REG - Barclays PLC BHP Group Limited - Form 8.5 (EPT/NON-RI)BHP GROUP LTD

BHPAnnouncement

28/05/2024 11:15

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RNS Number : 1050Q  Barclays PLC  28 May 2024

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                 KEY INFORMATION
 (a)                Name of exempt principal trader:                                                     BARCLAYS CAPITAL SECURITIES LTD
 (b)                Name of offeror/offeree in relation to whose                                         BHP GROUP LTD

 relevant securities this form relates:
 (c)                Name of the party to the offer with which exempt                                     BHP GROUP LTD

 principal trader is connected
 (d)                Date position held/dealing undertaken:                                               27 May 2024
 (e)                In addition to the company in 1(b) above, is the exempt principal                    YES:

 trader making disclosures in respect of any other party to the offer?
 ANGLO AMERICAN PLC
 2.                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)                Interests and short positions in the relevant securities of the offeror or
                    offeree
                    to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                                                             Ordinary NPV
                                                                                                         Interests                   Short Positions
                    Number                     (%)                            Number                     (%)
 (1) Relevant securities owned and/or controlled:                                                        9,247,569     0.18%         7,407,802     0.15%
 (2) Cash-settled derivatives:                                                                           6,203,885     0.12%         5,915,805     0.12%
 (3) Stock-settled derivatives (including options) and agreements to                                     0             0.00%         0             0.00%
 purchase/sell:
                                                                                                         15,451,454    0.30%         13,323,607    0.26%

 TOTAL:

 

 (b)                Rights to subscribe for new securities (including directors and other
                    executive options)
 Class of relevant security in relation to

 which subscription right exists
 Details, including nature of the rights

 concerned and relevant percentages:
 3.                 DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchase and sales
 Class of relevant  Purchase/sale              Total number of                Highest price per unit     Lowest price per unit

 security
 securities
 paid/received
 paid/received
 Ordinary NPV       Sale                       167864                         45.1521  AUD               44.8529  AUD
 Ordinary NPV       Purchase                   58457                          45.2192  AUD               44.8733  AUD

 (b)                Cash-settled derivative transactions
 Class of           Product  description       Nature of dealing              Number of                  Price per

 relevant
 reference
 unit

 security
 securities
 Ordinary NPV       SWAP                       Decreasing Long                1                          551.8500  ZAR
 Ordinary NPV       CFD                        Decreasing Long                454                        549.5097  ZAR
 Ordinary NPV       SWAP                       Decreasing Long                618                        553.2590  ZAR
 Ordinary NPV       SWAP                       Decreasing Long                1,166                      551.7461  ZAR
 Ordinary NPV       SWAP                       Decreasing Long                4,455                      551.5762  ZAR
 Ordinary NPV       SWAP                       Decreasing Long                4,786                      552.3040  ZAR
 Ordinary NPV       SWAP                       Decreasing Long                5,026                      551.9964  ZAR
 Ordinary NPV       SWAP                       Decreasing Long                5,259                      552.5900  ZAR
 Ordinary NPV       SWAP                       Decreasing Long                6,513                      551.7253  ZAR
 Ordinary NPV       CFD                        Decreasing Long                6,880                      552.4603  ZAR
 Ordinary NPV       CFD                        Decreasing Long                13,239                     550.9520  ZAR
 Ordinary NPV       CFD                        Decreasing Long                63,822                     45.1536  AUD
 Ordinary NPV       SWAP                       Decreasing Short               1                          551.8500  ZAR
 Ordinary NPV       SWAP                       Decreasing Short               4,455                      551.5762  ZAR
 Ordinary NPV       SWAP                       Decreasing Short               4,786                      552.3040  ZAR
 Ordinary NPV       SWAP                       Decreasing Short               5,259                      552.5900  ZAR
 Ordinary NPV       SWAP                       Decreasing Short               6,109                      45.1213  AUD
 Ordinary NPV       SWAP                       Decreasing Short               6,513                      551.7253  ZAR
 Ordinary NPV       SWAP                       Increasing Long                2                          546.6600  ZAR
 Ordinary NPV       SWAP                       Increasing Long                203                        550.3082  ZAR
 Ordinary NPV       SWAP                       Increasing Long                310                        549.7874  ZAR
 Ordinary NPV       CFD                        Increasing Long                372                        44.9980  AUD
 Ordinary NPV       SWAP                       Increasing Long                454                        549.2900  ZAR
 Ordinary NPV       CFD                        Increasing Long                618                        553.1069  ZAR
 Ordinary NPV       CFD                        Increasing Long                1,166                      551.5254  ZAR
 Ordinary NPV       CFD                        Increasing Long                5,026                      551.8446  ZAR
 Ordinary NPV       SWAP                       Increasing Long                6,880                      552.3085  ZAR
 Ordinary NPV       CFD                        Increasing Long                7,880                      44.9761  AUD
 Ordinary NPV       SWAP                       Increasing Long                13,239                     550.8005  ZAR
 Ordinary NPV       SWAP                       Increasing Long                66,720                     45.1522  AUD
 Ordinary NPV       SWAP                       Increasing Short               2                          546.6600  ZAR
 Ordinary NPV       SWAP                       Increasing Short               9                          44.8733  AUD
 Ordinary NPV       SWAP                       Increasing Short               203                        550.3082  ZAR
 Ordinary NPV       SWAP                       Increasing Short               310                        549.7874  ZAR
 Ordinary NPV       SWAP                       Increasing Short               389                        45.0272  AUD
 Ordinary NPV       SWAP                       Increasing Short               797                        45.0277  AUD

 (c)                Stock-settled derivative transactions  (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product                    Writing,                       Number                     Exercise      Type          Expiry        Option

 of
 description
 purchasing,
 of
 price
 date
 money

 relevant
 selling,
 securities
 per unit
 paid/

 security
 varying etc
 to which
 received

 option
 per unit

 relates

 (ii)               Exercising
 Class of relevant  Product description        Exercising/ exercised against  Number of                  Exercise price per

 security
 securities
 unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant  Nature of Dealings         Details                        Price per unit (if

 security
 applicable)

 4.                 OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,

 formal or informal, relating to relevant securities which may be an
 inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between

 the exempt principal trader making the disclosure and any other person
 relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which

 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                                     NO
 Date of disclosure:                                                                                     28 May 2024
 Contact name:                                                                                           Large Holdings Regulatory Operations
 Telephone number:                                                                                       020 3134 7213

 

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