 23.0300 GBP
Ordinary NPV SWAP Decreasing Short 507 23.0462 GBP
Ordinary NPV SWAP Decreasing Short 1,439 23.2898 GBP
Ordinary NPV SWAP Decreasing Short 2,835 546.6193 ZAR
Ordinary NPV SWAP Decreasing Short 4,136 23.2900 GBP
Ordinary NPV SWAP Decreasing Short 4,744 44.6016 AUD
Ordinary NPV SWAP Decreasing Short 5,280 546.0618 ZAR
Ordinary NPV SWAP Decreasing Short 5,505 546.6960 ZAR
Ordinary NPV SWAP Decreasing Short 6,847 23.1280 GBP
Ordinary NPV SWAP Decreasing Short 7,867 543.3640 ZAR
Ordinary NPV SWAP Decreasing Short 8,237 23.3291 GBP
Ordinary NPV SWAP Decreasing Short 11,884 23.1478 GBP
Ordinary NPV SWAP Decreasing Short 13,666 23.1720 GBP
Ordinary NPV SWAP Decreasing Short 14,453 546.6500 ZAR
Ordinary NPV SWAP Decreasing Short 23,647 23.1854 GBP
Ordinary NPV SWAP Decreasing Short 28,528 23.1624 GBP
Ordinary NPV SWAP Decreasing Short 32,136 23.2900 GBP
Ordinary NPV CFD Increasing Long 410 44.5634 AUD
Ordinary NPV CFD Increasing Long 1,165 544.3693 ZAR
Ordinary NPV SWAP Increasing Long 1,931 44.7777 AUD
Ordinary NPV CFD Increasing Long 2,446 540.2407 ZAR
Ordinary NPV CFD Increasing Long 2,708 23.2900 GBP
Ordinary NPV CFD Increasing Long 2,977 44.7103 AUD
Ordinary NPV CFD Increasing Long 3,150 23.2553 GBP
Ordinary NPV CFD Increasing Long 3,634 23.2786 GBP
Ordinary NPV CFD Increasing Long 3,870 23.1362 GBP
Ordinary NPV CFD Increasing Long 4,209 23.3200 GBP
Ordinary NPV CFD Increasing Long 4,798 23.2806 GBP
Ordinary NPV SWAP Increasing Long 5,331 538.8522 ZAR
Ordinary NPV SWAP Increasing Long 6,398 538.8442 ZAR
Ordinary NPV SWAP Increasing Long 6,846 545.2875 ZAR
Ordinary NPV SWAP Increasing Long 7,780 540.5818 ZAR
Ordinary NPV SWAP Increasing Long 9,155 545.3482 ZAR
Ordinary NPV CFD Increasing Long 12,279 23.2722 GBP
Ordinary NPV CFD Increasing Long 19,823 23.0873 GBP
Ordinary NPV CFD Increasing Long 40,109 23.0935 GBP
Ordinary NPV SWAP Increasing Long 54,942 539.5983 ZAR
Ordinary NPV CFD Increasing Long 58,854 539.2952 ZAR
Ordinary NPV SWAP Increasing Short 125 44.6588 AUD
Ordinary NPV SWAP Increasing Short 254 44.6589 AUD
Ordinary NPV SWAP Increasing Short 382 23.3183 GBP
Ordinary NPV SWAP Increasing Short 438 23.1418 GBP
Ordinary NPV SWAP Increasing Short 454 23.0440 GBP
Ordinary NPV SWAP Increasing Short 778 23.1000 GBP
Ordinary NPV SWAP Increasing Short 801 23.1448 GBP
Ordinary NPV SWAP Increasing Short 1,118 23.2375 GBP
Ordinary NPV SWAP Increasing Short 1,235 23.0811 GBP
Ordinary NPV SWAP Increasing Short 1,287 23.0465 GBP
Ordinary NPV SWAP Increasing Short 1,374 23.1092 GBP
Ordinary NPV SWAP Increasing Short 1,820 23.0634 GBP
Ordinary NPV SWAP Increasing Short 2,351 23.0200 GBP
Ordinary NPV SWAP Increasing Short 2,451 23.0450 GBP
Ordinary NPV SWAP Increasing Short 2,668 23.1956 GBP
Ordinary NPV SWAP Increasing Short 3,827 23.0363 GBP
Ordinary NPV SWAP Increasing Short 4,939 23.0541 GBP
Ordinary NPV SWAP Increasing Short 5,331 538.8522 ZAR
Ordinary NPV SWAP Increasing Short 6,237 23.2901 GBP
Ordinary NPV SWAP Increasing Short 6,398 538.8442 ZAR
Ordinary NPV SWAP Increasing Short 6,846 545.2875 ZAR
Ordinary NPV SWAP Increasing Short 9,148 23.1174 GBP
Ordinary NPV SWAP Increasing Short 9,891 23.0066 GBP
Ordinary NPV SWAP Increasing Short 10,102 23.1680 GBP
Ordinary NPV SWAP Increasing Short 26,200 23.2900 GBP
Ordinary NPV SWAP Increasing Short 26,863 23.3089 GBP
Ordinary NPV SWAP Increasing Short 34,640 23.1873 GBP
Ordinary NPV SWAP Increasing Short 58,854 539.4570 ZAR
Ordinary NPV SWAP Increasing Short 159,398 23.1725 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 28-May-24
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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